0000891839-21-000056.txt : 20210302 0000891839-21-000056.hdr.sgml : 20210302 20210302192339 ACCESSION NUMBER: 0000891839-21-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENZA JAMES V CENTRAL INDEX KEY: 0001197594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 21706178 MAIL ADDRESS: STREET 1: C/O ARCH WIRELESS INC STREET 2: 1800 WEST PARK DR #250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-26 0000031235 EASTMAN KODAK CO KODK 0001197594 CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Executive Chairman and CEO Common Stock, par value $.01 2021-02-26 4 A 0 200000 0 A 850000 D Common Stock, par value $.01 2021-02-26 4 F 0 61369 8.62 D 788631 D Restricted Stock Units 0 2021-02-26 4 A 0 300000 0 A Common Stock, par value $.01 300000 300000 D Stock Option (Right to Buy) 3.03 2026-02-19 Common Stock, par value $.01 981707 981707 D Stock Option (Right to Buy) 4.53 2026-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 6.03 2026-02-19 Common Stock, par value $.01 298780 298780 D Stock Option (Right to Buy) 12 2026-02-19 Common Stock, par value $.01 170733 170733 D Stock Option (Right to Buy) 3.03 2026-02-19 Common Stock, par value $.01 1150000 1150000 D Stock Option (Right to Buy) 4.53 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 6.03 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 12.00 2026-02-19 Common Stock, par value $.01 200000 200000 D Phantom Stock 0 Common Stock, par value $.01 241589 241589 D Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2022, 2/26/2023, and 2/26/2024. This option is fully vested as of the date of this report. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Roger W. Byrd, Attorney-in-fact for James V. Continenza 2021-03-02