0001062993-23-011853.txt : 20230519
0001062993-23-011853.hdr.sgml : 20230519
20230519170453
ACCESSION NUMBER: 0001062993-23-011853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230517
FILED AS OF DATE: 20230519
DATE AS OF CHANGE: 20230519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byrd Roger W.
CENTRAL INDEX KEY: 0001764007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 23941365
MAIL ADDRESS:
STREET 1: C/O EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-17
0000031235
EASTMAN KODAK CO
KODK
0001764007
Byrd Roger W.
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
General Counsel, Sec., SVP
0
Common Stock, par value $.01
39292
D
Restricted Stock Units
0
2023-05-17
4
A
0
25000
0
A
Common Stock, par value $.01
25000
25000
D
Performance Stock Units
0
2023-05-17
4
A
0
25000
0
A
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
4.28
2023-05-17
4
A
0
25000
0
A
2030-05-17
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
4.28
2023-05-17
4
A
0
25000
0
A
2030-05-17
Common Stock, par value $.01
25000
25000
D
Stock Option (Right to Buy)
3.03
2029-02-19
Common Stock, par value $.01
15000
15000
D
Stock Option (Right to Buy)
4.53
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
6.03
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
12.0
2029-02-19
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
3.09
2029-01-15
Common Stock, par value $.01
89744
89744
D
Stock Option (Right to Buy)
12.5
2027-09-13
Common Stock, par value $.01
30457
30457
D
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.
These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.
This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
This option vested one-third on each of 7/27/2021 and 7/27/2022 and vests one-third on 7/27/2023.
This option is fully vested as of the date of this report.
/s/ Roger W. Byrd
2023-05-19