0000891839-19-000034.txt : 20190222 0000891839-19-000034.hdr.sgml : 20190222 20190222165751 ACCESSION NUMBER: 0000891839-19-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENZA JAMES V CENTRAL INDEX KEY: 0001197594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 19626448 MAIL ADDRESS: STREET 1: C/O ARCH WIRELESS INC STREET 2: 1800 WEST PARK DR #250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-20 0000031235 EASTMAN KODAK CO KODK 0001197594 CONTINENZA JAMES V C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Executive Chairman Restricted Stock Units 0 Common Stock, par value $.01 88029 88029 D Stock Option (Right to Buy) 3.03 2019-02-20 4 A 0 1150000 0 A 2026-02-19 Common Stock, par value $.01 1150000 1150000 D Stock Option (Right to Buy) 4.53 2019-02-20 4 A 0 350000 0 A 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 6.03 2019-02-20 4 A 0 350000 0 A 2026-02-19 Common Stock, par value $.01 350000 350000 D Stock Option (Right to Buy) 12.00 2019-02-20 4 A 0 200000 0 A 2026-02-19 Common Stock, par value $.01 200000 200000 D Phantom Stock 0 Common Stock, par value $.01 153560 153560 D These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors. This option was granted pursuant to Mr. Continenza's employment agreement, effective as of February 20, 2019, under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests immediately with respect to one-half of the grant, with the remainder vesting in four equal installments on each of May 20, 2019, August 20, 2019, November 20, 2019 and February 20, 2020. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Kim Zampatori, Attorney-in-fact for James V. Continenza 2019-02-22