0000891839-19-000202.txt : 20191202
0000891839-19-000202.hdr.sgml : 20191202
20191202171944
ACCESSION NUMBER: 0000891839-19-000202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191127
FILED AS OF DATE: 20191202
DATE AS OF CHANGE: 20191202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 191263949
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-11-27
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Executive Chairman
Common Stock, par value $.01
2019-11-27
4
P
0
53263
2.45
A
153263
D
Restricted Stock Units
0
Common Stock, par value $.01
88029
88029
D
Stock Option (Right to Buy)
3.03
2026-02-19
Common Stock, par value $.01
1150000
1150000
D
Stock Option (Right to Buy)
4.53
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
6.03
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
12.00
2026-02-19
Common Stock, par value $.01
200000
200000
D
Phantom Stock
0
Common Stock, par value $.01
153560
153560
D
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.41 to $2.47, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors.
This option is fully vested as of the date of this report.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
/s/ Roger W. Byrd, Attorney-in-fact for James V. Continenza
2019-12-02