0001209191-13-044230.txt : 20130913
0001209191-13-044230.hdr.sgml : 20130913
20130913183001
ACCESSION NUMBER: 0001209191-13-044230
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130903
FILED AS OF DATE: 20130913
DATE AS OF CHANGE: 20130913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Timberline Ltd.
CENTRAL INDEX KEY: 0001541089
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097294
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Long/Short Credit GP, LLC
CENTRAL INDEX KEY: 0001541088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097295
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain CA Master Fund GP, Ltd.
CENTRAL INDEX KEY: 0001540861
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097297
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC
CENTRAL INDEX KEY: 0001427430
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097299
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Kicking Horse Fund GP, LLC
CENTRAL INDEX KEY: 0001557778
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097292
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Long/Short Credit Master Fund L.P.
CENTRAL INDEX KEY: 0001541087
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097296
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Kicking Horse Fund L.P.
CENTRAL INDEX KEY: 0001557943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097293
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3990
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain Credit Alternatives Master Fund L.P.
CENTRAL INDEX KEY: 0001540860
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131097298
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
3
1
c598312_3x0.xml
MAIN DOCUMENT DESCRIPTION
X0206
3
2013-09-03
0
0000031235
EASTMAN KODAK CO
KODK
0001427430
BlueMountain Capital Management, LLC
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001540860
Blue Mountain Credit Alternatives Master Fund L.P.
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001540861
Blue Mountain CA Master Fund GP, Ltd.
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001541087
BlueMountain Long/Short Credit Master Fund L.P.
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001541088
BlueMountain Long/Short Credit GP, LLC
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001541089
BlueMountain Timberline Ltd.
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001557943
BlueMountain Kicking Horse Fund L.P.
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
0001557778
BlueMountain Kicking Horse Fund GP, LLC
280 PARK AVENUE
5TH FLOOR EAST
NEW YORK
NY
10017
0
0
1
0
Common Stock
2695948
D
Common Stock
1055572
D
Common Stock
318635
D
Common Stock
238716
D
Common Stock
293059
D
Common Stock
1719358
D
Common Stock
227096
D
Common Stock
154543
D
Common Stock
165573
D
Common Stock
6868500
I
See Explanations and Responses
The filing of this Form 3 shall not be construed as an admission that BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in footnote 8 below) or any of the General Partners (as defined in Footnote 7 below) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock") of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMCM, GP Holdings and the General Partners disclaim such beneficial ownership, except to the extent of their pecuniary interest.
BMCM is the investment manager of each of (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,695,948 shares of Common Stock, (ii) BlueMountain Long/Short Credit Master Fund L.P. ("Long/Short Credit") which is the direct beneficial owner of 1,055,572 shares of Common Stock, (iii) BlueMountain Kicking Horse Fund L.P. ("Kicking Horse"), which is the direct beneficial owner of 227,096 shares of Common Stock, (cont'd in Footnote 3)
(iv) BlueMountain Timberline Ltd. ("Timberline"), which is the direct beneficial owner of 293,059 shares of Common Stock; (v) BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC ("AAI"), which is the direct beneficial owner of 154,543 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("Strategic Credit"), which is the direct beneficial owner of 238,716 shares of Common Stock; (vii) BlueMountain Credit Opportunities Master Fund I L.P. ("COF"), which is the direct beneficial owner of 1,719,358 shares of Common Stock; (cont'd in Footnote 4)
(viii) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMF") which is the direct beneficial owner of 165,573 shares of Common Stock; and (ix) BlueMountain Distressed Master Fund L.P. ("Distressed" and together with BMCA, Long/Short Credit, Strategic Credit, COF, Kicking Horse, Timberline and AAI, the "BlueMountain Funds") is the direct beneficial owner of 318,635 shares of Common Stock. The shareholding information set forth in Footnotes 2 and 3 and this Footnote 4 is as of September 12, 2013.
BMCM, although it directs the voting and disposition of the Common Stock held by the BlueMountain Funds, only receives an asset-based fee relating to such shares of Common Stock.
(i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (ii) BlueMountain Long/Short Credit GP, LLC ("Long/Short Credit GP") is the general partner of Long/Short Credit and has an indirect profits interest in the Common Stock beneficially owned by Long/Short Credit; (iii) BlueMountain Distressed GP, LLC ("Distressed GP") is the general partner of Distressed and has an indirect profits interest in the Common Stock beneficially owned by Distressed; (iv) BlueMountain Strategic Credit GP, LLC ("Strategic Credit GP") is the general partner of Strategic Credit and has an indirect profits interest in the Common Stock beneficially owned by Strategic Credit; (cont'd in Footnote 7)
(v) BlueMountain Credit Opportunities GP I, LLC ("COF GP") is the general partner of COF and has an indirect profits interest in the Common Stock beneficially owned by COF; (vi) BlueMountain Montenvers GP S.a.r.l. ("Montenvers GP") is the general partner of Montenvers and has an indirect profits interest in the Common Stock beneficially owned by Montenvers and (vii) BlueMountain Kicking Horse Fund GP, LLC ("Kicking Horse GP", and together with BMCA GP, Long/Short Credit GP, Distressed GP, Strategic Credit GP, COF GP and Montenvers GP, the "General Partners") is the general partner of Kicking Horse and has an indirect profits interest in the Common Stock beneficially owned by Kicking Horse.
BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners, and thus has an indirect profits interest in the Common Stock beneficially owned by each of BMCA, Long/Short Credit, Distressed, COF, Strategic Credit, Kicking Horse and Montenvers.
The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 3 for certain additional Reporting Persons is being filed separately and simulaneously with this Form 3 due to the limitation of ten Reporting Persons per each filing.
BlueMountain Capital Management, LLC By: /s/ Paul Friedman, Chief Compliance Officer
2013-09-13
Blue Mountain Credit Alternatives Master Fund L.P. By: BlueMountain CA Master Fund GP, LTD. By: /s/ Andrew Feldstein, Director
2013-09-13
Blue Mountain CA Master Fund GP, Ltd. By: /s/ Andrew Feldstein, Director
2013-09-13
BlueMountain Long/Short Credit Master Fund L.P. By: BlueMountain Long/Short Credit GP, LLC By: BlueMountain GP Holdings, LLC By: /s/ Paul Friedman, Chief Compliance Officer
2013-09-13
BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC By: /s/ Paul Friedman, Chief Compliance Officer
2013-09-13
BlueMountain Timberline Ltd. By: /s/ Andrew Feldstein, Director
2013-09-13
BlueMountain Kicking Horse Fund L.P. By: BlueMountain Capital Management, LLC By: /s/ Paul Friedman, Chief Compliance Officer
2013-09-13
BlueMountain Kicking Horse Fund GP, LLC By: BlueMountain GP Holdings, LLC By: /s/ Paul Friedman, Chief Compliance Officer
2013-09-13