0000891839-21-000107.txt : 20210402 0000891839-21-000107.hdr.sgml : 20210402 20210402172012 ACCESSION NUMBER: 0000891839-21-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parrett William G CENTRAL INDEX KEY: 0001418280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 21802963 MAIL ADDRESS: STREET 1: THE BLACKSTONE GROUP L.P. STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-31 0000031235 EASTMAN KODAK CO KODK 0001418280 Parrett William G C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 28689 D Restricted Stock Units 0 2021-03-31 4 A 0 7909 0 A Common Stock, par value $.01 7909 7909 D Phantom Stock 0 Common Stock, par value $.01 172065 172065 D Stock Option (Right to Buy) 3.03 2027-05-19 Common Stock, par value $.01 25297 25297 D Stock Option (Right to Buy) 4.53 2027-05-19 Common Stock, par value $.01 7699 7699 D Stock Option (Right to Buy) 6.03 2027-05-19 Common Stock, par value $.01 7699 7699 D Stock Option (Right to Buy) 12.00 2027-05-19 Common Stock, par value $.01 4400 4400 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. This option has fully vested as of the date of this report. /s/ Roger W. Byrd, Attorney-in-fact for William G. Parrett 2021-04-02