0000891839-21-000161.txt : 20210520
0000891839-21-000161.hdr.sgml : 20210520
20210520191016
ACCESSION NUMBER: 0000891839-21-000161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210518
FILED AS OF DATE: 20210520
DATE AS OF CHANGE: 20210520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: New Jason Griffin
CENTRAL INDEX KEY: 0001443769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 21946069
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-05-18
0000031235
EASTMAN KODAK CO
KODK
0001443769
New Jason Griffin
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2021-05-18
4
M
0
7159
0
A
66894
D
Common Stock, par value $.01
2021-05-19
4
A
0
9000
0
A
75894
D
Restricted Stock Units
0
2021-05-18
4
M
0
7159
0
D
2021-05-18
2021-05-18
Common Stock, par value $.01
7159
0
D
Restricted Stock Units
0
2021-05-19
4
A
0
10000
0
A
Common Stock, par value $.01
10000
10000
D
Stock Option (Right to Buy)
3.03
2027-05-19
Common Stock, par value $.01
21081
21081
D
Stock Option (Right to Buy)
4.53
2027-05-19
Common Stock, par value $.01
6416
6416
D
Stock Option (Right to Buy)
6.03
2027-05-19
Common Stock, par value $.01
6416
6416
D
Stock Option (Right to Buy)
12.00
2027-05-19
Common Stock, par value $.01
3666
3666
D
These restricted stock units convert into common stock on a one-for-one basis.
This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. New's separation from service prior to vesting.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders.
This option has fully vested as of the date of this report.
/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New
2021-05-20