0001209191-14-072068.txt : 20141201
0001209191-14-072068.hdr.sgml : 20141201
20141201204614
ACCESSION NUMBER: 0001209191-14-072068
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20141201
DATE AS OF CHANGE: 20141201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Kicking Horse Fund GP, LLC
CENTRAL INDEX KEY: 0001557778
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259070
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Kicking Horse Fund L.P.
CENTRAL INDEX KEY: 0001557943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259071
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3990
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Timberline Ltd.
CENTRAL INDEX KEY: 0001541089
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259072
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Guadalupe Peak Fund L.P.
CENTRAL INDEX KEY: 0001598919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259074
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2129053900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain Credit Alternatives Master Fund L.P.
CENTRAL INDEX KEY: 0001540860
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259076
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC
CENTRAL INDEX KEY: 0001427430
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259078
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Long/Short Credit GP, LLC
CENTRAL INDEX KEY: 0001541088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259073
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain CA Master Fund GP, Ltd.
CENTRAL INDEX KEY: 0001540861
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259077
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Long/Short Credit Master Fund L.P.
CENTRAL INDEX KEY: 0001541087
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141259075
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2014-07-15
2013-10-09
0
0000031235
EASTMAN KODAK CO
KODK
0001427430
BlueMountain Capital Management, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001540861
Blue Mountain CA Master Fund GP, Ltd.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
AZ
10017
0
0
1
0
0001540860
Blue Mountain Credit Alternatives Master Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001541087
BlueMountain Long/Short Credit Master Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001598919
BlueMountain Guadalupe Peak Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001541088
BlueMountain Long/Short Credit GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001541089
BlueMountain Timberline Ltd.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001557943
BlueMountain Kicking Horse Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001557778
BlueMountain Kicking Horse Fund GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
2014-07-15
4
J
0
30102
A
2961422
D
Common Stock
2014-07-15
4
J
0
9874
A
970012
D
Common Stock
2014-07-15
4
J
0
1928
A
189520
D
Common Stock
2014-07-15
4
J
0
3248
A
321891
D
Common Stock
2014-07-15
4
J
0
2599
A
249521
D
Common Stock
2014-07-15
4
J
0
19676
A
1889144
D
Common Stock
2014-07-15
4
J
0
3525
A
349977
D
Common Stock
2014-07-15
4
J
0
1895
A
181923
D
Common Stock
2014-07-15
4
J
0
2732
A
262289
D
Common Stock
2014-07-15
4
J
0
1768
A
169803
D
Common Stock
2014-07-15
4
J
0
77347
A
7545502
I
See Footnotes
125% Warrants
14.93
2014-07-15
4
J
0
10461
A
2013-09-03
2018-09-03
Common Stock
10461
92252
D
135% Warrants
16.12
2014-07-15
4
J
0
10461
A
2013-09-03
2018-09-03
Common Stock
10461
92252
D
125% Warrants
14.93
2014-07-15
4
J
0
3431
A
2013-09-03
2018-09-03
Common Stock
3431
30221
D
135% Warrants
16.12
2014-07-15
4
J
0
3431
A
2013-09-03
2018-09-03
Common Stock
3431
30221
D
125% Warrants
14.93
2014-07-15
4
J
0
670
A
2013-09-03
2018-09-03
Common Stock
670
5904
D
135% Warrants
16.12
2014-07-15
4
J
0
670
A
2013-09-03
2018-09-03
Common Stock
670
5904
D
125% Warrants
14.93
2014-07-15
4
J
0
1129
A
2013-09-03
2018-09-03
Common Stock
1129
10019
D
135% Warrants
16.12
2014-07-15
4
J
0
1129
A
2013-09-03
2018-09-03
Common Stock
1129
10019
D
125% Warrants
14.93
2014-07-15
4
J
0
903
A
2013-09-03
2018-09-03
Common Stock
903
7792
D
135% Warrants
16.12
2014-07-15
4
J
0
903
A
2013-09-03
2018-09-03
Common Stock
903
7792
D
125% Warrants
14.93
2014-07-15
4
J
0
6838
A
2013-09-03
2018-09-03
Common Stock
6838
59001
D
135% Warrants
16.12
2014-07-15
4
J
0
6838
A
2013-09-03
2018-09-03
Common Stock
6838
59001
D
125% Warrants
14.93
2014-07-15
4
J
0
1226
A
2013-09-03
2018-09-03
Common Stock
1226
10891
D
135% Warrants
16.12
2014-07-15
4
J
0
1226
A
2013-09-03
2018-09-03
Common Stock
1226
10891
D
125% Warrants
14.93
2014-07-15
4
J
0
658
A
2013-09-03
2018-09-03
Common Stock
658
5681
D
135% Warrants
16.12
2014-07-15
4
J
0
658
A
2013-09-03
2018-09-03
Common Stock
658
5681
D
125% Warrants
14.93
2014-07-15
4
J
0
949
A
2013-09-03
2018-09-03
Common Stock
949
8191
D
135% Warrants
16.12
2014-07-15
4
J
0
949
A
2013-09-03
2018-09-03
Common Stock
949
8191
D
125% Warrants
14.93
2014-07-15
4
J
0
614
A
2013-09-03
2018-09-03
Common Stock
614
5302
D
135% Warrants
16.12
2014-07-15
4
J
0
614
A
2013-09-03
2018-09-03
Common Stock
614
5302
D
125% Warrants
14.93
2014-07-15
4
J
0
26879
A
2013-09-03
2018-09-03
Common Stock
26879
235254
D
135% Warrants
16.12
2014-07-15
4
J
0
26879
A
2013-09-03
2018-09-03
Common Stock
26879
235254
I
See Footnotes
The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in Footnote 8) or the General Partners (as defined in Footnote 7) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock") of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,961,422 shares of Common Stock, 92,252 125% Warrants and 92,252 135% Warrants; (ii) BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"), which is the direct beneficial owner of 970,012 shares of Common Stock, 30,221 125% Warrants and 30,221 135% Warrants; (iii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 189,520 shares of Common Stock, 5,904 125% Warrants and 5,904 135% Warrants; (iv) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 321,891 shares of Common Stock, 10,019 125% Warrants and 10,019 135% Warrants; (v) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 249,521 shares of Common Stock, 7,792 125% Warrants and 7,792 135% Warrants;
(vi) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,889,144 shares of Common Stock, 59,001 125% Warrants and 59,001 135% Warrants; (vii) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the direct beneficial owner of 349,977 shares of Common Stock, 10,891 125% Warrants and 10,891 135% Warrants; (viii) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM"), which is the direct beneficial owner of 181,923 shares of Common Stock, 5,681 125% Warrants and 5,681 135% Warrants; (ix) BlueMountain Strategic Credit Master Fund L.P. ("BMSC" and together with BMCA, BMLSC, BMGP, BMKH, BMM, BMCO and BMD, the "Partnerships," and the Partnerships together with BMT, the "Funds"), which is the direct beneficial owner of 262,289 shares of Common Stock, 8,191 125% Warrants and 8,191 135% Warrants; and
(x) BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund plc ("AAI"), which is the direct beneficial owner of 169,803 shares of Common Stock, 5,302 125% Warrants and 5,302 135% Warrants. The shareholding information set forth in Footnotes 2 and 3 and this Footnote 4 is as of July 15, 2014.
BMCM, although it directs the voting and disposition of the Common Stock held by the Funds and AAI, only receives an asset-based fee relating to the Common Stock held by the Funds and an asset-based and performance-based fee relating to the Common Stock held by AAI.
(i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) BlueMountain Long/Short Credit GP, LLC ("BMLSC GP") is the general partner of each of BMLSC and BMGP and has an indirect profits interest in the Common Stock beneficially owned by each of them; (iii) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;
(vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP" and together with BMCA GP, BMLSC GP, BMKH GP, BMM GP, BMCO GP and BMD GP, the "General Partners") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it.
BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners (other than BMM GP) and thus has an indirect profits interests in the Common Stock beneficially owned by each of the Partnerships (other than BMM).
Pursuant to the First Amended Joint Plan of Reorganization of the Issuer, holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer were issued Common Stock and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. BMCA held a total of $112,481,917 in Allowed Unsecured Claims; BMLSC held a total of $44,041,361 in Allowed Unsecured Claims, BMT held a total of $12,227,029 in Allowed Unsecured Claims; BMKH held a total of $9,475,000 in Allowed Unsecured Claims; BMCO held a total of $71,736,000 in Allowed Unsecured Claims; BMD held a total of $13,294,462 in Allowed Unsecured Claims; BMM held a total of $6,908,000 in Allowed Unsecured Claims; BMSC held a total of $9,960,000 in Allowed Unsecured Claims; and AAI held a total of $6,448,000 in Allowed Unsecured Claims.
The shares of Common Stock, 125% Warrants and 135% Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of ten Reporting Persons per filing.
On July 15, 2014: (i) BMCA acquired 30,102 shares of Common Stock, 10,461 125% Warrants and 10,461 135% Warrants; (ii) BMLSC acquired 9,874 shares of Common Stock, 3,431 125% Warrants and 3,431 135% Warrants; (iii) BMGP acquired 1,928 shares of Common Stock, 670 125% Warrants and 670 135% Warrants; (iv) BMT acquired 3,248 shares of Common Stock, 1,129 125% Warrants and 1,129 135% Warrants; (v) BMKH acquired 2,599 shares of Common Stock, 903 125% Warrants and 903 135% Warrants; (vi) BMCO acquired 19,676 shares of Common Stock, 6,838 125% Warrants and 6,838 135% Warrants; (vii) BMD acquired 3,525 shares of Common Stock, 1,226 125% Warrants and 1,226 135% Warrants; (viii) BMM acquired 1,895 shares of Common Stock, 658 125% Warrants and 658 135% Warrants; (ix) BMSC acquired 2,732 shares of Common Stock, 949 125% Warrants and 949 135% Warrants; and (x) AAI acquired 1,768 shares of Common Stock, 614 125% Warrants and 614 135% Warrants.
BlueMountain Capital Management, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01
Blue Mountain Credit Alternatives Master Fund L.P., By: BlueMountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director
2014-12-01
Blue Mountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director
2014-12-01
BlueMountain Long/Short Credit Master Fund L.P., By: BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01
BlueMountain Guadalupe Peak Fund L.P., By: BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01
BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01
BlueMountain Timberline Ltd., By: /s/ Andrew Feldstein, Director
2014-12-01
BlueMountain Kicking Horse Fund L.P., By: BlueMountain Kicking Horse Fund GP, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01
BlueMountain Kicking Horse Fund GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Paul Friedman, Chief Compliance Officer
2014-12-01