0001062993-24-010469.txt : 20240516
0001062993-24-010469.hdr.sgml : 20240516
20240516163356
ACCESSION NUMBER: 0001062993-24-010469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240514
FILED AS OF DATE: 20240516
DATE AS OF CHANGE: 20240516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lynch Kathleen B.
CENTRAL INDEX KEY: 0001863429
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 24956127
MAIL ADDRESS:
STREET 1: C/O EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-05-14
0000031235
EASTMAN KODAK CO
KODK
0001863429
Lynch Kathleen B.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
0
Common Stock, par value $.01
10000
D
Restricted Stock Units
0
2024-05-14
4
D
0
23365
0
D
2024-05-14
2024-05-14
Common Stock, par value $.01
23365
0
D
Phantom Stock
0
2024-05-14
4
A
0
23365
0
A
Common Stock, par value $.01
23365
45440
D
Restricted Stock Units
0
2024-05-15
4
A
0
19921
0
A
Common Stock, par value $.01
19921
19921
D
These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Ms. Lynch deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Ms. Lynch is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Ms. Lynch in the year following the year of her separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders.
/s/ Roger W. Byrd, Attorney-in-Fact for Kathleen B. Lynch
2024-05-16