0000891839-18-000104.txt : 20181119 0000891839-18-000104.hdr.sgml : 20181119 20181119163937 ACCESSION NUMBER: 0000891839-18-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Payne Christopher Joseph CENTRAL INDEX KEY: 0001705462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 181192953 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0000031235 EASTMAN KODAK CO KODK 0001705462 Payne Christopher Joseph C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Vice President Common Stock, par value $.01 2018-11-15 4 M 0 1918 0 A 3142 D Common Stock, par value $.01 2018-11-15 4 F 0 652 3.95 D 2490 D Restricted Stock Units 0 2018-11-15 4 M 0 1918 0 D 2019-11-15 Common Stock, par value $.01 1918 1921 D Stock Option (Right to Buy) 15.20 2023-11-14 Common Stock, par value $.01 14345 14345 D Stock Option (Right to Buy) 12.50 2024-09-13 Common Stock, par value $.01 152285 152285 D These restricted stock units convert into common stock on a one-for-one basis. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date. This option vests one-third on each of the first three anniversaries of the 11/15/2016 grant date. This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Christopher J. Payne 2018-11-19