0000891839-18-000021.txt : 20180314
0000891839-18-000021.hdr.sgml : 20180314
20180314165024
ACCESSION NUMBER: 0000891839-18-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLARKE JEFF
CENTRAL INDEX KEY: 0001285969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 18690041
MAIL ADDRESS:
STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC
STREET 2: ONE COMPUTER ASSOCIATES PLAZA
CITY: ISLANDA
STATE: NY
ZIP: 11746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-03-12
0000031235
EASTMAN KODAK CO
KODK
0001285969
CLARKE JEFF
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Chief Executive Officer
Common Stock, par value $.01
116179
D
Stock Option (Right to Buy)
27.20
2021-03-11
Common Stock, par value $.01
114943
114943
D
Stock Option (Right to Buy)
18.46
2022-03-11
Common Stock, par value $.01
152207
152207
D
Stock Option (Right to Buy)
10.19
2023-03-11
Common Stock, par value $.01
229358
229358
D
Stock Option (Right to Buy)
15.00
2024-03-11
Common Stock, par value $.01
277778
277778
D
Stock Option (Right to Buy)
15.00
2018-03-12
4
A
0
0
0
A
2025-03-11
Common Stock, par value $.01
0
0
D
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of 3/12/2018, 3/12/2019 and 3/12/2020.
This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.
/s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke
2018-03-14