0000891839-20-000189.txt : 20200615
0000891839-20-000189.hdr.sgml : 20200615
20200615170946
ACCESSION NUMBER: 0000891839-20-000189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Philippe D
CENTRAL INDEX KEY: 0001579836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 20964136
MAIL ADDRESS:
STREET 1: 160 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 5857244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-06-11
0000031235
EASTMAN KODAK CO
KODK
0001579836
Katz Philippe D
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
1
0
Common Stock, par value $.01
2020-06-11
4
P
0
5000
2.48
A
111368
D
Common Stock, par value $.01
2522011
I
Owned by KF Investors LLC
Common Stock, par value $.01
1569870
I
Owned by Momar Corporation
Common Stock, par value $.01
7598
I
Owned by United Equities Commodities Company
Common Stock, par value $.01
87720
I
Owned by Marneu Holding Company
Common Stock, par value $.01
48875
I
Owned by 111 John Realty Corp.
Stock Option (Right to Buy)
3.03
2027-05-19
Common Stock, par value $.01
25297
25297
D
Stock Option (Right to Buy)
4.53
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
6.03
2027-05-19
Common Stock, par value $.01
7699
7699
D
Stock Option (Right to Buy)
12.00
2027-05-19
Common Stock, par value $.01
4400
4400
D
Restricted Stock Units
0
Common Stock, par value $.01
46729
46729
D
Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
This option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.
Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2021, subject to continuous service as a member of the board of directors.
/s/ Roger W. Byrd, Attorney-in-fact for Philippe D. Katz
2020-06-15