0000891839-19-000025.txt : 20190118 0000891839-19-000025.hdr.sgml : 20190118 20190118163012 ACCESSION NUMBER: 0000891839-19-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190116 FILED AS OF DATE: 20190118 DATE AS OF CHANGE: 20190118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byrd Roger W. CENTRAL INDEX KEY: 0001764007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 19533476 MAIL ADDRESS: STREET 1: C/O EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-01-16 0000031235 EASTMAN KODAK CO KODK 0001764007 Byrd Roger W. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 General Counsel, Sec., SVP Common Stock, par value $.01 3000 D Restricted Stock Units 0 2019-01-16 4 A 0 56635 0 A 2022-01-16 Common Stock, par value $.01 56635 56635 D Stock Option (Right to Buy) 12.50 2024-09-13 Common Stock, par value $.01 30457 30457 D Stock Option (Right to Buy) 3.09 2019-01-16 4 A 0 89744 0 A 2026-01-15 Common Stock, par value $.01 89744 89744 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 1/16/2019 grant date. This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 1/16/2019 grant date. /s/ Kim Zampatori, Attorney-in-Fact for Roger W. Byrd 2019-01-18