0001209191-15-003758.txt : 20150112
0001209191-15-003758.hdr.sgml : 20150112
20150112175552
ACCESSION NUMBER: 0001209191-15-003758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20150112
DATE AS OF CHANGE: 20150112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ostrover Douglas I
CENTRAL INDEX KEY: 0001394688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522859
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith J Albert III
CENTRAL INDEX KEY: 0001394690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522860
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Credit-A Associates LLC
CENTRAL INDEX KEY: 0001586810
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522862
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-503-2100
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Credit-A Partners LP
CENTRAL INDEX KEY: 0001545010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522863
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-503-2100
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Palmetto Opportunistic Associates LLC
CENTRAL INDEX KEY: 0001561668
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522864
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Special Situations Fund LP
CENTRAL INDEX KEY: 0001338240
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522867
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 503-2166
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO CAPITAL PARTNERS LP
CENTRAL INDEX KEY: 0001362495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522868
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-503-2100
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Palmetto Opportunistic Investment Partners LP
CENTRAL INDEX KEY: 0001555963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522865
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
STREET 2: FLOOR 31
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-503-2100
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
STREET 2: FLOOR 31
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Bennett J
CENTRAL INDEX KEY: 0001394691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522861
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Special Situations Overseas Master Fund Ltd.
CENTRAL INDEX KEY: 0001464748
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 15522866
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125032100
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-07-01
0
0000031235
EASTMAN KODAK CO
KODK
0001362495
GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001338240
GSO Special Situations Fund LP
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464748
GSO Special Situations Overseas Master Fund Ltd.
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001555963
GSO Palmetto Opportunistic Investment Partners LP
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001561668
GSO Palmetto Opportunistic Associates LLC
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001545010
GSO Credit-A Partners LP
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001586810
GSO Credit-A Associates LLC
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001394691
Goodman Bennett J
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001394690
Smith J Albert III
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001394688
Ostrover Douglas I
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Common Stock
2014-07-01
4
J
0
12537
A
3133277
I
See Footnotes
Common Stock
2014-07-01
4
J
0
11674
A
2947760
I
See Footnotes
Common Stock
2014-07-01
4
J
0
3859
A
982597
I
See Footnotes
Common Stock
2014-07-01
4
J
0
4843
A
1221904
I
See Footnotes
Common Stock
48006
I
See Footnotes
Common Stock
13853
I
See Footnotes
Common Stock
1846
I
See Footnotes
125% Warrants
14.93
2014-07-01
4
J
0
4357
A
2013-09-03
2018-09-03
Common Stock
4357
37595
I
See Footnotes
125% Warrants
14.93
2014-07-01
4
J
0
4057
A
2013-09-03
2018-09-03
Common Stock
4057
35008
I
See Footnotes
125% Warrants
14.93
2014-07-01
4
J
0
1341
A
2013-09-03
2018-09-03
Common Stock
1341
11572
I
See Footnotes
125% Warrants
14.93
2014-07-01
4
J
0
1682
A
2013-09-03
2018-09-03
Common Stock
1682
14520
I
See Footnotes
135% Warrants
16.12
2014-07-01
4
J
0
4357
A
2013-09-03
2018-09-03
Common Stock
4357
37595
I
See Footnotes
135% Warrants
16.12
2014-07-01
4
J
0
4057
A
2013-09-03
2018-09-03
Common Stock
4057
35008
I
See Footnotes
135% Warrants
16.12
2014-07-01
4
J
0
1341
A
2013-09-03
2018-09-03
Common Stock
1341
11572
I
See Footnotes
135% Warrants
16.12
2014-07-01
4
J
0
1682
A
2013-09-03
2018-09-03
Common Stock
1682
14520
I
See Footnotes
Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims.
GSO Special Situations Fund LP directly holds these securities.
GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
FS Investment Corporation directly holds these shares of Common Stock.
Locust Street Funding LLC directly holds these shares of Common Stock.
FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
GSO SPECIAL SITUATIONS FUND LP, By: GSO Capital Partners LP, its Investment Manager, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO SPECIAL SITUATIONS OVERSEAS MASTER FUND, LTD., By: GSO Capital Partners LP, its Investment Manager, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO PALMETTO OPPORTUNISTIC INVESTMENT PARTNERS LP, By: GSO Palmetto Opportunistic Associates LLC, its general partner, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO CREDIT-A PARTNERS LP, By: GSO Credit-A Associates LLC, its general partner, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO PALMETTO OPPORTUNISTIC ASSOCIATES LLC, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO CREDIT-A ASSOCIATES LLC, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
GSO CAPITAL PARTNERS LP, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2015-01-12
BENNETT J. GOODMAN, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact
2015-01-12
J. ALBERT SMITH III, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact
2015-01-12
DOUGLAS I. OSTROVER, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Attorney-in-Fact
2015-01-12