0000891839-21-000107.txt : 20210402
0000891839-21-000107.hdr.sgml : 20210402
20210402172012
ACCESSION NUMBER: 0000891839-21-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parrett William G
CENTRAL INDEX KEY: 0001418280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 21802963
MAIL ADDRESS:
STREET 1: THE BLACKSTONE GROUP L.P.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-03-31
0000031235
EASTMAN KODAK CO
KODK
0001418280
Parrett William G
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
28689
D
Restricted Stock Units
0
2021-03-31
4
A
0
7909
0
A
Common Stock, par value $.01
7909
7909
D
Phantom Stock
0
Common Stock, par value $.01
172065
172065
D
Stock Option (Right to Buy)
3.03
2027-05-19
Common Stock, par value $.01
25297
25297
D
Stock Option (Right to Buy)
4.53
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
6.03
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
12.00
2027-05-19
Common Stock, par value $.01
4400
4400
D
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
This option has fully vested as of the date of this report.
/s/ Roger W. Byrd, Attorney-in-fact for William G. Parrett
2021-04-02