0000891839-20-000265.txt : 20200908 0000891839-20-000265.hdr.sgml : 20200908 20200908185419 ACCESSION NUMBER: 0000891839-20-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200903 FILED AS OF DATE: 20200908 DATE AS OF CHANGE: 20200908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Grady John G. CENTRAL INDEX KEY: 0001668481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 201165124 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-09-03 0000031235 EASTMAN KODAK CO KODK 0001668481 O'Grady John G. EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Vice President Common Stock, par value $.01 2020-09-03 4 M 0 5484 0 A 35563 D Common Stock, par value $.01 2020-09-03 4 F 0 1660 6.46 D 33903 D Common Stock, par value $.01 2020-09-03 4 M 0 10683 0 A 44586 D Common Stock, par value $.01 2020-09-03 4 F 0 3238 6.46 D 41348 D Restricted Stock Units 0 2020-09-03 4 M 0 5484 0 D 2020-09-03 Common Stock, par value $.01 5484 0 D Restricted Stock Units 0 2020-09-03 4 M 0 10683 0 D 2021-09-03 Common Stock, par value $.01 10683 10685 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 18378 18378 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 25218 25218 D Stock Option (Right to Buy) 15.58 2023-09-02 Common Stock, par value $.01 29712 29712 D Stock Option (Right to Buy) 15.20 2023-11-14 Common Stock, par value $.01 39247 39247 D Stock Option (Right to Buy) 3.90 2025-12-03 Common Stock, par value $.01 51441 51441 D These restricted stock units convert into common stock on a one-for-one basis. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These securities are fully vested as of the date of this report. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021. This option vested one-third on each of 9/3/2019 and 9/3/2020 and vests one-third on 9/3/2021. /s/ Roger W. Byrd, Attorney-in-fact for John O'Grady 2020-09-08 EX-24 2 attach_1.txt POWER OF ATTORNEY The undersigned, John G. O'Grady, hereby appoints each of Roger W. Byrd and Kim Zampatori, individually, his attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an Officer of Eastman Kodak Company (the "Company"), Forms 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, as amended from time to time (the "Exchange Act"), and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition or disposition of securities of the Company; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an Officer of the Company, Form 144 in accordance with the Securities Act of 1933 and the rules thereunder, as amended from time to time (the "Securities Act"); (3) perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 4 or 5, or Form 144 and timely file such form with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each attorney-in-fact full power and authority to do anything that is necessary or desirable in the exercise of any of the rights and powers herein granted, as fully and to all intents and purposes as the undersigned could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that each attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or Rule 144 under the Securities Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file forms under Section 16(a) of the Exchange Act and Form 144 under the Securities Act with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of February 2019. /s/ John G. O'Grady John G. O'Grady