0000891839-18-000011.txt : 20180110 0000891839-18-000011.hdr.sgml : 20180110 20180110161700 ACCESSION NUMBER: 0000891839-18-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180110 DATE AS OF CHANGE: 20180110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOHENY MATTHEW A. CENTRAL INDEX KEY: 0001526937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 18521688 MAIL ADDRESS: STREET 1: 303 PADDOCK STREET CITY: WATERTOWN STATE: NY ZIP: 13601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-08 0000031235 EASTMAN KODAK CO KODK 0001526937 DOHENY MATTHEW A. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Restricted Stock Units 0 2018-01-08 4 A 0 48388 0 A Common Stock, par value $.01 48388 48388 D Restricted Stock Units 0 2018-01-09 4 D 0 9804 0 D 2018-01-09 2018-01-09 Common Stock, par value $.01 9804 0 D Phantom Stock 0 2018-01-09 4 A 0 9804 0 A Common Stock, par value $.01 9804 41162 D These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Doheny deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Sharon E. Underberg, Attorney-in-fact for Matthew A. Doheny 2018-01-10