0000891839-21-000056.txt : 20210302
0000891839-21-000056.hdr.sgml : 20210302
20210302192339
ACCESSION NUMBER: 0000891839-21-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210226
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 21706178
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-26
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Executive Chairman and CEO
Common Stock, par value $.01
2021-02-26
4
A
0
200000
0
A
850000
D
Common Stock, par value $.01
2021-02-26
4
F
0
61369
8.62
D
788631
D
Restricted Stock Units
0
2021-02-26
4
A
0
300000
0
A
Common Stock, par value $.01
300000
300000
D
Stock Option (Right to Buy)
3.03
2026-02-19
Common Stock, par value $.01
981707
981707
D
Stock Option (Right to Buy)
4.53
2026-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
6.03
2026-02-19
Common Stock, par value $.01
298780
298780
D
Stock Option (Right to Buy)
12
2026-02-19
Common Stock, par value $.01
170733
170733
D
Stock Option (Right to Buy)
3.03
2026-02-19
Common Stock, par value $.01
1150000
1150000
D
Stock Option (Right to Buy)
4.53
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
6.03
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
12.00
2026-02-19
Common Stock, par value $.01
200000
200000
D
Phantom Stock
0
Common Stock, par value $.01
241589
241589
D
Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023, and 2/26/2024.
This option is fully vested as of the date of this report.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
/s/ Roger W. Byrd, Attorney-in-fact for James V. Continenza
2021-03-02