0000891839-18-000080.txt : 20180905 0000891839-18-000080.hdr.sgml : 20180905 20180905163433 ACCESSION NUMBER: 0000891839-18-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180903 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Eric CENTRAL INDEX KEY: 0001466099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 181055502 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-03 0000031235 EASTMAN KODAK CO KODK 0001466099 Samuels Eric EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CAO and Corp. Controller Common Stock, par value $.01 2018-09-03 4 M 0 3636 0 A 12004 D Common Stock, par value $.01 2018-09-03 4 F 0 1234 3.25 D 10770 D Common Stock, par value $.01 2018-09-03 4 M 0 3209 0 A 13979 D Common Stock, par value $.01 2018-09-03 4 F 0 1089 3.25 D 12890 D Restricted Stock Units 0 2018-09-03 4 M 0 3636 0 D 2018-09-03 Common Stock, par value $.01 3636 0 D Restricted Stock Units 0 2018-09-03 4 M 0 3209 0 D 2019-09-03 Common Stock, par value $.01 3209 3210 D Restricted Stock Units 0 2020-03-21 Common Stock, par value $.01 3004 3004 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 19012 19012 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 26087 26087 D Stock Option (Right to Buy) 15.58 2023-09-02 Common Stock, par value $.01 25467 25467 D Stock Option (Right to Buy) 11.10 2024-03-20 Common Stock, par value $.01 11161 11161 D Stock Option (Right to Buy) 12.50 2024-09-13 Common Stock, par value $.01 101523 101523 D These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date. This option vests one-third on each of the first three anniversaries of the 3/21/2017 grant date. This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Eric H. Samuels 2018-09-05