0000891839-21-000164.txt : 20210520
0000891839-21-000164.hdr.sgml : 20210520
20210520191752
ACCESSION NUMBER: 0000891839-21-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210518
FILED AS OF DATE: 20210520
DATE AS OF CHANGE: 20210520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parrett William G
CENTRAL INDEX KEY: 0001418280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 21946094
MAIL ADDRESS:
STREET 1: THE BLACKSTONE GROUP L.P.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-05-18
1
0000031235
EASTMAN KODAK CO
KODK
0001418280
Parrett William G
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2021-05-18
4
M
0
4128
0
A
32817
D
Restricted Stock Units
0
2021-05-18
4
M
0
4128
0
D
2021-05-18
2021-05-18
Common Stock, par value $.01
4128
3781
D
Restricted Stock Units
0
2021-05-18
4
D
0
3781
0
D
2021-05-18
2021-05-18
Common Stock, par value $.01
3781
0
D
Phantom Stock
0
2021-05-18
4
A
0
3781
0
A
Common Stock, par value $.01
3781
175846
D
Stock Option (Right to Buy)
3.03
2027-05-19
Common Stock, par value $.01
25297
25297
D
Stock Option (Right to Buy)
4.53
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
6.03
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
12.00
2027-05-19
Common Stock, par value $.01
4400
4400
D
These restricted stock units convert into common stock on a one-for-one basis.
Upon vesting on 5/18/2021, Mr. Parrett deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
This option has fully vested as of the date of this report.
/s/ Roger W. Byrd, Attorney-in-fact for William G. Parrett
2021-05-20