0001062993-22-006128.txt : 20220301
0001062993-22-006128.hdr.sgml : 20220301
20220301163601
ACCESSION NUMBER: 0001062993-22-006128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220226
FILED AS OF DATE: 20220301
DATE AS OF CHANGE: 20220301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22698773
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-26
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Executive Chairman and CEO
Common Stock, par value $.01
2022-02-26
4
M
0
100000
0
A
888631
D
Common Stock, par value $.01
2022-02-26
4
F
0
26177
4.76
D
862454
D
Restricted Stock Units
0
2022-02-26
4
M
0
100000
0
D
Common Stock, par value $.01
100000
200000
D
Restricted Stock Units
0
2022-02-26
4
A
0
300000
0
A
Common stock, par value $.01
300000
300000
D
Stock Option (Right to Buy)
3.03
2026-02-19
Common Stock, par value $.01
981707
981707
D
Stock Option (Right to Buy)
4.53
2026-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
6.03
2026-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
12
2026-02-19
Common Stock, par value $.01
170733
170733
D
Stock Option (Right to Buy)
3.03
2026-02-19
Common Stock, par value $.01
1150000
1150000
D
Stock Option (Right to Buy)
4.53
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
6.03
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
12.00
2026-02-19
Common Stock, par value $.01
200000
200000
D
Phantom Stock
0
Common Stock, par value $.01
241589
241589
D
These restricted stock units convert into common stock on a one-for-one basis.
Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
These restricted stock units, which convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023 and 2/26/2024.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2023, 2/26/2024 and 2/26/2025.
This option is fully vested as of the date of this report.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
/s/ Roger W. Byrd, Attorney-in-fact for James V. Continenza
2022-03-01