0000891839-21-000161.txt : 20210520 0000891839-21-000161.hdr.sgml : 20210520 20210520191016 ACCESSION NUMBER: 0000891839-21-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210518 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: New Jason Griffin CENTRAL INDEX KEY: 0001443769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 21946069 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-18 0000031235 EASTMAN KODAK CO KODK 0001443769 New Jason Griffin C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 2021-05-18 4 M 0 7159 0 A 66894 D Common Stock, par value $.01 2021-05-19 4 A 0 9000 0 A 75894 D Restricted Stock Units 0 2021-05-18 4 M 0 7159 0 D 2021-05-18 2021-05-18 Common Stock, par value $.01 7159 0 D Restricted Stock Units 0 2021-05-19 4 A 0 10000 0 A Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 3.03 2027-05-19 Common Stock, par value $.01 21081 21081 D Stock Option (Right to Buy) 4.53 2027-05-19 Common Stock, par value $.01 6416 6416 D Stock Option (Right to Buy) 6.03 2027-05-19 Common Stock, par value $.01 6416 6416 D Stock Option (Right to Buy) 12.00 2027-05-19 Common Stock, par value $.01 3666 3666 D These restricted stock units convert into common stock on a one-for-one basis. This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. New's separation from service prior to vesting. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. This option has fully vested as of the date of this report. /s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New 2021-05-20