0001209191-13-044231.txt : 20130913 0001209191-13-044231.hdr.sgml : 20130913 20130913183158 ACCESSION NUMBER: 0001209191-13-044231 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130913 DATE AS OF CHANGE: 20130913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH DEREK S CENTRAL INDEX KEY: 0001586755 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131097306 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 3 1 c598314_3x0.xml MAIN DOCUMENT DESCRIPTION X0206 3 2013-09-03 0 0000031235 EASTMAN KODAK CO KODK 0001586755 SMITH DEREK S 280 PARK AVENUE 5TH FLOOR EAST NEW YORK NY 10017 1 0 0 0 Common Stock 6082572 I See Explanations and Responses The filing of this Form 3 shall not be construed as an admission that Mr. Derek Smith is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock") of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, Mr. Smith disclaims such beneficial ownership, except to the extent of his pecuniary interest. Mr. Smith has an indirect pecuniary interest in the Common Stock through his proportionate ownership of (i) limited partnership interests in Blue Mountain Credit Alternatives Fund L.P., which in turn owns limited partnership interests in Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,695,948 shares of Common Stock, (ii) limited partnership interests in BlueMountain Long/Short Credit Fund L.P., which in turn owns a limited partnership interest in BlueMountain Long/Short Credit Master Fund L.P. ("Long/Short Credit") which is the direct beneficial owner of 1,055,572 shares of Common Stock, (iii) membership interests in BlueMountain Timberline Onshore, LLC which in turn owns shares of BlueMountain Timberline Ltd. ("Timberline"), which is the direct beneficial owner of 293,059 shares of Common Stock, (cont'd in Footnote 3) (iv) limited partnership interests in BlueMountain Credit Opportunties Fund I L.P. which in turn owns a limited partnership interest in BlueMountain Credit Opportunities Master Fund I L.P. ("COF"), which is the direct beneficial owner of 1,719,358 shares of Common Stock, (v) limited partnership interests in BlueMountain Distressed Fund L.P., which in turn owns a limited partnership interest in BlueMountain Distressed Master Fund L.P. ("Distressed" and together with BMCA, Long/Short Credit, Timberline and COF, the "BlueMountain Funds"), which is the direct beneficial owner of 318,635 shares of Common Stock, and (vi) membership interests in BlueMountain GP Holdings, LLC, the sole beneficial owner of the general partners of each BlueMountain Fund, who has in indirect profits interest in the shares of Common Stock owned by the BlueMountain Funds. /s/ Derek Smith 2013-09-13