0000891839-18-000026.txt : 20180501
0000891839-18-000026.hdr.sgml : 20180501
20180501162728
ACCESSION NUMBER: 0000891839-18-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180428
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mahe Eric-Yves
CENTRAL INDEX KEY: 0001630350
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 18795898
MAIL ADDRESS:
STREET 1: EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-04-28
0000031235
EASTMAN KODAK CO
KODK
0001630350
Mahe Eric-Yves
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
2018-04-28
4
M
0
2040
0
A
20908
D
Common Stock, par value $.01
2018-04-28
4
M
0
4734
0
A
25642
D
Common Stock, par value $.01
2018-04-28
4
M
0
5303
0
A
30945
D
Restricted Stock Units
0
2018-04-28
4
M
0
2040
0
D
2018-04-28
Common Stock, par value $.01
2040
0
D
Restricted Stock Units
0
2018-05-12
Common Stock, par value $.01
930
930
D
Restricted Stock Units
0
2018-04-28
4
M
0
4734
0
D
2019-04-28
Common Stock, par value $.01
4734
4737
D
Restricted Stock Units
0
2018-04-28
4
M
0
5303
0
D
2020-04-28
Common Stock, par value $.01
5303
10607
D
Restricted Stock Units
0
2018-04-28
4
A
0
34314
0
A
2021-04-28
Common Stock, par value $.01
34314
34314
D
Stock Option (Right to Buy)
20.44
2022-04-27
Common Stock, par value $.01
17508
17508
D
Stock Option (Right to Buy)
17.95
2022-05-11
Common Stock, par value $.01
7003
7003
D
Stock Option (Right to Buy)
12.32
2023-04-27
Common Stock, par value $.01
33461
33461
D
Stock Option (Right to Buy)
11.00
2024-04-27
Common Stock, par value $.01
39683
39683
D
Stock Option (Right to Buy)
5.10
2018-04-28
4
A
0
0
0
A
2025-04-27
Common Stock, par value $.01
0
0
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.
This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.
This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.
/s/ Karen M. Kelly, Attorney-in-fact for Eric-Yves Mahe
2018-05-01