0001181431-13-052285.txt : 20131003 0001181431-13-052285.hdr.sgml : 20131003 20131003151956 ACCESSION NUMBER: 0001181431-13-052285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klehr Zachary CENTRAL INDEX KEY: 0001568002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133472 MAIL ADDRESS: STREET 1: C/O FRANKLIIN SQUARE CAPITAL PARTNERS STREET 2: CIRA CENTRE, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelman David J. CENTRAL INDEX KEY: 0001438262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133474 MAIL ADDRESS: STREET 1: CIRA CENTRE STREET 2: 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forman Michael C. CENTRAL INDEX KEY: 0001438253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133475 MAIL ADDRESS: STREET 1: CIRA CENTRE STREET 2: 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FSIC II Advisor, LLC CENTRAL INDEX KEY: 0001540855 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133476 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FB Income Advisor, LLC CENTRAL INDEX KEY: 0001466134 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133477 BUSINESS ADDRESS: STREET 1: CIRA CENTER, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: CIRA CENTER, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FS Investment CORP CENTRAL INDEX KEY: 0001422183 STATE OF INCORPORATION: MD FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133480 BUSINESS ADDRESS: STREET 1: CIRCA CENTRE, 2929 ARCH STREET STREET 2: SUITE 675 CITY: PHILDADELPHIA STATE: PA ZIP: 19104-2867 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: CIRCA CENTRE, 2929 ARCH STREET STREET 2: SUITE 675 CITY: PHILDADELPHIA STATE: PA ZIP: 19104-2867 FORMER NAME: FORMER CONFORMED NAME: FB Investment CORP DATE OF NAME CHANGE: 20080618 FORMER NAME: FORMER CONFORMED NAME: Franklin Square Investment CORP DATE OF NAME CHANGE: 20071227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Locust Street Funding LLC CENTRAL INDEX KEY: 0001540834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133478 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stahlecker Gerald CENTRAL INDEX KEY: 0001438254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133473 MAIL ADDRESS: STREET 1: CIRA CENTRE STREET 2: 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FS Investment Corp II CENTRAL INDEX KEY: 0001525759 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131133479 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUIT 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-495-1150 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET, SUIT 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 rrd392066.xml FORM 4 X0306 4 2013-09-30 0 0000031235 EASTMAN KODAK CO EK 0001422183 FS Investment CORP CIRA CENTRE, 2929 ARCH STREET, SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001525759 FS Investment Corp II CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001540834 Locust Street Funding LLC CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001466134 FB Income Advisor, LLC CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001540855 FSIC II Advisor, LLC CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001438253 Forman Michael C. CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001438262 Adelman David J. CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001438254 Stahlecker Gerald CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 0001568002 Klehr Zachary CIRA CENTRE, 2929 ARCH STREET SUITE 675 PHILADELPHIA PA 19104 0 0 1 0 Common Stock 2013-09-30 4 J 0 95651 A 3120740 I (See Footnotes) Common Stock 2013-09-30 4 J 0 89068 A 2936086 I (See Footnotes) Common Stock 2013-09-30 4 J 0 29442 A 978738 I (See Footnotes) Common Stock 2013-09-30 4 J 0 36943 A 1217061 I (See Footnotes) Common Stock 48006 I (See Footnotes) Common Stock 13853 I (See Footnotes) Common Stock 1846 I (See Footnotes) 125% Warrants 14.93 2013-10-01 4 J 0 33238 A 2013-09-03 2018-09-03 Common Stock 33238 33238 I (See Footnotes) 125% Warrants 14.93 2013-10-01 4 J 0 30951 A 2013-09-03 2018-09-03 Common Stock 30951 30951 I (See Footnotes) 125% Warrants 14.93 2013-10-01 4 J 0 10231 A 2013-09-03 2018-09-03 Common Stock 10231 10231 I (See Footnotes) 125% Warrants 14.93 2013-10-01 4 J 0 12838 A 2013-09-03 2018-09-03 Common Stock 12838 12838 I (See Footnotes) 135% Warrants 16.12 2013-10-01 4 J 0 33238 A 2013-09-03 2018-09-03 Common Stock 33238 33238 I (See Footnotes) 135% Warrants 16.12 2013-10-01 4 J 0 30951 A 2013-09-03 2018-09-03 Common Stock 30951 30951 I (See Footnotes) 135% Warrants 16.12 2013-10-01 4 J 0 10231 A 2013-09-03 2018-09-03 Common Stock 10231 10231 I (See Footnotes) 135% Warrants 16.12 2013-10-01 4 J 0 12838 A 2013-09-03 2018-09-03 Common Stock 12838 12838 I (See Footnotes) Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. GSO Special Situations Fund LP directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. FS Investment Corporation directly holds these shares of Common Stock. Locust Street Funding LLC directly holds these shares of Common Stock. FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds"). FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds. Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. Due to the limitations of the electronic filing system, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Palmetto Opportunistic Investment Partners LP, GSO Palmetto Opportunistic Associates LLC, GSO Credit-A Partners LP, GSO Credit-A Associates LLC, GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III, Douglas I. Ostrover, Blackstone Holdings I L.P., GSO Special Situations Overseas Fund Ltd., GSO Holdings I L.L.C., GSO Advisor Holdings L.L.C., Blackstone Holdings I/II GP Inc., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman are filing separate Forms 4. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. FS Investment Corporation, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President 2013-10-02 Locust Street Funding LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President 2013-10-02 FS Investment Corporation II, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Vice President 2013-10-02 FB Income Advisor, LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Senior Vice President 2013-10-02 FSIC II Advisor, LLC, By: /s/ Stephen S. Sypherd, Name: Stephen S. Sypherd, Title: Senior Vice President 2013-10-02 Michael C. Forman, /s/ Michael C. Forman 2013-10-02 David J. Adelman, /s/ David J. Adelman 2013-10-02 Gerald F. Stahlecker, /s/ Gerald F. Stahlecker 2013-10-02 Zachary Klehr, /s/ Zachary Klehr 2013-10-02