0000891839-20-000080.txt : 20200324 0000891839-20-000080.hdr.sgml : 20200324 20200324165057 ACCESSION NUMBER: 0000891839-20-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Philippe D CENTRAL INDEX KEY: 0001579836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 20739014 MAIL ADDRESS: STREET 1: 160 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-20 0000031235 EASTMAN KODAK CO KODK 0001579836 Katz Philippe D C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 1 0 Common Stock, par value $.01 2020-03-20 4 P 0 40000 1.72 A 93362 D Common Stock, par value $.01 2522011 I Owned by KF Investors LLC Common Stock, par value $.01 1569870 I Owned by Momar Corporation Common Stock, par value $.01 7598 I Owned by United Equities Commodities Company Common Stock, par value $.01 87720 I Owned by Marneu Holding Company Common Stock, par value $.01 48875 I Owned by 111 John Realty Corp. Restricted Stock Units 0 Common Stock, par value $.01 46729 46729 D The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.77, inclusive. Mr. Katz undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/8/2021, subject to continuous service as a member of the board of directors. /s/ Roger W. Byrd, Attorney-in-fact for Philippe D. Katz 2020-03-24