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Proc-Type: 2001,MIC-CLEAR
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Two International Place
Boston, MA 02110
Telephone: (617) 482-8260
Telecopy: (617) 338-8054
March 25, 2009
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, DC 20549
Re: | Registered Management Investment Company Fidelity Bond |
Ladies and Gentlemen:
On behalf of the Registrants listed on the attached Schedule A, filed herewith pursuant to Rule 17-g l (g)(1)(B)(i)(ii),(iii) and (iv) under the Investment Company Act of 1940 is:
(i) |
A copy of Rider 14 to the joint fidelity bond to decrease the Limit of Liability to $68,000,000. |
(ii) |
a certified copy of the resolutions of a majority of the Trustees who are not interested persons of the Trusts listed on Schedule A approving the bond amendment. |
(iii) |
a statement showing the amount of the single insured bond which each investment company would have maintained had it not been named as an insured under a joint insured bond which is effective from September 1, 2008 to September 1, 2009; |
(iv) |
a statement as to the period for which premiums have been paid; and |
(v) |
a copy of the agreement between the investment company and each of the named insureds entered into pursuant to paragraph (f) of Regulation 17g-1. |
If you have any questions or comments concerning the enclosed, please contact the undersigned at (617) 598-8106 or fax (617) 338-8054.
Sincerely, /s/PaulM.ONeil PaulM.ONeil ChiefComplianceOfficer |
Schedule A
Eaton Vance California Municipal Income Trust
Eaton Vance Credit Opportunities Fund
Eaton Vance Credit Opportunities Fund II
Eaton Vance Enhanced Equity Income Fund
Eaton Vance Enhanced Equity Income Fund II
Eaton Vance Floating-Rate Income Trust
Eaton Vance Growth Trust, a series fund consisting of:
Eaton Vance Asian Small Companies Fund
Eaton Vance Global Growth Fund
Eaton Vance Greater China Growth Fund
Eaton Vance Multi-Cap Growth Fund
Eaton Vance Worldwide Health Sciences Fund
Eaton Vance-Atlanta Capital Large-Cap Growth Fund
Eaton Vance-Atlanta Capital SMID-Cap Fund
Eaton Vance Insured California Municipal Bond Fund
Eaton Vance Insured California Municipal Bond Fund II
Eaton Vance Insured Florida Plus Municipal Bond Fund
Eaton Vance Insured Massachusetts Municipal Bond Fund
Eaton Vance Insured Michigan Municipal Bond Fund
Eaton Vance Insured Municipal Bond Fund
Eaton Vance Insured Municipal Bond Fund II
Eaton Vance Insured New Jersey Municipal Bond Fund
Eaton Vance Insured New York Municipal Bond Fund
Eaton Vance Insured New York Municipal Bond Fund II
Eaton Vance Insured Ohio Municipal Bond Fund
Eaton Vance Insured Pennsylvania Municipal Bond Fund
Eaton Vance Investment Trust, a series fund consisting of:
Eaton Vance AMT-Free Limited Maturity Municipals Fund
Eaton Vance California Limited Maturity Municipals Fund
Eaton Vance Massachusetts Limited Maturity Municipals Fund
Eaton Vance National Limited Maturity Municipals Fund
Eaton Vance New Jersey Limited Maturity Municipals Fund
Eaton Vance New York Limited Maturity Municipals Fund
Eaton Vance Ohio Limited Maturity Municipals Fund
Eaton Vance Pennsylvania Limited Maturity Municipals Fund
Eaton Vance Limited Duration Income Fund
Eaton Vance Massachusetts Municipal Income Trust
Eaton Vance Michigan Municipal Income Trust
Eaton Vance Municipal Income Trust
Eaton Vance Municipals Trust, a series fund consisting of:
Eaton Vance Alabama Municipals Fund
Eaton Vance Arizona Municipals Fund
Eaton Vance Arkansas Municipals Fund
Eaton Vance California Municipals Fund
Eaton Vance Colorado Municipals Fund
A-1
Eaton Vance Connecticut Municipals Fund
Eaton Vance Florida Plus Municipals Fund
Eaton Vance Georgia Municipals Fund
Eaton Vance Kentucky Municipals Fund
Eaton Vance Louisiana Municipals Fund
Eaton Vance Maryland Municipals Fund
Eaton Vance Massachusetts Municipals Fund
Eaton Vance Michigan Municipals Fund
Eaton Vance Minnesota Municipals Fund
Eaton Vance Mississippi Municipals Fund
Eaton Vance Missouri Municipals Fund
Eaton Vance National Municipals Fund
Eaton Vance New Jersey Municipals Fund
Eaton Vance New York Municipals Fund
Eaton Vance North Carolina Municipals Fund
Eaton Vance Ohio Municipals Fund
Eaton Vance Oregon Municipals Fund
Eaton Vance Pennsylvania Municipals Fund
Eaton Vance Rhode Island Municipals Fund
Eaton Vance South Carolina Municipals Fund
Eaton Vance Tennessee Municipals Fund
Eaton Vance Virginia Municipals Fund
Eaton Vance West Virginia Municipals Fund
Eaton Vance Municipals Trust II, a series fund consisting of:
Eaton Vance Hawaii Municipals Fund
Eaton Vance High Yield Municipals Fund
Eaton Vance Insured Municipal Fund
Eaton Vance Kansas Municipals Fund
Eaton Vance Mutual Funds Trust, a series fund consisting of:
Eaton Vance AMT-Free Municipal Bond Fund
Eaton Vance Cash Management Fund
Eaton Vance Diversified Income Fund
Eaton Vance Dividend Income Fund
Eaton Vance Emerging Markets Local Income Fund
Eaton Vance Floating-Rate & High Income Fund
Eaton Vance Floating-Rate Advantage Fund
Eaton Vance Floating-Rate Fund
Eaton Vance Global Macro Fund
Eaton Vance Government Obligations Fund
Eaton Vance High Income Opportunities Fund
Eaton Vance International Equity Fund
Eaton Vance International Income Fund
Eaton Vance Large Cap Core Research Fund
Eaton Vance Low Duration Fund
Eaton Vance Money Market Fund
Eaton Vance Strategic Income Fund
A-2
Eaton Vance Structured Emerging Markets Fund
Eaton Vance Tax Free Reserves
Eaton Vance Tax-Managed Dividend Income Fund
Eaton Vance Tax-Managed Equity Asset Allocation Fund
Eaton Vance Tax-Managed Growth Fund 1.1
Eaton Vance Tax-Managed Growth Fund 1.2
Eaton Vance Tax-Managed International Equity Fund
Eaton Vance Tax-Managed Mid-Cap Core Fund
Eaton Vance Tax-Managed Multi-Cap Growth Fund
Eaton Vance Tax-Managed Small-Cap Fund
Eaton Vance Tax-Managed Small-Cap Value Fund
Eaton Vance Tax-Managed Value Fund
Eaton Vance National Municipal Income Trust
Eaton Vance New Jersey Municipal Income Trust
Eaton Vance New York Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust
Eaton Vance Pennsylvania Municipal Income Trust
Eaton Vance Risk-Managed Diversified Equity Income Fund
Eaton Vance Risk-Managed Equity Income Opportunities Fund
Eaton Vance Senior Floating-Rate Trust
Eaton Vance Senior Income Trust
Eaton Vance Series Trust, a series fund consisting of:
Eaton Vance Tax-Managed Growth Fund 1.0
Eaton Vance Series Trust II, a series fund consisting of:
Eaton Vance Income Fund of Boston
Eaton Vance Tax-Managed Emerging Markets Fund
Eaton Vance Short Duration Diversified Income Fund
Eaton Vance Special Investment Trust, a series fund consisting of:
Eaton Vance Balanced Fund
Eaton Vance Capital & Income Strategies Fund
Eaton Vance Dividend Builder Fund
Eaton Vance Emerging Markets Fund
Eaton Vance Enhanced Equity Option Income Fund
Eaton Vance Equity Asset Allocation Fund
Eaton Vance Greater India Fund
Eaton Vance Institutional Short-Term Income Fund
Eaton Vance Institutional Short-Term Treasury Fund
Eaton Vance Investment Grade Income Fund
Eaton Vance Large-Cap Growth Fund
Eaton Vance Large-Cap Value Fund
Eaton Vance Real Estate Fund
Eaton Vance Risk-Managed Equity Option Income Fund
Eaton Vance Small-Cap Fund
Eaton Vance Small-Cap Value Fund
Eaton Vance Special Equities Fund
Eaton Vance Tax-Advantaged Dividend Income Fund
Eaton Vance Tax-Advantaged Global Dividend Income Fund
A-3
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
Eaton Vance Tax-Managed Buy-Write Income Fund
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
Eaton Vance Tax-Managed Diversified Equity Income Fund
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
Eaton Vance Tax-Managed International Diversified Equity Income Fund
Eaton Vance Variable Trust, a series fund consisting of:
Eaton Vance VT Floating-Rate Income Fund
Eaton Vance VT Large-Cap Value Fund
Eaton Vance VT Worldwide Health Sciences Fund
A-4
Exhibit (i)
ICI MUTUAL INSURANCE COMPANY
INVESTMENT COMPANY BLANKET BOND
RIDER NO. 14
INSURED | BOND NUMBER | |
Eaton Vance Management |
00125108B | |
| ||
EFFECTIVE DATE | BOND PERIOD | AUTHORIZED REPRESENTATIVE |
December 31, 2008 |
September 1, 2008 to September 1, 2009 /S/ John T. Mulligan | |
|
In consideration of the premium charged for this Bond, it is hereby understood and agreed that the Limit of Liability for the following Insuring Agreements is hereby amended, effective December 31, 2008, to be:
Limit of Liability | ||
Insuring Agreement A- | FIDELITY | $68,000,000 |
Insuring Agreement C- | ON PREMISES | $68,000,000 |
Insuring Agreement D- | IN TRANSIT | $68,000,000 |
Insuring Agreement E- | FORGERY OR ALTERATION | $68,000,000 |
Insuring Agreement F- | SECURITIES | $68,000,000 |
Insuring Agreement G- | COUNTERFEIT CURRENCY | $68,000,000 |
Insuring Agreement I- | PHONE/ELECTRONIC TRANSACTIONS | $68,000,000 |
Insuring Agreement J- | COMPUTER SECURITY | $68,000,000 |
Except as above stated, nothing herein shall be held to alter, waive or extend any of the terms of this Bond.
RN4.0-02 (10/08)
Exhibit (ii)
CERTIFICATE OF SECRETARY
I, Maureen A. Gemma, Secretary of Eaton Vance California Municipal Income Trust, Eaton Vance Credit Opportunities Fund, Eaton Vance Credit Opportunities Fund II, Eaton Vance Enhanced Equity Income Fund, Eaton Vance Enhanced Equity Income Fund II, Eaton Vance Floating-Rate Income Trust, Eaton Vance Growth Trust, Eaton Vance Insured California Municipal Bond Fund, Eaton Vance Insured California Municipal Bond Fund II, Eaton Vance Insured Florida Plus Municipal Bond Fund, Eaton Vance Insured Massachusetts Municipal Bond Fund, Eaton Vance Insured Michigan Municipal Bond Fund, Eaton Vance Insured Municipal Bond Fund, Eaton Vance Insured Municipal Bond Fund II, Eaton Vance Insured New Jersey Municipal Bond Fund, Eaton Vance Insured New York Municipal Bond Fund, Eaton Vance Insured New York Municipal Bond Fund II, Eaton Vance Insured Ohio Municipal Bond Fund, Eaton Vance Insured Pennsylvania Municipal Bond Fund, Eaton Vance Investment Trust, Eaton Vance Limit ed Duration Income Fund, Eaton Vance Massachusetts Municipal Income Trust, Eaton Vance Michigan Municipal Income Trust, Eaton Vance Municipal Income Trust, Eaton Vance Municipals Trust, Eaton Vance Municipals Trust II, Eaton Vance Mutual Funds Trust, Eaton Vance National Municipal Income Trust, Eaton Vance New Jersey Municipal Income Trust, Eaton Vance New York Municipal Income Trust, Eaton Vance Ohio Municipal Income Trust, Eaton Vance Pennsylvania Municipal Income Trust, Eaton Vance Risk-Managed Diversified Equity Income Fund, Eaton Vance Risk-Managed Equity Income Opportunities Fund, Eaton Vance Senior Floating-Rate Trust, Eaton Vance Senior Income Trust, Eaton Vance Series Trust, Eaton Vance Series Trust II, Eaton Vance Short Duration Diversified Income Fund, Eaton Vance Special Investment Trust, Eaton Vance Tax-Advantaged Dividend Income Fund, Eaton Vance Tax-Advantaged Global Dividend Income Fund, Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund, Eaton Vance Tax-Managed Buy-Write Income Fu nd Eaton Vance Tax-Managed Buy-Write Opportunities Fund, Eaton Vance Tax-Managed Diversified Equity Income Fund, Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, Eaton Vance Tax-Managed Global Diversified Equity Income Fund, Eaton Vance Tax-Managed International Diversified Equity Income Fund, and Eaton Vance Variable Trust (individually, the Fund and collectively, the Funds), do hereby certify that the following resolutions are a true copy of the resolutions duly adopted by the Board of Trustees of the Funds at a meeting of the Board of Trustees on February 9, 2009, and that such resolutions have not been amended, modified or rescinded and remain in full force and effect:
RESOLVED: | That after due consideration of all relevant factors, including, but not limited to the value of the aggregate assets of the Fund to which any covered person may have access, the type and terms of the arrangements made with the Funds custodian for the custody and safekeeping of such assets, and the nature of the securities held by the Fund, it is determined that the amount, type, form and coverage provided by the ICI Mutual Insurance Company Bond (the Bond) in the amount of $68,000,000 is approved and deemed to be reasonable and adequate; |
FURTHER | |
RESOLVED: | That after due consideration of all relevant factors, including, but not limited to, the number of the other parties named as insureds under said Bond, the nature of the business activities of such other parties, the amount of said Bond, the amount of the premium for said Bond, the ratable allocation of the premiums among all parties named as insureds, and the extent to which the share of the premium allocated to the Fund is less than the premium the Fund would have had to pay if it had provided and maintained a single insured bond, it is determined that the portion of |
the premium on said Bond to be paid by the Fund, is approved and deemed to be fair and reasonable; and | |
FURTHER | |
RESOLVED: | That the Treasurer and any Assistant Treasurer are designated as officers of the Fund to make any filings and give any notices required by such Fund by Rule 17g-1 under the Investment Company Act of 1940. |
IN WITNESS WHEREOF, I have hereunto signed by name.
Dated: March 25, 2009
/s/MaureenA.Gemma Maureen A. Gemma, Secretary |
Exhibit (iii)
Fidelity Bond Premium Reduction Allocation
Original | Premium | |
Premium | Reduction | |
Allocation | Allocation | |
Asian Small Companies Portfolio | $448.51 | $ 29.96 |
Boston Income Portfolio | $4,314.22 | $ 288.19 |
Capital Growth Portfolio | $320.36 | $ 21.40 |
Cash Management Portfolio | $5,168.52 | $ 345.26 |
Dividend Income Portfolio | $811.59 | $ 54.21 |
Eaton Vance California Municipal Income Trust | $363.08 | $ 24.25 |
Eaton Vance Enhanced Equity Income Fund | $1,601.81 | $ 107.00 |
Eaton Vance Enhanced Equity Income Fund II | $1,836.75 | $ 122.69 |
Eaton Vance National Municipal Income Trust | $213.58 | $ 14.27 |
Eaton Vance Insured California Municipal Bond Fund | $1,089.23 | $ 72.76 |
Eaton Vance Insured California Municipal Bond Fund II | $192.22 | $ 12.84 |
Eaton Vance Insured Florida Plus Municipal Bond Fund | $128.15 | $ 8.56 |
Eaton Vance Insured Massachusetts Municipal Bond Fund | $85.43 | $ 5.71 |
Eaton Vance Insured Michigan Municipal Bond Fund | $85.43 | $ 5.71 |
Eaton Vance Insured Municipal Bond Fund | $3,224.98 | $ 215.43 |
Eaton Vance Insured Municipal Bond Fund II | $491.22 | $ 32.81 |
Eaton Vance Insured New Jersey Municipal Bond Fund | $128.15 | $ 8.56 |
Eaton Vance Insured New York Municipal Bond Fund | $790.23 | $ 52.79 |
Eaton Vance Insured New York Municipal Bond Fund II | $128.15 | $ 8.56 |
Eaton Vance Insured Ohio Municipal Bond Fund | $128.15 | $ 8.56 |
Eaton Vance Insured Pennsylvania Municipal Bond Fund | $149.50 | $ 9.99 |
Eaton Vance Limited Duration Income Fund | $4,036.57 | $ 269.64 |
Eaton Vance Massachusetts Municipal Income Trust | $128.15 | $ 8.56 |
Eaton Vance Michigan Municipal Income Trust | $106.79 | $ 7.13 |
Eaton Vance Municipal Income Trust | $790.23 | $ 52.79 |
Eaton Vance New Jersey Municipal Income Trust | $234.93 | $ 15.69 |
Eaton Vance New York Municipal Income Trust | $277.65 | $ 18.55 |
Eaton Vance Ohio Municipal Income Trust | $149.50 | $ 9.99 |
Single Insured Spreadsheet | Fidelity Bond Allocations | Page 1 of 5 |
Original | Premium | |
Premium | Reduction | |
Allocation | Allocation | |
Eaton Vance Pennsylvania Municipal Income Trust | $128.15 | $ 8.56 |
Eaton Vance Risk-Managed Diversified Equity Income Fund | $2,968.69 | $ 198.31 |
Eaton Vance Short Duration Diversified Income Fund | $939.73 | $ 62.77 |
Eaton Vance Senior Floating-Rate Trust | $2,071.68 | $ 138.39 |
Eaton Vance Senior Income Trust | $1,067.88 | $ 71.33 |
Eaton Vance Tax-Advantaged Dividend Income Fund | $5,702.45 | $ 380.92 |
Eaton Vance Floating-Rate Income Trust | $2,327.97 | $ 155.51 |
Eaton Vance Tax-Advantaged Global Dividend Income Fund | $5,745.17 | $ 383.78 |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | $1,324.17 | $ 88.45 |
Eaton Vance Tax-Managed Emerging Markets Fund | $3,310.41 | $ 221.13 |
Eaton Vance Tax-Managed Buy-Write Income Fund | $939.73 | $ 62.77 |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund | $2,392.04 | $ 159.79 |
Eaton Vance Tax-Managed Diversified Equity Income Fund | $5,659.74 | $ 378.07 |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | $4,057.93 | $ 271.07 |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | $11,276.76 | $ 753.28 |
Eaton Vance Credit Opportunities Fund | $427.15 | $ 28.53 |
Emerging Markets Local Income Portfolio | $170.86 | $ 11.41 |
Emerging Markets Portfolio | $256.29 | $ 17.12 |
Floating Rate Portfolio | $9,696.31 | $ 647.71 |
Global Growth Portfolio | $234.93 | $ 15.69 |
Government Obligations Portfolio | $1,729.96 | $ 115.56 |
Greater China Growth Portfolio | $683.44 | $ 45.65 |
Multi-Cap Growth Portfolio | $768.87 | $ 51.36 |
High Income Opportunities Portfolio | $1,516.38 | $ 101.29 |
International Equity Portfolio | $85.43 | $ 5.71 |
International Income Portfolio | $85.43 | $ 5.71 |
Investment Grade Income Portfolio | $320.36 | $ 21.40 |
Investment Portfolio | $234.93 | $ 15.69 |
Large-Cap Growth Portfolio | $256.29 | $ 17.12 |
Large-Cap Portfolio | $64.07 | $ 4.28 |
Single Insured Spreadsheet | Fidelity Bond Allocations | Page 2 of 5 |
Original | Premium | |
Premium | Reduction | |
Allocation | Allocation | |
Large-Cap Value Portfolio | $22,852.53 | $ 1,526.54 |
Senior Debt Portfolio | $4,720.01 | $ 315.30 |
Small-Cap Growth Portfolio | $128.15 | $ 8.56 |
SMID-Cap Portfolio | $106.79 | $ 7.13 |
Greater India Portfolio | $2,028.96 | $ 135.53 |
Special Equities Portfolio | $213.58 | $ 14.27 |
Global Macro Portfolio | $2,007.61 | $ 134.11 |
Tax-Managed Growth Portfolio | $36,756.10 | $ 2,455.33 |
Tax-Managed International Equity Portfolio | $854.30 | $ 57.07 |
Tax-Managed Mid-Cap Core Portfolio | $213.58 | $ 14.27 |
Tax-Managed Multi-Cap Growth Portfolio | $491.22 | $ 32.81 |
Tax-Managed Small-Cap Growth Portfolio | $469.87 | $ 31.39 |
Tax-Managed Small-Cap Value Portfolio | $170.86 | $ 11.41 |
Tax-Managed Value Portfolio | $3,758.92 | $ 251.09 |
Dividend Builder Portfolio | $4,677.29 | $ 312.44 |
Worldwide Health Sciences Portfolio | $3,716.21 | $ 248.24 |
Alabama Municipals Fund | $149.50 | $ 9.99 |
Arizona Municipals Fund | $234.93 | $ 15.69 |
Arkansas Municipals Fund | $149.50 | $ 9.99 |
California Municipals Fund | $619.37 | $ 41.37 |
Colorado Municipals Fund | $85.43 | $ 5.71 |
Connecticut Municipals Fund | $277.65 | $ 18.55 |
Florida Plus Municipals Fund | $448.51 | $ 29.96 |
Georgia Municipals Fund | $192.22 | $ 12.84 |
Kentucky Municipals Fund | $128.15 | $ 8.56 |
Louisiana Municipals Fund | $106.79 | $ 7.13 |
Maryland Municipals Fund | $234.93 | $ 15.69 |
Massachusetts Municipals Fund | $662.08 | $ 44.23 |
Michigan Municipals Fund | $149.50 | $ 9.99 |
Minnesota Municipals Fund | $192.22 | $ 12.84 |
Single Insured Spreadsheet | Fidelity Bond Allocations | Page 3 of 5 |
Original | Premium | |
Premium | Reduction | |
Allocation | Allocation | |
Mississippi Municipals Fund | $42.72 | $ 2.85 |
Missouri Municipals Fund | $234.93 | $ 15.69 |
National Municipals Fund | $13,967.81 | $ 933.05 |
New Jersey Municipals Fund | $662.08 | $ 44.23 |
New York Municipals Fund | $939.73 | $ 62.77 |
North Carolina Municipals Fund | $234.93 | $ 15.69 |
Ohio Municipals Fund | $747.51 | $ 49.93 |
Oregon Municipals Fund | $341.72 | $ 22.83 |
Pennsylvania Municipals Fund | $662.08 | $ 44.23 |
Rhode Island Municipals Fund | $128.15 | $ 8.56 |
South Carolina Municipals Fund | $363.08 | $ 24.25 |
Tennessee Municipals Fund | $128.15 | $ 8.56 |
Virginia Municipals Fund | $299.01 | $ 19.97 |
West Virginia Municipals Fund | $64.07 | $ 4.28 |
Eaton Vance Municipals Trust Series Totals | ||
AMT-Free Limited Maturity Municipals Fund | $85.43 | $ 5.71 |
California Limited Maturity Municipals Fund | $85.43 | $ 5.71 |
Massachusetts Limited Maturity Municipals Fund | $149.50 | $ 9.99 |
National Limited Maturity Municipals Fund | $1,495.03 | $ 99.87 |
New Jersey Limited Maturity Municipals Fund | $85.43 | $ 5.71 |
New York Limited Maturity Municipals Fund | $213.58 | $ 14.27 |
Ohio Limited Maturity Municipals Fund | $42.72 | $ 2.85 |
Pennsylvania Limited Maturity Municipals Fund | $128.15 | $ 8.56 |
Eaton Vance Investment Trust Series Totals | ||
Insured Municipals Fund | $85.43 | $ 5.71 |
Hawaii Municipals Fund | $42.72 | $ 2.85 |
High Yield Municipals Fund | $2,135.75 | $ 142.67 |
Kansas Municipals Fund | $85.43 | $ 5.71 |
Eaton Vance Municipals Trust II Series Totals | ||
Eaton Vance Large-Cap Core Research Fund | $21.36 | $ 1.43 |
Single Insured Spreadsheet | Fidelity Bond Allocations | Page 4 of 5 |
Original | Premium | |
Premium | Reduction | |
Allocation | Allocation | |
Eaton Vance AMT-Free Municipal Bond Fund | $1,986.25 | $ 132.68 |
Eaton Vance Structured Emerging Markets Fund | $1,153.31 | $ 77.04 |
Eaton Vance Tax Free Reserves | $170.86 | $ 11.41 |
Eaton Vance Tax-Managed Dividend Income Fund | $3,908.42 | $ 261.08 |
Eaton Vance Mutual Funds Trust Series Totals | ||
Eaton Vance Institutional Short Term Income Fund | $106.79 | $ 7.13 |
Eaton Vance Enhanced Equity Option Income Fund | $0.00 | $ - |
Eaton Vance Real Estate Fund | $0.00 | $ - |
Eaton Vance Institutional Short Term Treasury Fund | $149.50 | $ 9.99 |
Eaton Vance Risk-Managed Equity Option Income Fund | $0.00 | $ - |
Eaton Vance Small-Cap Value Fund | $42.72 | $ 2.85 |
Eaton Vance Special Investment Trust Series Totals | ||
Eaton Vance VT Floating-Rate Income Fund | $1,815.39 | $ 121.27 |
Eaton Vance VT Large-Cap Value Fund | $64.07 | $ 4.28 |
Eaton Vance VT Worldwide Health Sciences Fund | $42.72 | $ 2.85 |
Eaton Vance Variable Trust Series Totals | ||
Eaton Vance Funds' Total | $213,575.00 | $14,266.76 |
Wright Total Return Fund | $241.13 | 16.11 |
Wright Current Income Fund | $416.55 | 27.82 |
The Wright Managed Income Trust Series Totals | ||
Wright Major Blue Chip Equities Fund | $490.83 | 32.79 |
Wright Selected Blue Chip Equities Fund | $194.56 | 13 |
Wright International Blue Chip Equities Fund | $1,513.93 | 101.12 |
The Wright Managed Equity Trust Series Totals | ||
Wright Funds' Total | $2,857.00 | $190.84 |
Cumulative Totals | $216,432.00 | $14,457.60 |
Single Insured Spreadsheet | Fidelity Bond Allocations | Page 5 of 5 |
Exhibit (iv)
ICIMutual
Partners in Risk Management
John T. Mulligan
Vice President
March 23, 2009
Mr. Paul ONeil
Chief Compliance Officer
Eaton Vance Corporation
255 State Street
Boston, MA 02109
Re: | ICI Mutual Insurance Company Blanket Bond No. 97125108B, D&O/E&O Policy No. |
97125108D, and IDL Policy No. 97125108I |
Dear Paul:
I hereby confirm that the premiums and taxes due for the above referenced bond and D&O/E&O policy have been paid for the period September 1, 2008 through September 1, 2009.
Feel free to call me at (800) 643-4246 if you have any questions.
Sincerely,
/S/ John T. Mulligan
Vice President
Exhibit (v)
AMENDED AND RESTATED FIDELITY BOND PREMIUM SHARING AGREEMENT
THIS AGREEMENT made as of December 31, 1995, amended and restated as of October 16, 2006, by and among the investment companies (the Funds) and affiliates of Eaton Vance Corp. (EVC) listed on the attached Schedule A (the EV Parties) (collectively, the Insureds).
WHEREAS, Eaton Vance Management (EVM) and Boston Management and Research (BMR) act as investment adviser or administrator of the Funds, and may from time to time hereafter act as investment adviser or administrator of other funds; and Eaton Vance Distributors, Inc. (EVD) acts as principal underwriter or placement agent for the Funds, and may from time to time hereafter act as principal underwriter or placement agent for other funds.
WHEREAS, all the parties hereto are named Insureds under an Investment Company Blanket Bond (the Bond) issued by one or more insurance companies (the Insurer), which may from time to time be amended or replaced.
WHEREAS, the parties desire to establish (i) the criteria by which the annual premium shall be allocated among the parties, (ii) the basis upon which additional investment companies for which EVM or BMR may hereafter act as investment adviser or administrator and additional affiliates of EVC may from time to time be added as named insureds under the Bond and (iii) the criteria by which losses in excess of the face amount of the Bond shall be allocated among the parties.
NOW, THEREFORE, it is agreed as follows:
1. The aggregate portion of the premium to be paid by the Funds and the EV Parties will be determined annually as follows. The minimum amount of coverage required as of December 31 of the preceding year (the Mandatory Coverage Amount) shall be calculated for each Fund and any EV Party for which such coverage is required (the Mandatory Coverage Parties). In order to prevent an unfair allocation of premium costs to those investment companies that are structured in Hub and Spoke format, it is essential that the Hub defray substantially all of the premium cost with its Spokes paying only nominal amounts of such cost. The amount of excess coverage will be computed by subtracting the aggregate Mandatory Coverage Amount from the face amount of the Bond. 40% of this excess coverage (the Non-Mandatory Share) will be deemed attributable to those EV Parties (the Non-Mandatory Coverage Parties), if any, that are not Mandatory Cov erage Parties. The remaining 60% of this excess coverage will be deemed attributable to the Mandatory Coverage Parties.
The amount of the total premium allocated to the Non-Mandatory Coverage Parties will be determined by calculating the percentage of the total Bond coverage that is represented by the Non-Mandatory Share. This percentage will be multiplied by the aggregate amount of the Bond premium to determine the amount of the premium to be allocated to the Non-Mandatory Coverage parties. This amount may be allocated among the Non-Mandatory Coverage Parties as mutually agreed by them.
2. If the Insurer is willing without additional premium to add as an Insured under the Bond any investment company for which EVM or BMR hereafter is investment adviser or administrator or any affiliate of EVC not listed on Schedule A which qualifies as an insurable party pursuant to Rule 17g-1(b)(3) under the Investment Company Act of 1940, the parties
hereto agree (a) that such addition may be made, (b) that such investment company may become a party to this Agreement and be included within the term Funds, and (c) that such affiliate may become a party to this Agreement and be included within the term EV Parties; provided that notice of such addition is given each Fund not less than ten (10) days before such addition becomes effective and further provided that in each case such investment company or affiliate shall have executed and delivered to the parties to this Agreement its written agreement to become a party hereto and to be bound by the terms of this Agreement. Any Fund objecting to any such addition may withdraw from this Agreement and coverage under the Bond by written notice to all parties insured under the Bond not less than ten (10) days before the withdrawal. The withdrawing Fund shall be entitled to receive and EVM shall pay to the withdrawing Fund an amount equal to the portion of the share of the premi um on the Bond borne by the withdrawing Fund which is proportional to the unexpired term of the Bond for which a premium has been paid.
3. In the event that the claims of loss of two or more Insureds under the Bond are so related that the Insurer is entitled to assert that the claims must be aggregated with the result that the total amount payable on such claims is limited to the face amount of the Bond, the following rules for determining, as among the claimants, the priority of satisfaction of the claims under the Bond shall apply:
A. | All claims of the Funds and of any qualified profit sharing and/or retirement plan of Eaton Vance Management or subsidiaries of EVC (the Plans) which have been duly proved and established under the Bond shall be satisfied in full before satisfaction of any claims of any other parties. However, a Fund (a Spoke) which invests substantially all of its assets in another Fund (a Hub) is not entitled to recover on the Spokes claim to the extent that the Spokes actual covered loss is reduced by the satisfaction of the Hubs claim. | |
B. | If the claims of the Funds and Plans which have been duly proved and established exceed the face amount of the Bond, the insurance shall be applied to those claims in the following manner: | |
(i) | First, the insurance shall be applied to the claim of each Fund and Plan up to its respective minimum fidelity bond requirement for the year in which the claim arose as determined pursuant to Rule 17g-1(d) under the Investment Company Act of 1940 with respect to the Funds and pursuant to Section 412 of the Employee Retirement Income Security Act of 1974 (ERISA) and any applicable regulations promulgated thereunder with respect to the Plans; and | |
(ii) | The remaining amount of insurance then shall be applied to the unsatisfied claims of the Funds and Plans in proportion to the amounts of such unsatisfied claims. | |
C. | If after giving effect to Paragraph A there remains a portion of the insurance under the Bond available for the satisfaction of claims of parties other than the Funds and Plans which have been duly proved and established under the Bond, such remainder shall be applied as EVM shall determine. | |
4. All parties hereto agree that any obligation assumed by a business or common law trust shall be limited to the assets of the trust, and the trustees, shareholders and agents of the trust shall not be liable thereon.
5. This Amended and Restated Fidelity Bond Premium Sharing Agreement shall become effective as of October 16, 2006.
IN WITNESS WHEREOF, the parties have hereunto caused this Agreement to be executed by their officers, General Partners, Directors or Trustees hereunto duly authorized all as of the day and year first above written.
EATON VANCE MANAGEMENT (as agent for the Insureds listed on Schedule A) By: /s/ Paul M. ONeil Name: Paul M. ONeil Title: Vice President |
Schedule A October 22, 2008 |
Atlanta Capital Management Company, LLC Boston Management and Research Eaton Vance Acquisitions Eaton Vance Advisers (Ireland) Limited Eaton Vance CDO Corp. Eaton Vance Consolidated Health & Welfare Benefit Plan Eaton Vance Corp Eaton Vance Corp. Deferred Compensation Plan Eaton Vance Distributors, Inc. Eaton Vance Investment Counsel Eaton Vance Management (International) Ltd. Eaton Vance Management Education Assistance Plan Eaton Vance Management Master Trust for Retirement Plans Eaton Vance Management Profit Sharing Retirement Plan Eaton Vance Management Savings Plan Eaton Vance Real Estate Management Eaton Vance Trust Company Eaton Vance, Inc. Fox Asset Management, LLC Parametric Portfolio Associates LLC Parametric Risk Advisors, LLC Asian Small Companies Portfolio Boston Income Portfolio Capital Growth Portfolio Cash Management Portfolio Dividend Builder Portfolio (formerly Utilities Portfolio) Dividend Income Portfolio Emerging Markets Local Income Portfolio Emerging Markets Portfolio Floating Rate Portfolio Global Growth Portfolio Global Macro Portfolio (formerly named Strategic Income Portfolio) Government Obligations Portfolio Greater China Growth Portfolio Greater India Portfolio (formerly South Asia Portfolio) High Income Opportunities Portfolio (formerly High Income Portfolio) International Equity Portfolio International Income Portfolio Investment Grade Income Portfolio Investment Portfolio Large Cap Growth Portfolio Large-Cap Portfolio Large-Cap Value Portfolio Multi-Cap Growth Portfolio (formerly Growth Portfolio) Senior Debt Portfolio |
Small-Cap Portfolio (formerly Small-Cap Growth Portfolio) SMID-Cap Portfolio (formerly Small-Cap Portfolio) Special Equities Portfolio Tax-Managed Growth Portfolio Tax-Managed International Equity Portfolio Tax-Managed Mid-Cap Core Portfolio Tax-Managed Multi-Cap Growth Portfolio (formerly Tax-Managed Multi-Cap Opportunity Portfolio) Tax-Managed Multi-Cap Portfolio, LLC Tax-Managed Small Cap Value Portfolio Tax-Managed Small-Cap Portfolio (formerly Tax-Managed Small-Cap Growth Portfolio) Tax-Managed Value Portfolio Worldwide Health Sciences Portfolio Eaton Vance California Municipal Income Trust Eaton Vance Credit Opportunities Fund Eaton Vance Credit Opportunities Fund II Eaton Vance Enhanced Equity Income Fund Eaton Vance Enhanced Equity Income Fund II Eaton Vance Floating-Rate Income Trust Eaton Vance Insured California Municipal Bond Fund Eaton Vance Insured California Municipal Bond Fund II Eaton Vance Insured Florida Plus Municipal Bond Fund (formerly Eaton Vance Insured Florida Municipal Bond Fund) Eaton Vance Insured Massachusetts Municipal Bond Fund Eaton Vance Insured Michigan Municipal Bond Fund Eaton Vance Insured Municipal Bond Fund Eaton Vance Insured Municipal Bond Fund II Eaton Vance Insured New Jersey Municipal Bond Fund Eaton Vance Insured New York Municipal Bond Fund Eaton Vance Insured New York Municipal Bond Fund II Eaton Vance Insured Ohio Municipal Bond Fund Eaton Vance Insured Pennsylvania Municipal Bond Fund Eaton Vance Limited Duration Income Fund Eaton Vance Massachusetts Municipal Income Trust Eaton Vance Michigan Municipal Income Trust Eaton Vance Municipal Income Trust Eaton Vance National Municipal Income Trust (formerly Eaton Vance Florida Municipal Income Trust) Eaton Vance New Jersey Municipal Income Trust Eaton Vance New York Municipal Income Trust Eaton Vance Ohio Municipal Income Trust Eaton Vance Pennsylvania Municipal Income Trust Eaton Vance Risk-Managed Diversified Equity Income Fund Eaton Vance Risk-Managed Equity Income Opportunities Fund Eaton Vance Senior Floating-Rate Trust Eaton Vance Senior Income Trust Eaton Vance Short Duration Diversified Income Fund Eaton Vance Tax-Advantaged Dividend Income Fund |
Eaton Vance Tax-Advantaged Global Dividend Income Fund Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund Eaton Vance Tax-Managed Buy-Write Income Fund Eaton Vance Tax-Managed Buy-Write Opportunities Fund Eaton Vance Tax-Managed Diversified Equity Income Fund Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Eaton Vance Tax-Managed Global Diversified Equity Income Fund Eaton Vance Tax-Managed International Diversified Equity Income Fund Eaton Vance Growth Trust, a series fund consisting of: o Eaton Vance Asian Small Companies Fund o Eaton Vance Greater China Growth Fund o Eaton Vance Global Growth Fund o Eaton Vance Multi-Cap Growth Fund o Eaton Vance-Atlanta Capital SMID-Cap Fund o Eaton Vance-Atlanta Capital Large-Cap Growth Fund o Eaton Vance Worldwide Health Sciences Fund Eaton Vance Investment Trust, a series fund consisting of: o Eaton Vance AMT-Free Limited Maturity Municipals Fund (formerly Eaton Vance Florida Limited Maturity Municipals Fund) o Eaton Vance California Limited Maturity Municipals Fund o Eaton Vance Massachusetts Limited Maturity Municipals Fund o Eaton Vance National Limited Maturity Municipals Fund o Eaton Vance New Jersey Limited Maturity Municipals Fund o Eaton Vance New York Limited Maturity Municipals Fund o Eaton Vance Ohio Limited Maturity Municipals Fund o Eaton Vance Pennsylvania Limited Maturity Municipals Fund Eaton Vance Municipals Trust, a series fund consisting of: o Eaton Vance Alabama Municipals Fund o Eaton Vance Arizona Municipals Fund o Eaton Vance Arkansas Municipals Fund o Eaton Vance California Municipals Fund o Eaton Vance Colorado Municipals Fund o Eaton Vance Connecticut Municipals Fund o Eaton Vance Florida Municipals Fund o Eaton Vance Georgia Municipals Fund o Eaton Vance Kentucky Municipals Fund o Eaton Vance Louisiana Municipals Fund o Eaton Vance Maryland Municipals Fund o Eaton Vance Massachusetts Municipals Fund o Eaton Vance Michigan Municipals Fund o Eaton Vance Minnesota Municipals Fund o Eaton Vance Mississippi Municipals Fund o Eaton Vance Missouri Municipals Fund o Eaton Vance National Municipals Fund o Eaton Vance New Jersey Municipals Fund o Eaton Vance New York Municipals Fund o Eaton Vance North Carolina Municipals Fund o Eaton Vance Ohio Municipals Fund |
o Eaton Vance Oregon Municipals Fund o Eaton Vance Pennsylvania Municipals Fund o Eaton Vance Rhode Island Municipals Fund o Eaton Vance South Carolina Municipals Fund o Eaton Vance Tennessee Municipals Fund o Eaton Vance Virginia Municipals Fund o Eaton Vance West Virginia Municipals Fund Eaton Vance Municipals Trust II, a series fund consisting of: o Eaton Vance Hawaii Municipals Fund o Eaton Vance High Yield Municipals Fund o Eaton Vance Insured Municipals Fund (formerly Eaton Vance Florida Insured Municipals Fund) o Eaton Vance Kansas Municipals Fund Eaton Vance Mutual Funds Trust, a series fund consisting of: o Eaton Vance AMT-Free Municipal Bond Fund o Eaton Vance Cash Management Fund o Eaton Vance Diversified Income Fund o Eaton Vance Dividend Income Fund o Eaton Vance Emerging Markets Local Income Fund (formerly Eaton Vance Emerging Markets Income Fund) o Eaton Vance Floating-Rate & High Income Fund o Eaton Vance Floating-Rate Advantage Fund o Eaton Vance Floating-Rate Fund o Eaton Vance Global Macro Fund o Eaton Vance Government Obligations Fund o Eaton Vance High Income Opportunities Fund (formerly Eaton Vance High Income Fund) o Eaton Vance International Equity Fund o Eaton Vance International Income Fund o Eaton Vance Large-Cap Core Research Fund (formerly Eaton Vance Equity Research Fund) o Eaton Vance Low Duration Fund o Eaton Vance Money Market Fund o Eaton Vance Strategic Income Fund o Eaton Vance Structured Emerging Markets Fund o Eaton Vance Tax Free Reserves o Eaton Vance Tax-Managed Dividend Income Fund o Eaton Vance Tax-Managed Equity Asset Allocation Fund o Eaton Vance Tax-Managed Growth Fund 1.1 o Eaton Vance Tax-Managed Growth Fund 1.2 o Eaton Vance Tax-Managed International Equity Fund o Eaton Vance Tax-Managed Mid-Cap Core Fund o Eaton Vance Tax-Managed Multi-Cap Growth Fund o Eaton Vance Tax-Managed Small-Cap Fund (formerly Eaton Vance Tax-Managed Small-Cap Growth Fund) o Eaton Vance Tax-Managed Small-Cap Value Fund o Eaton Vance Tax-Managed Value Fund |
Eaton Vance Series Trust, a series fund consisting of: o Eaton Vance Tax-Managed Growth Fund 1.0 Eaton Vance Series Trust II, a series fund consisting of: o Eaton Vance Income Fund of Boston o Eaton Vance Tax-Managed Emerging Markets Fund Eaton Vance Special Investment Trust, a series fund consisting of: o Eaton Vance Balanced Fund o Eaton Vance Capital & Income Strategies Fund o Eaton Vance Dividend Builder Fund o Eaton Vance Emerging Markets Fund o Eaton Vance Enhanced Equity Option Income Fund o Eaton Vance Equity Asset Allocation Fund o Eaton Vance Greater India Fund o Eaton Vance Institutional Short-Term Income Fund o Eaton Vance Institutional Short-Term Treasury Fund o Eaton Vance Investment Grade Income Fund o Eaton Vance Large-Cap Growth Fund o Eaton Vance Large-Cap Value Fund o Eaton Vance Real Estate Fund o Eaton Vance Risk-Managed Equity Option Income Fund o Eaton Vance Small-Cap Growth Fund o Eaton Vance Small-Cap Value Fund o Eaton Vance Special Equities Fund Eaton Vance Variable Trust, a series fund consisting of: o Eaton Vance VT Floating-Rate Income Fund o Eaton Vance VT Large-Cap Value Fund o Eaton Vance VT Worldwide Health Sciences Fund The Wright Managed Income Trust, a series fund consisting of: o Wright Current Income Fund o Wright Total Return Bond Fund The Wright Managed Equity Trust, a series fund consisting of: o Wright International Blue Chip Equities Fund o Wright Major Blue Chip Equities Fund o Wright Selected Blue Chip Equities Altavera Capital Fund LLC & Subsidiaries Belair Capital Fund LLC & Subsidiaries Belbrook Capital Fund LLC & Subsidiaries Belcrest Capital Fund LLC & Subsidiaries Beldore Capital Fund LLC & Subsidiaries Belmar Capital Fund LLC & Subsidiaries Belport Capital Fund LLC & Subsidiaries Belrose Capital Fund LLC & Subsidiaries Belshire Capital Fund LLC & Subsidiaries Belterra Capital Fund LLC & Subsidiaries Belvedere Capital Fund & Subsidiaries Belvedere Equity Fund LLC & Subsidiaries Belwater Capital Fund LLC & Subsidiaries Broadmoor I Fund L.P. |
Clearfork Capital Fund LLC & Subsidiaries Clearwood Capital Fund LLC & Subsidiaries Big Sky II Senior Loan Fund, Ltd. Big Sky III Senior Loan Trust Eaton Vance Loan Opportunities Fund, Ltd. Eaton Vance Collective Trust for Qualified Plans, a series fund consisting of: o Lloyd George Asian Fund Eaton Vance Trust Company Collective Investment Trust for Employee Benefit Plans, a series fund consisting of: o Large Cap Value Sub Trust I o Large Cap Value Sub Trust II o Large-Cap Value Sub Trust III o High Yield Sub Trust o Structured Emerging Markets Sub Trust Eaton Vance Institutional Senior Loan Fund Eaton Vance Institutional Funds, Ltd., a series fund consisting of: o Eaton Vance Institutional Senior Loan Trust Eaton Vance Money Market Fund Ltd. Eaton Vance Cash Collateral Fund, LLC Eaton Vance Small Cap Core Fund, LLC Eaton Vance Mid Cap Core Fund, LLC Eaton Vance Small/Mid Cap Core Fund, LLC Eaton Vance Structured Emerging Markets Fund, LLC Tax-Managed Multi-Cap Portfolio LLC Eaton Vance CDO, Ltd. Eaton Vance CDO II, Ltd. Eaton Vance CDO III, Ltd. Eaton Vance CDO VI, Ltd. Eaton Vance CDO VII, Plc. Eaton Vance CDO VIII, Ltd. Eaton Vance CDO IX, Ltd. Eaton Vance CDO X, Plc. Eaton Vance Variable Leverage Fund Ltd. Investors Bank & Trust Company Multiple Common Trust Fund, a series fund consisting of: o LG Asian Equity Fund The US Charitable Gift Trust, a series fund consisting of: o Donor-Advised Gift Preservation Fund o Donor-Advised Growth Fund o Donor-Advised Growth and Income Fund o Donor-Advised Income Fund o Pooled-Income Income Fund o Pooled-Income Growth and Income Fund o Pooled-Income High Yield Fund Eaton Vance Medallion Funds, Ltd., a series fund consisting of: o Eaton Vance Medallion Floating-Rate Income Fund o Eaton Vance Medallion Strategic Income Fund |
Eaton Vance Emerald Funds plc, a series fund consisting of: o Emerald Worldwide Health Sciences Fund o Emerald U.S. Value Fund o Emerald U.S. High Yield Bond Fund o Emerald U.S. Growth Fund o Emerald Short-Term High Quality Fixed Income Fund o Emerald PPA Energy Marketing Equity Fund |