0001181431-13-052285.txt : 20131003
0001181431-13-052285.hdr.sgml : 20131003
20131003151956
ACCESSION NUMBER: 0001181431-13-052285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klehr Zachary
CENTRAL INDEX KEY: 0001568002
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133472
MAIL ADDRESS:
STREET 1: C/O FRANKLIIN SQUARE CAPITAL PARTNERS
STREET 2: CIRA CENTRE, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adelman David J.
CENTRAL INDEX KEY: 0001438262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133474
MAIL ADDRESS:
STREET 1: CIRA CENTRE
STREET 2: 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2867
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forman Michael C.
CENTRAL INDEX KEY: 0001438253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133475
MAIL ADDRESS:
STREET 1: CIRA CENTRE
STREET 2: 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2867
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FSIC II Advisor, LLC
CENTRAL INDEX KEY: 0001540855
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133476
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 215-495-1150
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FB Income Advisor, LLC
CENTRAL INDEX KEY: 0001466134
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133477
BUSINESS ADDRESS:
STREET 1: CIRA CENTER, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2867
BUSINESS PHONE: 215-495-1150
MAIL ADDRESS:
STREET 1: CIRA CENTER, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2867
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FS Investment CORP
CENTRAL INDEX KEY: 0001422183
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133480
BUSINESS ADDRESS:
STREET 1: CIRCA CENTRE, 2929 ARCH STREET
STREET 2: SUITE 675
CITY: PHILDADELPHIA
STATE: PA
ZIP: 19104-2867
BUSINESS PHONE: 215-495-1150
MAIL ADDRESS:
STREET 1: CIRCA CENTRE, 2929 ARCH STREET
STREET 2: SUITE 675
CITY: PHILDADELPHIA
STATE: PA
ZIP: 19104-2867
FORMER NAME:
FORMER CONFORMED NAME: FB Investment CORP
DATE OF NAME CHANGE: 20080618
FORMER NAME:
FORMER CONFORMED NAME: Franklin Square Investment CORP
DATE OF NAME CHANGE: 20071227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Locust Street Funding LLC
CENTRAL INDEX KEY: 0001540834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133478
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 215-495-1150
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stahlecker Gerald
CENTRAL INDEX KEY: 0001438254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133473
MAIL ADDRESS:
STREET 1: CIRA CENTRE
STREET 2: 2929 ARCH STREET, SUITE 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2867
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FS Investment Corp II
CENTRAL INDEX KEY: 0001525759
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133479
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUIT 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 215-495-1150
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUIT 675
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
rrd392066.xml
FORM 4
X0306
4
2013-09-30
0
0000031235
EASTMAN KODAK CO
EK
0001422183
FS Investment CORP
CIRA CENTRE, 2929 ARCH STREET, SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001525759
FS Investment Corp II
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001540834
Locust Street Funding LLC
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001466134
FB Income Advisor, LLC
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001540855
FSIC II Advisor, LLC
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001438253
Forman Michael C.
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001438262
Adelman David J.
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001438254
Stahlecker Gerald
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
0001568002
Klehr Zachary
CIRA CENTRE, 2929 ARCH STREET
SUITE 675
PHILADELPHIA
PA
19104
0
0
1
0
Common Stock
2013-09-30
4
J
0
95651
A
3120740
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
89068
A
2936086
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
29442
A
978738
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
36943
A
1217061
I
(See Footnotes)
Common Stock
48006
I
(See Footnotes)
Common Stock
13853
I
(See Footnotes)
Common Stock
1846
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
33238
A
2013-09-03
2018-09-03
Common Stock
33238
33238
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
30951
A
2013-09-03
2018-09-03
Common Stock
30951
30951
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
10231
A
2013-09-03
2018-09-03
Common Stock
10231
10231
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
12838
A
2013-09-03
2018-09-03
Common Stock
12838
12838
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
33238
A
2013-09-03
2018-09-03
Common Stock
33238
33238
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
30951
A
2013-09-03
2018-09-03
Common Stock
30951
30951
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
10231
A
2013-09-03
2018-09-03
Common Stock
10231
10231
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
12838
A
2013-09-03
2018-09-03
Common Stock
12838
12838
I
(See Footnotes)
Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims.
GSO Special Situations Fund LP directly holds these securities.
GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
FS Investment Corporation directly holds these shares of Common Stock.
Locust Street Funding LLC directly holds these shares of Common Stock.
FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Palmetto Opportunistic Investment Partners LP, GSO Palmetto Opportunistic Associates LLC, GSO Credit-A Partners LP, GSO Credit-A Associates LLC, GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III, Douglas I. Ostrover, Blackstone Holdings I L.P., GSO Special Situations Overseas Fund Ltd., GSO Holdings I L.L.C., GSO Advisor Holdings L.L.C., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman are filing separate Forms 4.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
FS Investment Corporation, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President
2013-10-02
Locust Street Funding LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President
2013-10-02
FS Investment Corporation II, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President
2013-10-02
FB Income Advisor, LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Senior Vice President
2013-10-02
FSIC II Advisor, LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Senior Vice President
2013-10-02
Michael C. Forman, /s/ Michael C. Forman
2013-10-02
David J. Adelman, /s/ David J. Adelman
2013-10-02
Gerald F. Stahlecker, /s/ Gerald F. Stahlecker
2013-10-02
Zachary Klehr, /s/ Zachary Klehr
2013-10-02