0000891839-20-000080.txt : 20200324
0000891839-20-000080.hdr.sgml : 20200324
20200324165057
ACCESSION NUMBER: 0000891839-20-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Philippe D
CENTRAL INDEX KEY: 0001579836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 20739014
MAIL ADDRESS:
STREET 1: 160 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-20
0000031235
EASTMAN KODAK CO
KODK
0001579836
Katz Philippe D
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
1
0
Common Stock, par value $.01
2020-03-20
4
P
0
40000
1.72
A
93362
D
Common Stock, par value $.01
2522011
I
Owned by KF Investors LLC
Common Stock, par value $.01
1569870
I
Owned by Momar Corporation
Common Stock, par value $.01
7598
I
Owned by United Equities Commodities Company
Common Stock, par value $.01
87720
I
Owned by Marneu Holding Company
Common Stock, par value $.01
48875
I
Owned by 111 John Realty Corp.
Restricted Stock Units
0
Common Stock, par value $.01
46729
46729
D
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.77, inclusive. Mr. Katz undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2021, subject to continuous service as a member of the board of directors.
/s/ Roger W. Byrd, Attorney-in-fact for Philippe D. Katz
2020-03-24