0000891839-19-000162.txt : 20190905 0000891839-19-000162.hdr.sgml : 20190905 20190905163123 ACCESSION NUMBER: 0000891839-19-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Eric CENTRAL INDEX KEY: 0001466099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 191077509 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-09-03 0000031235 EASTMAN KODAK CO KODK 0001466099 Samuels Eric EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CAO and Corp. Controller Common Stock, par value $.01 2019-09-03 4 M 0 3210 0 A 17011 D Common Stock, par value $.01 2019-09-03 4 F 0 1091 2.38 D 15920 D Common Stock, par value $.01 2019-09-03 4 M 0 4273 0 A 20193 D Common Stock, par value $.01 2019-09-03 4 F 0 1452 2.38 D 18741 D Restricted Stock Units 0 2019-09-03 4 M 0 3210 0 D 2019-09-03 Common Stock, par value $.01 3210 0 D Restricted Stock Units 0 2020-03-21 Common Stock, par value $.01 1501 1503 D Restricted Stock Units 0 2019-09-03 4 M 0 4273 0 D 2021-09-03 Common Stock, par value $.01 4273 8548 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 19012 19012 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 26087 26087 D Stock Option (Right to Buy) 15.58 2023-09-02 Common Stock, par value $.01 25467 25467 D Stock Option (Right to Buy) 11.10 2024-03-20 Common Stock, par value $.01 11161 11161 D Stock Option (Right to Buy) 12.50 2024-09-13 Common Stock, par value $.01 101523 101523 D Stock Option (Right to Buy) 3.90 2025-12-03 Common Stock, par value $.01 20577 20577 D These restricted stock units convert into common stock on a one-for-one basis. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. These securities are fully vested as of the date of this report. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 3/21/2018 and 3/21/2019 and vest one-third on 3/21/2020. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. This option vested one-third on each of 3/21/2018 and 3/21/2019 and vests one-third on 3/21/2020. This option vested one-third on 9/14/2018 and vests one-third on each of 9/14/2019 and 9/14/2020. This option vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021. /s/ Roger W. Byrd, Attorney-in-fact for Eric H. Samuels 2019-09-05