0001181431-13-052274.txt : 20131003
0001181431-13-052274.hdr.sgml : 20131003
20131003151330
ACCESSION NUMBER: 0001181431-13-052274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARZMAN STEPHEN A
CENTRAL INDEX KEY: 0001070844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133419
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Group Management L.L.C.
CENTRAL INDEX KEY: 0001404071
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133420
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Holdings I/II GP Inc
CENTRAL INDEX KEY: 0001464695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133421
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Holdings I L.P.
CENTRAL INDEX KEY: 0001464694
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133422
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO SPECIAL SITUATIONS OVERSEAS FUND LTD.
CENTRAL INDEX KEY: 0001338697
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133425
BUSINESS ADDRESS:
STREET 1: C/O INTERTRUST FUND SVCS. (CAYMAN) LTD.
STREET 2: 190 ELGIN AVENUE, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
BUSINESS PHONE: (345) 943-3100
MAIL ADDRESS:
STREET 1: C/O INTERTRUST FUND SVCS. (CAYMAN) LTD.
STREET 2: 190 ELGIN AVENUE, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9005
FORMER NAME:
FORMER CONFORMED NAME: GSO SPECIAL SITUATIONS OVERSEAS FUND LTD
DATE OF NAME CHANGE: 20050914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Group L.P.
CENTRAL INDEX KEY: 0001393818
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133426
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Holdings I LLC
CENTRAL INDEX KEY: 0001481157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133423
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 212-503-2100
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSO Advisor Holdings L.L.C.
CENTRAL INDEX KEY: 0001464624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 131133424
BUSINESS ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O GSO CAPITAL PARTNERS LP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
4
1
rrd392067.xml
FORM 4
X0306
4
2013-09-30
0
0000031235
EASTMAN KODAK CO
EK
0001393818
Blackstone Group L.P.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001338697
GSO SPECIAL SITUATIONS OVERSEAS FUND LTD.
C/O GSO CAPITAL PARTNERS LP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464624
GSO Advisor Holdings L.L.C.
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001481157
GSO Holdings I LLC
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464694
Blackstone Holdings I L.P.
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464695
Blackstone Holdings I/II GP Inc
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001404071
Blackstone Group Management L.L.C.
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001070844
SCHWARZMAN STEPHEN A
C/O THE BLACKSTONE GROUP
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Common Stock
2013-09-30
4
J
0
95651
A
3120740
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
89068
A
2936086
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
29442
A
978738
I
(See Footnotes)
Common Stock
2013-09-30
4
J
0
36943
A
1217061
I
(See Footnotes)
Common Stock
48006
I
(See Footnotes)
Common Stock
13853
I
(See Footnotes)
Common Stock
1846
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
33238
A
2013-09-03
2018-09-03
Common Stock
33238
33238
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
30951
A
2013-09-03
2018-09-03
Common Stock
30951
30951
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
10231
A
2013-09-03
2018-09-03
Common Stock
10231
10231
I
(See Footnotes)
125% Warrants
14.93
2013-10-01
4
J
0
12838
A
2013-09-03
2018-09-03
Common Stock
12838
12838
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
33238
A
2013-09-03
2018-09-03
Common Stock
33238
33238
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
30951
A
2013-09-03
2018-09-03
Common Stock
30951
30951
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
10231
A
2013-09-03
2018-09-03
Common Stock
10231
10231
I
(See Footnotes)
135% Warrants
16.12
2013-10-01
4
J
0
12838
A
2013-09-03
2018-09-03
Common Stock
12838
12838
I
(See Footnotes)
Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims.
GSO Special Situations Fund LP directly holds these securities.
GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
FS Investment Corporation directly holds these shares of Common Stock.
Locust Street Funding LLC directly holds these shares of Common Stock.
FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
Due to the limitations of the electronic filing system, FS Investment Corporation II, FS Investment Corporation, Locust Street Funding LLC, FB Income Advisor, LLC, FSIC II Advisor, LLC, Michael C. Forman, David J. Adelman, Gerald F. Stahlecker, Zachary Klehr, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd., GSO Palmetto Opportunistic Investment Partners LP, GSO Palmetto Opportunistic Associates LLC, GSO Credit-A Partners LP, GSO Credit-A Associates LLC, GSO Capital Partners LP, Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover are filing separate Forms 4.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
THE BLACKSTONE GROUP L.P., By: Blackstone Group Management L.L.C., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
GSO SPECIAL SITUATIONS OVERSEAS FUND LTD., By: GSO Capital Partners LP, its Investment Manager, By: /s/ Marisa Beeney, Name: Marisa Beeney, Title: Authorized Signatory
2013-10-02
GSO ADVISOR HOLDINGS L.L.C., By: Blackstone Holdings I L.P., its sole member, By: Blackstone Holdings I/II GP Inc., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
GSO HOLDINGS I L.L.C., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
BLACKSTONE HOLDINGS I L.P., By: Blackstone Holdings I/II GP Inc., its general partner, By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
BLACKSTONE HOLDINGS I/II GP INC., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
BLACKSTONE GROUP MANAGEMENT L.L.C., By: /s/ John G. Finley, Name: John G. Finley, Title: Chief Legal Officer
2013-10-02
STEPHEN A. SCHWARZMAN, By: /s/ Stephen A. Schwarzman
2013-10-02