0000899243-22-018966.txt : 20220519
0000899243-22-018966.hdr.sgml : 20220519
20220519212002
ACCESSION NUMBER: 0000899243-22-018966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210517
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis GP LLC
CENTRAL INDEX KEY: 0001854812
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945102
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY LEWIS MANAGEMENT LP
CENTRAL INDEX KEY: 0001797633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945104
BUSINESS ADDRESS:
STREET 1: 111 W. 33RD STREET, SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 W. 33RD STREET, SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP
CENTRAL INDEX KEY: 0001797635
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945103
BUSINESS ADDRESS:
STREET 1: MAPLES CORPORATE SERVICES LIMITED
STREET 2: PO BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1 1104
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 80 BROAD STREET, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis Investment Holdings LLC
CENTRAL INDEX KEY: 0001854651
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945101
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis GP III LLC
CENTRAL INDEX KEY: 0001897209
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945096
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212.782.3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis Investment Holdings II LLC
CENTRAL INDEX KEY: 0001854977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945098
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis Capital Partners Master Fund II LP
CENTRAL INDEX KEY: 0001855023
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945100
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis GP II LLC
CENTRAL INDEX KEY: 0001855024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945099
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-782-3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Lewis Capital Partners Master Fund III LP
CENTRAL INDEX KEY: 0001896898
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 22945097
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: PO BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212.782.3480
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET
STREET 2: SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-17
0
0000031235
EASTMAN KODAK CO
KODK
0001797633
KENNEDY LEWIS MANAGEMENT LP
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001797635
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001854812
Kennedy Lewis GP LLC
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001854651
Kennedy Lewis Investment Holdings LLC
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001855023
Kennedy Lewis Capital Partners Master Fund II LP
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001855024
Kennedy Lewis GP II LLC
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001854977
Kennedy Lewis Investment Holdings II LLC
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001896898
Kennedy Lewis Capital Partners Master Fund III LP
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
0001897209
Kennedy Lewis GP III LLC
111 WEST 33RD STREET, SUITE 1910
NEW YORK
NY
10120
1
0
0
0
Common Stock
2022-05-17
4
M
0
10000
A
218446
I
See Footnotes
Common Stock
2022-05-17
4
M
0
10000
A
1930712
I
See Footnotes
Common Stock
1578606
I
See Footnote
Restricted Stock Units
2022-05-17
4
M
0
10000
0.00
D
Common Stock
10000
0
I
See Footnotes
Restricted Stock Units
2022-05-17
4
M
0
10000
0.00
D
Common Stock
10000
0
I
See Footnotes
On May 17, 2022, the 10,000 restricted stock units ("RSUs") of Eastman Kodak Company (the "Issuer") that were previously granted to Darren Richman, a member of the Issuer's Board of Directors (the "Board") in respect of his service on the Board, vested and settled into shares of the Issuer's Common Stock on a 1-for-1 basis. Mr. Richman held these RSUs and holds the shares of Common Stock received upon vesting of such RSUs for the benefit of Kennedy Lewis Capital Partners Master Fund LP ("Master Fund I") and Kennedy Lewis Capital Partners Master Fund II LP ("Master Fund II", and together with Master Fund I and Master Fund III, as defined below, the "Funds").
(Continued from Footnote 1) Because Mr. Richman serves on the Board as a representative of the Funds and their affiliates, Mr. Richman does not have a right to any economic interest in securities of the Issuer granted to him by the Issuer in respect of his Board position and Master Fund I and Master Fund II are entitled to an indirect proportionate pecuniary interest in any securities granted to Mr. Richman by the Issuer in respect of Mr. Richman's Board position. Mr. Richman disclaims any direct beneficial ownership of the Issuer's securities to which this report relates and at no time has Mr. Richman had any economic interest in such securities except any indirect economic interest through interests in Master Fund I and Master Fund II and their affiliates.
The 10,000 RSUs and shares of common stock received upon vesting of such RSUs are reported for each of Master Fund I and Master Fund II as each has an indirect pecuniary interest.
Other than as disclosed in Footnotes (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund I.
Other than as disclosed in Footnote (1) and (2) to this Form 4, these securities of the Issuer are held directly by Master Fund II.
Kennedy Lewis Management LP (the "Adviser") acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the owner and control person of KLM. David Chene and Darren Richman are the managing members and control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. Kennedy Lewis GP LLC ("Fund I GP") is the general partner of Master Fund I. Kennedy Lewis Investment Holdings LLC ("Holdings I") is the managing member of Fund I GP. David Chene and Darren Richman are the managing members of Holdings I.
(Continued from Footnote 6) Each of Fund I GP and Holdings I may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund I due to their relationship with Master Fund I. Kennedy Lewis GP II LLC ("Fund II GP") is the general partner Master Fund II. Kennedy Lewis Investment Holdings II LLC ("Holdings II") is the managing member of Fund II GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund II GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by Master Fund II due to their relationship with Master Fund II.
(Continued from Footnote 7) Kennedy Lewis GP III LLC ("Fund III GP") is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. David Chene and Darren Richman are the managing members of Holdings II. Each of Fund III GP and Holdings II may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. David Chene and Darren Richman, in their capacities as managing members of Kennedy Lewis, and managing members of each of Holdings I and Holdings II, may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities held by each of the Funds due to their relationships with the Funds.
For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund I GP, Holdings I, Fund II GP, Holdings II, Fund III GP, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
These securities of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III").
Due to limitations of the electronic filing system, certain of the reporting persons, including KLM GP LLC, Kennedy Lewis Investment Management LLC, Darren Richman and David Chene, are filing a separate Form 4. Darren Richman, a managing member of each of Kennedy Lewis Investment Management LLC, Kennedy Lewis Investment Holdings LLC, and Kennedy Lewis Investment Holdings II LLC, serves on the Board of Directors of Eastman Kodak Company (the "Issuer"). By virtue of their representation on the Board of Directors of the Issuer, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the reporting persons other than Mr. Richman are deemed directors by deputization of the Issuer.
KENNEDY LEWIS MANAGEMENT LP, By: KLM GP LLC, its general partner, Name: /s/ Anthony Pasqua, Title: Chief Operating Officer
2022-05-19
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND LP, By: Kennedy Lewis GP LLC, its general partner, By: Kennedy Lewis Investment Holdings LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS GP LLC, By: Kennedy Lewis Investment Holdings LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS INVESTMENT HOLDINGS LLC, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND II LP, By: Kennedy Lewis GP II LLC, its general partner, By: Kennedy Lewis Investment Holdings II LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS GP II LLC, By: Kennedy Lewis Investment Holdings II LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person,
2022-05-19
KENNEDY LEWIS INVESTMENT HOLDINGS II LLC, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS CAPITAL PARTNERS MASTER FUND III LP, By: Kennedy Lewis GP III LLC, its general partner, By: Kennedy Lewis Investment Holdings II LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person
2022-05-19
KENNEDY LEWIS GP III LLC, By: Kennedy Lewis Investment Holdings II LLC, its managing member, Name: /s/ Anthony Pasqua, Title: Authorized Person,
2022-05-19