0000891839-18-000097.txt : 20181003 0000891839-18-000097.hdr.sgml : 20181003 20181003163514 ACCESSION NUMBER: 0000891839-18-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Overman Steven CENTRAL INDEX KEY: 0001630418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 181105469 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-10-01 0000031235 EASTMAN KODAK CO KODK 0001630418 Overman Steven EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2018-10-01 4 M 0 3774 0 A 23884 D Common Stock, par value $.01 2018-10-01 4 F 0 1774 2.85 D 22110 D Common Stock, par value $.01 2018-10-01 4 M 0 3888 0 A 25998 D Common Stock, par value $.01 2018-10-01 4 F 0 1828 2.85 D 24170 D Common Stock, par value $.01 2018-10-01 4 M 0 7936 0 A 32106 D Common Stock, par value $.01 2018-10-01 4 F 0 3730 2.85 D 28376 D Restricted Stock Units 0 2018-10-01 4 M 0 3774 0 D 2018-10-01 Common Stock, par value $.01 3774 0 D Restricted Stock Units 0 2018-10-01 4 M 0 3888 0 D 2019-10-01 Common Stock, par value $.01 3888 3891 D Restricted Stock Units 0 2018-10-01 4 M 0 7936 0 D 2020-10-01 Common Stock, par value $.01 7936 15874 D Restricted Stock Units 0 2018-10-01 4 A 0 61404 0 A 2021-10-01 Common Stock, par value $.01 61404 61404 D Stock Option (Right to Buy) 15.46 2022-09-30 Common Stock, par value $.01 27090 27090 D Stock Option (Right to Buy) 15.00 2023-09-30 Common Stock, par value $.01 30069 30069 D Stock Option (Right to Buy) 7.35 2024-09-30 Common Stock, par value $.01 58923 58923 D Stock Option (Right to Buy) 2.85 2018-10-01 4 A 0 97223 0 A 2025-09-30 Common Stock, par value $.01 97223 97223 D These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date. Shares withheld to cover withholding obligations upon vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date. This option vests one-third on each of the first three anniversaries of the 10/1/2015 grant date. This option vests one-third on each of the first three anniversaries of the 10/1/2016 grant date. This option vests one-third on each of the first three anniversaries of the 10/1/2017 grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Steven Overman 2018-10-03