0001144204-13-056832.txt : 20131025 0001144204-13-056832.hdr.sgml : 20131025 20131025112127 ACCESSION NUMBER: 0001144204-13-056832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX MOSES CENTRAL INDEX KEY: 0000941992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 131169770 MAIL ADDRESS: STREET 1: 160 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10038 4 1 v358192_4.xml OWNERSHIP DOCUMENT X0306 4 2013-09-30 0 0000031235 EASTMAN KODAK CO EKOD 0000941992 MARX MOSES 160 BROADWAY NEW YORK NY 10038 0 0 1 0 Common Stock 2013-09-30 4 J 0 196526 A 196526 D Common Stock 2013-09-30 4 J 0 138031.74 A 1468308.6 I By United Equities Commodities Company Common Stock 2013-09-30 4 J 0 4806.75 A 4806.75 I By Marneu Holding Company 125% Warrants 14.93 2013-10-01 4 J 0 68292 A 2013-09-03 2018-09-03 Common Stock 68292 68292 D 125% Warrants 14.93 2013-10-01 4 J 0 47965.50 A 2013-09-03 2018-09-03 Common Stock 47965.50 47965.50 I By United Equities Commodities Company 125% Warrants 14.93 2013-10-01 4 J 0 1670.25 A 2013-09-03 2018-09-03 Common Stock 1670.25 1670.25 I By Marneu Holding Company 135% Warrants 16.12 2013-10-01 4 J 0 68292 A 2013-09-03 2018-09-03 Common Stock 68292 68292 D 135% Warrants 16.12 2013-10-01 4 J 0 47965.50 A 2013-09-03 2018-09-03 Common Stock 47965.50 47965.50 I By United Equities Commodities Company 135% Warrants 16.12 2013-10-01 4 J 0 1670.25 A 2013-09-03 2018-09-03 Common Stock 1670.25 1670.25 I By Marneu Holding Company Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer, including Moses Marx , United Equities Commodities Company and Marneu Holding Company, were issued shares of Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity. The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity. /s/ Moses Marx 2013-10-25