0000891839-18-000021.txt : 20180314 0000891839-18-000021.hdr.sgml : 20180314 20180314165024 ACCESSION NUMBER: 0000891839-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JEFF CENTRAL INDEX KEY: 0001285969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 18690041 MAIL ADDRESS: STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC STREET 2: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDA STATE: NY ZIP: 11746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-12 0000031235 EASTMAN KODAK CO KODK 0001285969 CLARKE JEFF EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Chief Executive Officer Common Stock, par value $.01 116179 D Stock Option (Right to Buy) 27.20 2021-03-11 Common Stock, par value $.01 114943 114943 D Stock Option (Right to Buy) 18.46 2022-03-11 Common Stock, par value $.01 152207 152207 D Stock Option (Right to Buy) 10.19 2023-03-11 Common Stock, par value $.01 229358 229358 D Stock Option (Right to Buy) 15.00 2024-03-11 Common Stock, par value $.01 277778 277778 D Stock Option (Right to Buy) 15.00 2018-03-12 4 A 0 0 0 A 2025-03-11 Common Stock, par value $.01 0 0 D Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of 3/12/2018, 3/12/2019 and 3/12/2020. This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report. /s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke 2018-03-14