0001752724-21-258648.txt : 20211124 0001752724-21-258648.hdr.sgml : 20211124 20211124171354 ACCESSION NUMBER: 0001752724-21-258648 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211124 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE SPECIAL INVESTMENT TRUST CENTRAL INDEX KEY: 0000031266 IRS NUMBER: 046039283 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-01545 FILM NUMBER: 211447991 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE SPECIAL EQUITIES FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE SPECIAL EQUITIES FUND INC DATE OF NAME CHANGE: 19890619 0000031266 S000005220 Eaton Vance Growth Fund C000014223 Eaton Vance Growth Fund Class A EALCX C000014225 Eaton Vance Growth Fund Class C ECLCX C000048018 Eaton Vance Growth Fund Class I ELCIX C000080478 Eaton Vance Growth Fund Class R ELCRX NPORT-P 1 primary_doc.xml NPORT-P false 0000031266 XXXXXXXX S000005220 C000014225 C000080478 C000048018 C000014223 EATON VANCE SPECIAL INVESTMENT TRUST 811-01545 0000031266 5493003X08Y3GH1CDY86 TWO INTERNATIONAL PLACE BOSTON 02110 617-482-8260 Eaton Vance Growth Fund S000005220 549300ZBR7875PWKMC53 2021-12-31 2021-09-30 N 438060042.01 8783619.84 429276422.17 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 UST 10X Genomics Inc 5493003Z6741WNLG7H43 10X Genomics Inc 88025U109 23916.00000000 NS USD 3481691.28000000 0.811060449674 Long EC CORP US N 1 N N N salesforce.com Inc RCGZFPDMRW58VJ54VR07 salesforce.com Inc 79466L302 26633.00000000 NS USD 7223402.26000000 1.682692523266 Long EC CORP US N 1 N N N Intuit Inc VI90HBPH7XSFMB9E4M29 Intuit Inc 461202103 21629.00000000 NS USD 11669061.79000000 2.718309505798 Long EC CORP US N 1 N N N Zebra Technologies Corp PO0I32GKZ3HZMMDPZZ08 Zebra Technologies Corp 989207105 6376.00000000 NS USD 3286317.92000000 0.765548199313 Long EC CORP US N 1 N N N Accenture PLC N/A Accenture PLC 000000000 6845.00000000 NS USD 2189852.40000000 0.510126409675 Long EC CORP IE N 1 N N N AMETEK Inc 549300WZDEF9KKE40E98 AMETEK Inc 031100100 44928.00000000 NS USD 5571521.28000000 1.297886627883 Long EC CORP US N 1 N N N Twitter Inc 549300I8RX485XMK6836 Twitter Inc 90184L102 59692.00000000 NS USD 3604799.88000000 0.839738614522 Long EC CORP US N 1 N N N Mondelez International Inc 549300DV9GIB88LZ5P30 Mondelez International Inc 609207105 62651.00000000 NS USD 3645035.18000000 0.849111433042 Long EC CORP US N 1 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 UnitedHealth Group Inc 91324P102 17770.00000000 NS USD 6943449.80000000 1.617477560239 Long EC CORP US N 1 N N N EV CASH RESERVES FUND LLC N/A EV CASH RESERVES FUND LLC 000000000 23862.02000000 NS USD 23862.02000000 0.005558660752 Long STIV US N 2 N N N Zscaler Inc 529900MZ0RTK1BWRNF46 Zscaler Inc 98980G102 29041.00000000 NS USD 7615131.02000000 1.773945790338 Long EC CORP US N 1 N N N AbbVie Inc FR5LCKFTG8054YNNRU85 AbbVie Inc 00287Y109 45459.00000000 NS USD 4903662.33000000 1.142308796092 Long EC CORP US N 1 N N N Thermo Fisher Scientific Inc HCHV7422L5HDJZCRFL38 Thermo Fisher Scientific Inc 883556102 7681.00000000 NS USD 4388385.73000000 1.022275043156 Long EC CORP US N 1 N N N Uber Technologies Inc 549300B2FTG34FILDR98 Uber Technologies Inc 90353T100 81314.00000000 NS USD 3642867.20000000 0.848606401811 Long EC CORP US N 1 N N N EOG Resources Inc XWTZDRYZPBUHIQBKDB46 EOG Resources Inc 26875P101 27189.00000000 NS USD 2182461.03000000 0.508404589044 Long EC CORP US N 1 N N N NIKE Inc 787RXPR0UX0O0XUXPZ81 NIKE Inc 654106103 45138.00000000 NS USD 6555391.74000000 1.527079383224 Long EC CORP US N 1 N N N Agilent Technologies Inc QUIX8Y7A2WP0XRMW7G29 Agilent Technologies Inc 00846U101 19722.00000000 NS USD 3106806.66000000 0.723731027270 Long EC CORP US N 1 N N N State Street Global Advisors 5493008BJIBKQ5KTIF74 State Street Navigator Securities Lending Government Money Market Portfolio 857492706 4023929.00000000 NS USD 4023929.00000000 0.937374799123 Long STIV RF US N 1 N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 Micron Technology Inc 595112103 125991.00000000 NS USD 8942841.18000000 2.083236049814 Long EC CORP US N 1 N N N Tandem Diabetes Care Inc 549300JEPFOD0K4D3I05 Tandem Diabetes Care Inc 875372203 19566.00000000 NS USD 2335789.08000000 0.544122378814 Long EC CORP US N 1 N N N Paycom Software Inc 254900LSB0HNJUDC6Q18 Paycom Software Inc 70432V102 2890.00000000 NS USD 1432717.50000000 0.333751733383 Long EC CORP US N 1 N N N Texas Instruments Inc WDJNR2L6D8RWOEB8T652 Texas Instruments Inc 882508104 51123.00000000 NS USD 9826351.83000000 2.289049973983 Long EC CORP US N 1 N N N Inari Medical Inc N/A Inari Medical Inc 45332Y109 44209.00000000 NS USD 3585349.90000000 0.835207739077 Long EC CORP US N 1 N N N PayPal Holdings Inc 5493005X2GO78EFZ3E94 PayPal Holdings Inc 70450Y103 66418.00000000 NS USD 17282627.78000000 4.025990454503 Long EC CORP US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K305 8374.00000000 NS USD 22388056.48000000 5.215300753493 Long EC CORP US N 1 N N N Visa Inc 549300JZ4OKEHW3DPJ59 Visa Inc 92826C839 88617.00000000 NS USD 19739436.75000000 4.598304432891 Long EC CORP US N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 104961.00000000 NS USD 29590605.12000000 6.893135423189 Long EC CORP US N 1 N N N Veeva Systems Inc 549300YZEXPDB92M2F02 Veeva Systems Inc 922475108 11215.00000000 NS USD 3231826.55000000 0.752854427378 Long EC CORP US N 1 N N N Trane Technologies PLC 549300BURLR9SLYY2705 Trane Technologies PLC 000000000 21361.00000000 NS USD 3687976.65000000 0.859114654226 Long EC CORP IE N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 Adobe Inc 00724F101 25499.00000000 NS USD 14680284.28000000 3.419774187874 Long EC CORP US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K107 3047.00000000 NS USD 8121199.57000000 1.891834526794 Long EC CORP US N 1 N N N Altair Engineering Inc 549300FJ89HZ6GU9S994 Altair Engineering Inc 021369103 30509.00000000 NS USD 2103290.46000000 0.489961794166 Long EC CORP US N 1 N N N Illumina Inc SQ95QG8SR5Q56LSNF682 Illumina Inc 452327109 6277.00000000 NS USD 2546013.97000000 0.593094295076 Long EC CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 Walt Disney Co/The 254687106 21319.00000000 NS USD 3606535.23000000 0.840142864536 Long EC CORP US N 1 N N N Coca-Cola Co/The UWJKFUJFZ02DKWI3RY53 Coca-Cola Co/The 191216100 132579.00000000 NS USD 6956420.13000000 1.620499000349 Long EC CORP US N 1 N N N Palantir Technologies Inc 549300UVN46B3BBDHO85 Palantir Technologies Inc 69608A108 212419.00000000 NS USD 5106552.76000000 1.189572148916 Long 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4951416.96000000 1.153433243542 Long EC CORP US N 1 N N N Abbott Laboratories HQD377W2YR662HK5JX27 Abbott Laboratories 002824100 38357.00000000 NS USD 4531112.41000000 1.055523242365 Long EC CORP US N 1 N N N CSX Corp 549300JVQR4N1MMP3Q88 CSX Corp 126408103 118347.00000000 NS USD 3519639.78000000 0.819900557828 Long EC CORP US N 1 N N N Goldman Sachs Group Inc/The 784F5XWPLTWKTBV3E584 Goldman Sachs Group Inc/The 38141G104 19951.00000000 NS USD 7542076.53000000 1.756927737115 Long EC CORP US N 1 N N N Sysco Corp 5RGWIFLMGH3YS7KWI652 Sysco Corp 871829107 56708.00000000 NS USD 4451578.00000000 1.036995690911 Long EC CORP US N 1 N N N Charles Schwab Corp/The 549300VSGCJ7E698NM85 Charles Schwab Corp/The 808513105 84590.00000000 NS USD 6161535.60000000 1.435330542696 Long EC CORP US N 1 N N N Ambarella Inc 254900XN7F4DG0CEKC02 Ambarella Inc 000000000 15448.00000000 NS USD 2405871.52000000 0.560448092592 Long EC CORP KY N 1 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 Facebook Inc 30303M102 53050.00000000 NS USD 18004639.50000000 4.194183181313 Long EC CORP US N 1 N N N Waste Connections Inc 549300HDLRTPBQU69P29 Waste Connections Inc 94106B101 25926.00000000 NS USD 3264861.18000000 0.760549848858 Long EC CORP CA N 1 N N N Raytheon Technologies Corp I07WOS4YJ0N7YRFE7309 Raytheon Technologies Corp 75513E101 32021.00000000 NS USD 2752525.16000000 0.641201104427 Long EC CORP US N 1 N N N Starbucks Corp OQSJ1DU9TAOC51A47K68 Starbucks Corp 855244109 48619.00000000 NS USD 5363161.89000000 1.249349280095 Long EC CORP US N 1 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 QUALCOMM Inc 747525103 71102.00000000 NS USD 9170735.96000000 2.136324169317 Long EC CORP US N 1 N N N Logitech International SA 549300SN6PRK6IJJC215 Logitech International SA 000000000 46692.00000000 NS USD 4115899.80000000 0.958799409292 Long EC CORP CH N 1 N N Copart Inc 549300KVYX3JWMYEHU61 Copart Inc 217204106 16205.00000000 NS USD 2247957.60000000 0.523662023792 Long EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 Apple Inc 037833100 147522.00000000 NS USD 20874363.00000000 4.862685654730 Long EC CORP US N 1 N N N Hexcel Corp S6Q7LW43WUBUHXY2QP69 Hexcel Corp 428291108 54309.00000000 NS USD 3225411.51000000 0.751360042952 Long EC CORP US N 1 N N N Aptiv PLC N/A Aptiv PLC 000000000 35331.00000000 NS USD 5263259.07000000 1.226076904805 Long EC CORP JE N 1 N N N VF Corp CWAJJ9DJ5Z7P057HV541 VF Corp 918204108 37831.00000000 NS USD 2534298.69000000 0.590365219032 Long EC CORP US N 1 N N N Eli Lilly & Co FRDRIPF3EKNDJ2CQJL29 Eli Lilly & Co 532457108 20600.00000000 NS USD 4759630.00000000 1.108756445541 Long EC CORP US N 1 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 JPMorgan Chase & Co 46625H100 28202.00000000 NS USD 4616385.38000000 1.075387592140 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 Amazon.com Inc 023135106 10856.00000000 NS USD 35662394.24000000 8.307559511357 Long EC CORP US N 1 N N N 2021-10-25 EATON VANCE SPECIAL INVESTMENT TRUST James Kirchner James Kirchner Treasurer XXXX NPORT-EX 2 NPORT_FP4B_43414480_0921.htm HTML

Eaton Vance

Growth Fund

September 30, 2021

PORTFOLIO OF INVESTMENTS (Unaudited)

Common Stocks — 99.5%

 

                                                 
Security    Shares      Value  

Aerospace & Defense — 1.4%

     

Hexcel Corp.(1)

     54,309      $ 3,225,412  

Raytheon Technologies Corp.

     32,021        2,752,525  
     

 

 

 
      $ 5,977,937  
     

 

 

 

Auto Components — 1.2%

     

Aptiv PLC(1)

     35,331      $ 5,263,259  
     

 

 

 
      $ 5,263,259  
     

 

 

 

Banks — 1.1%

     

JPMorgan Chase & Co.

     28,202      $ 4,616,385  
     

 

 

 
      $ 4,616,385  
     

 

 

 

Beverages — 1.6%

     

Coca-Cola Co. (The)

     132,579      $ 6,956,420  
     

 

 

 
      $ 6,956,420  
     

 

 

 

Biotechnology — 1.1%

     

AbbVie, Inc.

     45,459      $ 4,903,662  
     

 

 

 
      $ 4,903,662  
     

 

 

 

Building Products — 0.9%

     

Trane Technologies PLC

     21,361      $ 3,687,977  
     

 

 

 
      $ 3,687,977  
     

 

 

 

Capital Markets — 3.2%

     

Charles Schwab Corp. (The)

     84,590      $ 6,161,536  

Goldman Sachs Group, Inc. (The)

     19,951        7,542,076  
     

 

 

 
      $ 13,703,612  
     

 

 

 

Chemicals — 0.3%

     

Ecolab, Inc.

     5,482      $ 1,143,655  
     

 

 

 
      $ 1,143,655  
     

 

 

 

Commercial Services & Supplies — 1.3%

     

Copart, Inc.(1)

     16,205      $ 2,247,958  

Waste Connections, Inc.

     25,926        3,264,861  
     

 

 

 
      $ 5,512,819  
     

 

 

 

Electrical Equipment — 1.3%

     

AMETEK, Inc.

     44,928      $ 5,571,521  
     

 

 

 
      $ 5,571,521  
     

 

 

 

Electronic Equipment, Instruments & Components — 0.8%

     

Zebra Technologies Corp., Class A(1)

     6,376      $ 3,286,318  
     

 

 

 
      $ 3,286,318  
     

 

 

 

 

1

 

 


                                                 
Security    Shares      Value  

Entertainment — 2.5%

     

Netflix, Inc.(1)

     11,594      $ 7,076,282  

Walt Disney Co. (The)(1)

     21,319        3,606,535  
     

 

 

 
      $ 10,682,817  
     

 

 

 

Food & Staples Retailing — 1.0%

     

Sysco Corp.

     56,708      $ 4,451,578  
     

 

 

 
      $ 4,451,578  
     

 

 

 

Food Products — 0.8%

     

Mondelez International, Inc., Class A

     62,651      $ 3,645,035  
     

 

 

 
      $ 3,645,035  
     

 

 

 

Health Care Equipment & Supplies — 4.8%

     

Abbott Laboratories

     38,357      $ 4,531,113  

Inari Medical, Inc.(1)

     44,209        3,585,350  

Intuitive Surgical, Inc.(1)

     7,909        7,862,732  

Ortho Clinical Diagnostics Holdings PLC(1)

     125,857        2,325,837  

Tandem Diabetes Care, Inc.(1)

     19,566        2,335,789  
     

 

 

 
      $ 20,640,821  
     

 

 

 

Health Care Providers & Services — 1.6%

     

UnitedHealth Group, Inc.

     17,770      $ 6,943,450  
     

 

 

 
      $ 6,943,450  
     

 

 

 

Health Care Technology — 0.8%

     

Veeva Systems, Inc., Class A(1)

     11,215      $ 3,231,827  
     

 

 

 
      $ 3,231,827  
     

 

 

 

Hotels, Restaurants & Leisure — 1.3%

     

Starbucks Corp.

     48,619      $ 5,363,162  
     

 

 

 
      $ 5,363,162  
     

 

 

 

Interactive Media & Services — 12.1%

     

Alphabet, Inc., Class A(1)

     8,374      $ 22,388,056  

Alphabet, Inc., Class C(1)

     3,047        8,121,200  

Facebook, Inc., Class A(1)

     53,050        18,004,639  

Twitter, Inc.(1)

     59,692        3,604,800  
     

 

 

 
      $ 52,118,695  
     

 

 

 

Internet & Direct Marketing Retail — 8.3%

     

Amazon.com, Inc.(1)

     10,856      $ 35,662,394  
     

 

 

 
      $ 35,662,394  
     

 

 

 

IT Services — 9.1%

     

Accenture PLC, Class A

     6,845      $ 2,189,852  

PayPal Holdings, Inc.(1)

     66,418        17,282,628  

Visa, Inc., Class A

     88,617        19,739,437  
     

 

 

 
      $ 39,211,917  
     

 

 

 

Life Sciences Tools & Services — 3.2%

     

10X Genomics, Inc., Class A(1)

     23,916      $ 3,481,691  

Agilent Technologies, Inc.

     19,722        3,106,807  

Illumina, Inc.(1)

     6,277        2,546,014  

Thermo Fisher Scientific, Inc.

     7,681        4,388,386  
     

 

 

 
      $ 13,522,898  
     

 

 

 

 

2

 

 


                                                 
Security    Shares      Value  

Oil, Gas & Consumable Fuels — 0.5%

     

EOG Resources, Inc.

     27,189      $ 2,182,461  
     

 

 

 
      $ 2,182,461  
     

 

 

 

Pharmaceuticals — 1.1%

     

Eli Lilly & Co.

     20,600      $ 4,759,630  
     

 

 

 
      $ 4,759,630  
     

 

 

 

Road & Rail — 1.7%

     

CSX Corp.

     118,347      $ 3,519,640  

Uber Technologies, Inc.(1)

     81,314        3,642,867  
     

 

 

 
      $ 7,162,507  
     

 

 

 

Semiconductors & Semiconductor Equipment — 8.2%

     

Ambarella, Inc.(1)

     15,448      $ 2,405,871  

Intel Corp.

     92,932        4,951,417  

Micron Technology, Inc.

     125,991        8,942,841  

QUALCOMM, Inc.

     71,102        9,170,736  

Texas Instruments, Inc.

     51,123        9,826,352  
     

 

 

 
      $ 35,297,217  
     

 

 

 

Software — 18.5%

     

Adobe, Inc.(1)

     25,499      $ 14,680,284  

Altair Engineering, Inc., Class A(1)

     30,509        2,103,290  

Intuit, Inc.

     21,629        11,669,062  

Microsoft Corp.

     104,961        29,590,605  

Palantir Technologies, Inc., Class A(1)

     212,419        5,106,553  

Paycom Software, Inc.(1)

     2,890        1,432,718  

salesforce.com, inc.(1)

     26,633        7,223,402  

Zscaler, Inc.(1)

     29,041        7,615,131  
     

 

 

 
      $ 79,421,045  
     

 

 

 

Specialty Retail — 3.0%

     

Home Depot, Inc. (The)

     12,658      $ 4,155,115  

TJX Cos., Inc. (The)

     129,408        8,538,340  
     

 

 

 
      $ 12,693,455  
     

 

 

 

Technology Hardware, Storage & Peripherals — 5.8%

     

Apple, Inc.

     147,522      $ 20,874,363  

Logitech International S.A.(2)

     46,692        4,115,900  
     

 

 

 
      $ 24,990,263  
     

 

 

 

Textiles, Apparel & Luxury Goods — 1.0%

     

NIKE, Inc., Class B

     29,738      $ 4,318,850  
     

 

 

 
      $ 4,318,850  
     

 

 

 

Total Common Stocks
(identified cost $179,461,570)

      $ 426,923,587  
     

 

 

 

Short-Term Investments — 0.9%

     
Description    Units/Shares      Value  

Eaton Vance Cash Reserves Fund, LLC, 0.05%(3)

     23,862      $ 23,862  

State Street Navigator Securities Lending Government Money Market Portfolio, 0.03%(4)

     4,023,929        4,023,929  
     

 

 

 

 

3

 

 


                        
Description    Value  

Total Short-Term Investments
(identified cost $4,047,791)

   $ 4,047,791  
  

 

 

 

Total Investments — 100.4%
(identified cost $183,509,361)

   $ 430,971,378  
  

 

 

 

Other Assets, Less Liabilities — (0.4)%

   $ (1,664,612
  

 

 

 

Net Assets — 100.0%

   $ 429,306,766  
  

 

 

 

The percentage shown for each investment category in the Portfolio of Investments is based on net assets.

 

(1)

Non-income producing security.

 

(2)

All or a portion of this security was on loan at September 30, 2021. The aggregate market value of securities on loan at September 30, 2021 was $4,074,734 and the total market value of the collateral received by the Fund was $4,206,567, comprised of cash of $4,023,929 and U.S. government and/or agencies securities of $182,638.

 

(3)

Affiliated investment company, available to Eaton Vance portfolios and funds, which invests in high quality, U.S. dollar denominated money market instruments. The rate shown is the annualized seven-day yield as of September 30, 2021.

 

(4)

Represents investment of cash collateral received in connection with securities lending.

The Fund did not have any open derivative instruments at September 30, 2021.

At September 30, 2021, the value of the Fund’s investment in affiliated funds was $23,862, which represents less than 0.05% of the Fund’s net assets. Transactions in affiliated funds by the Fund for the fiscal year to date ended September 30, 2021 were as follows:

 

                                                                                                                                                                                                       

Name of

  affiliated fund  

  Value,
beginning of
period
    Purchases     Sales
proceeds
    Net
realized
gain (loss)
    Change in
unrealized
appreciation
(depreciation)
    Value, end of
period
    Dividend
income
    Units, end
of period
 

 

 

 

 

   

 

 

   

 

 

   

 

 

   

 

 

   

 

 

   

 

 

   

 

 

 

Short-Term Investments

 

Eaton Vance Cash Reserves Fund, LLC

  $     514,520     $     20,032,656     $     (20,523,314   $     —     $     —     $     23,862     $     631       23,862  

Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.

 

 

Level 1 — quoted prices in active markets for identical investments

 

 

Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)

 

 

Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)

In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

At September 30, 2021, the hierarchy of inputs used in valuing the Fund’s investments, which are carried at value, were as follows:

 

Asset Description    Level 1      Level 2      Level 3      Total  

Common Stocks

   $ 426,923,587    $      $      $ 426,923,587  

Short-Term Investments

     4,023,929        23,862               4,047,791  

Total Investments

   $     430,947,516      $     23,862      $      $     430,971,378  

 

*

The level classification by major category of investments is the same as the category presentation in the Portfolio of Investments.

For information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent financial statements included in its semiannual or annual report to shareholders.

 

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