0001144204-14-051155.txt : 20140818
0001144204-14-051155.hdr.sgml : 20140818
20140818195800
ACCESSION NUMBER: 0001144204-14-051155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140814
FILED AS OF DATE: 20140818
DATE AS OF CHANGE: 20140818
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARX MOSES
CENTRAL INDEX KEY: 0000941992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 141050365
MAIL ADDRESS:
STREET 1: 160 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
v387186_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-08-14
0
0000031235
EASTMAN KODAK CO
KODK
0000941992
MARX MOSES
160 BROADWAY
NEW YORK
NY
10038
0
0
1
0
Common Stock
2014-08-14
4
J
0
25273
A
221799
D
Common Stock
2014-08-15
4
J
0
486
A
222285
D
Common Stock
2014-08-14
4
J
0
17944.74
A
1486253.34
I
By United Equities Commodities Company
Common Stock
2014-08-15
4
J
0
146.52
A
1486399.86
I
By United Equities Commodities Company
Common Stock
2014-08-14
4
J
0
630
A
5436.75
I
By Marneu Holding Company
125% Warrants
14.93
2014-08-14
4
J
0
8782
A
2014-08-14
2018-09-03
Common Stock
8782
77074
D
135% Warrants
16.12
2014-08-14
4
J
0
8782
A
2014-08-14
2018-09-03
Common Stock
8782
77074
D
125% Warrants
14.93
2014-08-14
4
J
0
6235.02
A
2014-08-14
2018-09-03
Common Stock
6235.02
54200.52
I
By United Equities Commodities Company
135% Warrants
16.12
2014-08-14
4
J
0
6235.02
A
2014-08-14
2018-09-03
Common Stock
6235.02
54200.52
I
By United Equities Commodities Company
125% Warrants
14.93
2014-08-14
4
J
0
218.25
A
2014-08-14
2018-09-03
Common Stock
218.25
1888.5
I
By Marneu Holding Company
135% Warrants
14.93
2014-08-14
4
J
0
218.25
A
2014-08-14
2018-09-03
Common Stock
218.25
1888.5
I
By Marneu Holding Company
125% Warrants
14.93
2014-08-15
4
J
0
168
A
2014-08-15
2018-09-03
Common Stock
168
77242
D
135% Warrants
16.12
2014-08-15
4
J
0
168
A
2014-08-15
2018-09-03
Common Stock
168
77242
D
125% Warrants
14.93
2014-08-15
4
J
0
50.49
A
2014-08-15
2018-09-03
Common Stock
50.49
54251.01
I
By United Equities Commodities Company
135% Warrants
16.12
2014-08-15
4
J
0
50.49
A
2014-08-15
2018-09-03
Common Stock
50.49
54251.01
I
By United Equities Commodities Company
Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer, including Moses Marx , United Equities Commodities Company and Marneu Holding Company, were issued shares of Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims.
The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
/s/ Moses Marx
2014-08-18