0001752724-23-119733.txt : 20230526 0001752724-23-119733.hdr.sgml : 20230526 20230526101310 ACCESSION NUMBER: 0001752724-23-119733 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE SPECIAL INVESTMENT TRUST CENTRAL INDEX KEY: 0000031266 IRS NUMBER: 046039283 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01545 FILM NUMBER: 23963817 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE SPECIAL EQUITIES FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE SPECIAL EQUITIES FUND INC DATE OF NAME CHANGE: 19890619 0000031266 S000005213 Eaton Vance Balanced Fund C000014207 Eaton Vance Balanced Fund Class A EVIFX C000014209 Eaton Vance Balanced Fund Class C ECIFX C000120937 Eaton Vance Balanced Fund Class I EIIFX C000171358 Eaton Vance Balanced Fund Class R ERIFX C000171359 Eaton Vance Balanced Fund Class R6 ESIFX NPORT-P 1 primary_doc.xml NPORT-P false 0000031266 XXXXXXXX S000005213 C000171359 C000171358 C000014207 C000014209 C000120937 EATON VANCE SPECIAL INVESTMENT TRUST 811-01545 0000031266 5493003X08Y3GH1CDY86 TWO INTERNATIONAL PLACE BOSTON 02110 617-482-8260 Eaton Vance Balanced Fund S000005213 549300K1U0QNE2I90T15 2023-12-31 2023-03-31 N 845313787.76 1190485.58 844123302.18 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N 60% S&P 500 / 40% Bloomberg US Agg Bond SN50LEUSD Eaton Vance Corp. 4JJ8ORNW1AFZPSV8GJ79 Core Bond Portfolio 000000000 1.00000000 NS USD 360063585.25000000 42.65533060396 Long EC RF US N N/A N N N Eaton Vance Corp. 4JJ8ORNW1AFZPSV8GJ79 Stock Portfolio 000000000 1.00000000 NS USD 484565749.16000000 57.40461706347 Long EC RF US N N/A N N N 2023-04-27 EATON VANCE SPECIAL INVESTMENT TRUST James Kirchner James Kirchner Treasurer XXXX NPORT-EX 2 NPORT_FP4Z_64438173_0323.htm
Eaton Vance
Balanced Fund
March 31, 2023 (Unaudited)
Eaton Vance Balanced Fund (the Fund), a diversified series of Eaton Vance Special Investment Trust, pursues its investment objective by investing in one or more registered investment companies (each a Portfolio) managed by Eaton Vance Management or its affiliates. The Fund owns a pro-rata interest in the net assets of each Portfolio in which it invests. At March 31, 2023, the Fund owned 57.7% of Core Bond Portfolio’s outstanding interests and 86.8% of Stock Portfolio’s outstanding interests. The Fund’s Portfolio of Investments at March 31, 2023 is set forth below.
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Eaton Vance
Balanced Fund
March 31, 2023
Portfolio of Investments (Unaudited)
Investments in Affiliated Portfolios
Description   Value % of Net
Assets
Core Bond Portfolio      
(identified cost, $397,445,443)   $360,062,762 42.7%
Stock Portfolio      
(identified cost, $354,739,568)   484,565,759 57.4
Total Investments in Affiliated Portfolios
(identified cost $752,185,011) 		  $844,628,521 100.1%
Total Investments
(identified cost, $752,185,011) 		  $844,628,521 100.1%
Other Assets, Less Liabilities   $   (684,395) (0.1)%
Net Assets   $843,944,126 100.0%
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
• Level 1 — quoted prices in active markets for identical investments
• Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)
• Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. At March 31, 2023 and December 31, 2022, the Fund’s investments in the Portfolios were valued based on Level 1 inputs.
For information on the Fund's policy regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent financial statements included in its semiannual or annual report to shareholders.
The Stock Portfolio’s Portfolio of Investments is set forth below. A copy of Part F to Form N-PORT (containing a Portfolio of Investments) for Core Bond Portfolio at March 31, 2023 is available by calling Eaton Vance at 1-800-262-1122 or in EDGAR database on the Securities and Exchange Commission’s website at www.sec.gov.
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Stock Portfolio
March 31, 2023
Portfolio of Investments (Unaudited)
Common Stocks — 100.0%
Security Shares Value
Automobile Components — 0.9%
Aptiv PLC(1)        47,256 $  5,301,651
      $  5,301,651
Banks — 1.0%
Wells Fargo & Co.       144,210 $  5,390,570
      $  5,390,570
Beverages — 5.8%
Coca-Cola Co. (The)       251,746 $ 15,615,804
PepsiCo, Inc.        91,500  16,680,450
      $ 32,296,254
Biotechnology — 2.4%
AbbVie, Inc.        83,416 $ 13,294,008
      $ 13,294,008
Broadline Retail — 3.4%
Amazon.com, Inc.(1)       186,720 $ 19,286,309
      $ 19,286,309
Capital Markets — 6.3%
Intercontinental Exchange, Inc.       111,904 $ 11,670,468
S&P Global, Inc.        22,236   7,666,306
Stifel Financial Corp.       111,600   6,594,444
Tradeweb Markets, Inc., Class A       114,629   9,057,983
      $ 34,989,201
Chemicals — 2.7%
FMC Corp.        45,800 $  5,593,554
Linde PLC        26,800   9,525,792
      $ 15,119,346
Commercial Services & Supplies — 1.4%
Waste Management, Inc.        48,178 $  7,861,204
      $  7,861,204
Consumer Staples Distribution & Retail — 1.9%
Walmart, Inc.        72,500 $ 10,690,125
      $ 10,690,125
Security Shares Value
Electric Utilities — 2.3%
Constellation Energy Corp.        57,800 $  4,537,300
NextEra Energy, Inc.       105,940   8,165,855
      $ 12,703,155
Electrical Equipment — 1.6%
AMETEK, Inc.        62,856 $  9,134,863
      $  9,134,863
Electronic Equipment, Instruments & Components — 1.0%
TE Connectivity, Ltd.        41,600 $  5,455,840
      $  5,455,840
Entertainment — 2.0%
Electronic Arts, Inc.        49,800 $  5,998,410
Walt Disney Co. (The)(1)        51,300   5,136,669
      $ 11,135,079
Financial Services — 4.1%
Shift4 Payments, Inc., Class A(1)        79,000 $  5,988,200
Visa, Inc., Class A        75,430  17,006,448
      $ 22,994,648
Ground Transportation — 1.6%
Union Pacific Corp.        45,424 $  9,142,034
      $  9,142,034
Health Care Equipment & Supplies — 4.5%
Boston Scientific Corp.(1)       206,236 $ 10,317,987
Intuitive Surgical, Inc.(1)        28,400   7,255,348
Stryker Corp.        26,200   7,479,314
      $ 25,052,649
Hotels, Restaurants & Leisure — 1.6%
Domino's Pizza, Inc.        16,600 $  5,475,842
Marriott International, Inc., Class A        20,628   3,425,073
      $  8,900,915
Insurance — 2.4%
Allstate Corp. (The)        72,300 $  8,011,563
W.R. Berkley Corp.        88,200   5,491,332
      $ 13,502,895
Interactive Media & Services — 3.6%
Alphabet, Inc., Class C(1)       192,480 $ 20,017,920
      $ 20,017,920
 
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Stock Portfolio
March 31, 2023
Portfolio of Investments (Unaudited) — continued
Security Shares Value
Life Sciences Tools & Services — 4.3%
Danaher Corp.        31,192 $  7,861,632
Illumina, Inc.(1)        25,600   5,953,280
Thermo Fisher Scientific, Inc.        17,634  10,163,708
      $ 23,978,620
Machinery — 0.6%
Parker-Hannifin Corp.        10,400 $  3,495,544
      $  3,495,544
Media — 1.2%
Comcast Corp., Class A       181,100 $  6,865,501
      $  6,865,501
Multi-Utilities — 1.1%
Sempra Energy        41,400 $  6,258,024
      $  6,258,024
Oil, Gas & Consumable Fuels — 1.8%
ConocoPhillips        99,556 $  9,876,951
      $  9,876,951
Pharmaceuticals — 3.5%
Bristol-Myers Squibb Co.       109,800 $  7,610,238
Eli Lilly & Co.        34,100  11,710,622
      $ 19,320,860
Professional Services — 4.5%
Automatic Data Processing, Inc.        54,796 $ 12,199,234
Booz Allen Hamilton Holding Corp.        63,890   5,921,964
TransUnion       115,300   7,164,742
      $ 25,285,940
Real Estate Management & Development — 1.5%
FirstService Corp.        58,500 $  8,247,915
      $  8,247,915
Semiconductors & Semiconductor Equipment — 5.9%
Analog Devices, Inc.        65,386 $ 12,895,427
Lam Research Corp.        21,400  11,344,568
Texas Instruments, Inc.        45,647   8,490,798
      $ 32,730,793
Software — 12.7%
ANSYS, Inc.(1)        18,700 $  6,223,360
Black Knight, Inc.(1)        78,500    4,518,460
Security Shares Value
Software (continued)
Fair Isaac Corp.(1)        11,300 $  7,940,397
Intuit, Inc.        17,954   8,004,432
Microsoft Corp.       141,098  40,678,553
VMware, Inc., Class A(1)        27,900   3,483,315
      $ 70,848,517
Specialized REITs — 1.0%
Lamar Advertising Co., Class A        56,890 $  5,682,742
      $  5,682,742
Specialty Retail — 1.5%
TJX Cos., Inc. (The)       105,434 $  8,261,808
      $  8,261,808
Technology Hardware, Storage & Peripherals — 6.7%
Apple, Inc.       225,684 $ 37,215,292
      $ 37,215,292
Textiles, Apparel & Luxury Goods — 1.8%
Lululemon Athletica, Inc.(1)        13,800 $  5,025,822
NIKE, Inc., Class B        43,300   5,310,312
      $ 10,336,134
Wireless Telecommunication Services — 1.4%
T-Mobile US, Inc.(1)        53,508 $  7,750,099
      $  7,750,099
Total Common Stocks
(identified cost $389,559,555) 		    $558,423,406
    
Short-Term Investments — 0.0%(2)
Security Shares Value
Morgan Stanley Institutional Liquidity Funds - Government Portfolio, Institutional Class, 4.73%(3)         8,774 $      8,774
Total Short-Term Investments
(identified cost $8,774) 		    $      8,774
Total Investments — 100.0%
(identified cost $389,568,329) 		    $558,432,180
Other Assets, Less Liabilities — (0.0)%(2)     $   (167,826)
Net Assets — 100.0%     $558,264,354
    
 
4
Stock Portfolio
March 31, 2023
Portfolio of Investments (Unaudited) — continued
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
(1) Non-income producing security.
(2) Amount is less than 0.05% or (0.05)%, as applicable.
(3) May be deemed to be an affiliated investment company. The rate shown is the annualized seven-day yield as of March 31, 2023.
Abbreviations:
REITs – Real Estate Investment Trusts
 
The Portfolio did not have any open derivative instruments at March 31, 2023.
Affiliated Investments
At March 31, 2023, the value of the Portfolio's investment in funds that may be deemed to be affiliated was $8,774, which represents less than 0.05% of the Portfolio's net assets. Transactions in such funds by the Portfolio for the fiscal year to date ended March 31, 2023 were as follows:
Name Value,
beginning
of period 		Purchases Sales
proceeds 		Net
realized
gain (loss) 		Change in
unrealized
appreciation
(depreciation) 		Value, end
of period 		Dividend
income 		Shares,
end of period
Short-Term Investments 
Liquidity Fund, Institutional Class(1) $4,125 $16,451,962 $(16,447,313) $ — $ — $8,774 $17,717 8,774
(1) Represents investment in Morgan Stanley Institutional Liquidity Funds - Government Portfolio.
Fair Value Measurements
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
• Level 1 – quoted prices in active markets for identical investments
• Level 2 – other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)
• Level 3 – significant unobservable inputs (including a fund's own assumptions in determining the fair value of investments)
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
At March 31, 2023, the hierarchy of inputs used in valuing the Portfolio's investments, which are carried at value, were as follows:
Asset Description  Level 1  Level 2  Level 3  Total 
Common Stocks $558,423,406* $ — $ — $558,423,406
Short-Term Investments       8,774  —  —       8,774
Total Investments $558,432,180 $ — $ — $558,432,180
* The level classification by major category of investments is the same as the category presentation in the Portfolio of Investments.
For information on the Portfolio's policy regarding the valuation of investments and other significant accounting policies, please refer to the Portfolio's most recent financial statements included in its semiannual or annual report to shareholders.
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