0001144204-13-057129.txt : 20131028 0001144204-13-057129.hdr.sgml : 20131028 20131028152012 ACCESSION NUMBER: 0001144204-13-057129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARFUNKEL GEORGE CENTRAL INDEX KEY: 0001085765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131172999 MAIL ADDRESS: STREET 1: 6201 15TH AVE CITY: BROOKLYN STATE: NY ZIP: 33428 4 1 v358380_4.xml OWNERSHIP DOCUMENT X0306 4 2013-09-30 0 0000031235 EASTMAN KODAK CO EKOD 0001085765 KARFUNKEL GEORGE 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock 2013-09-30 4 J 0 72106 A 1317950 D 125% Warrants 14.93 2013-10-01 4 J 0 25057 A 2013-09-03 2018-09-03 Common Stock 25057 25057 D 135% Warrants 16.12 2013-10-01 4 J 0 25057 A 2013-09-03 2018-09-03 Common Stock 25057 25057 D Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims with respect to the Issuer, including the Reporting Person, were issued shares of Common Stock of the Issuer and warrants to purchase shares of Common Stock in respect of a portion of such claims. /s/ George Karfunkel 2013-10-28