0000891839-20-000219.txt : 20200729 0000891839-20-000219.hdr.sgml : 20200729 20200729192322 ACCESSION NUMBER: 0000891839-20-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vandagriff Randy CENTRAL INDEX KEY: 0001705175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 201058548 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 5857244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-07-27 0000031235 EASTMAN KODAK CO KODK 0001705175 Vandagriff Randy C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Vice President Common Stock, par value $.01 12205 D Stock Option (Right to Buy) 3.03 2020-07-27 4 A 0 15000 0 A 2026-02-19 Common Stock, par value $.01 15000 15000 D Stock Option (Right to Buy) 4.53 2020-07-27 4 A 0 10000 0 A 2026-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 6.03 2020-07-27 4 A 0 10000 0 A 2026-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 12 2020-07-27 4 A 0 10000 0 A 2026-02-19 Common Stock, par value $.01 10000 10000 D Stock Option (Right to Buy) 20.25 2021-12-14 Common Stock, par value $.01 11597 11597 D Stock Option (Right to Buy) 12.63 2022-12-14 Common Stock, par value $.01 7921 7921 D Stock Option (Right to Buy) 12.50 2024-09-13 Common Stock, par value $.01 152285 152285 D Stock Option (Right to Buy) 3.90 2025-12-03 Common Stock, par value $.01 30865 30865 D Restricted Stock Units 0 2021-09-03 Common Stock, par value $.01 12821 12821 D This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date. These securities are fully vested as of the date of this report. This option vested one-third on each of 9/14/2018 and 9/14/2019 and vests one-third on 9/14/2020. This option vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021. /s/ Roger W. Byrd, Attorney-in-fact for Randy Vandagriff 2020-07-29