0000891839-19-000034.txt : 20190222
0000891839-19-000034.hdr.sgml : 20190222
20190222165751
ACCESSION NUMBER: 0000891839-19-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENZA JAMES V
CENTRAL INDEX KEY: 0001197594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 19626448
MAIL ADDRESS:
STREET 1: C/O ARCH WIRELESS INC
STREET 2: 1800 WEST PARK DR #250
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-20
0000031235
EASTMAN KODAK CO
KODK
0001197594
CONTINENZA JAMES V
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Executive Chairman
Restricted Stock Units
0
Common Stock, par value $.01
88029
88029
D
Stock Option (Right to Buy)
3.03
2019-02-20
4
A
0
1150000
0
A
2026-02-19
Common Stock, par value $.01
1150000
1150000
D
Stock Option (Right to Buy)
4.53
2019-02-20
4
A
0
350000
0
A
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
6.03
2019-02-20
4
A
0
350000
0
A
2026-02-19
Common Stock, par value $.01
350000
350000
D
Stock Option (Right to Buy)
12.00
2019-02-20
4
A
0
200000
0
A
2026-02-19
Common Stock, par value $.01
200000
200000
D
Phantom Stock
0
Common Stock, par value $.01
153560
153560
D
These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors.
This option was granted pursuant to Mr. Continenza's employment agreement, effective as of February 20, 2019, under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests immediately with respect to one-half of the grant, with the remainder vesting in four equal installments on each of May 20, 2019, August 20, 2019, November 20, 2019 and February 20, 2020.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
/s/ Kim Zampatori, Attorney-in-fact for James V. Continenza
2019-02-22