0000891839-18-000009.txt : 20180110 0000891839-18-000009.hdr.sgml : 20180110 20180110161311 ACCESSION NUMBER: 0000891839-18-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180110 DATE AS OF CHANGE: 20180110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURGESS MARK S CENTRAL INDEX KEY: 0001264418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 18521648 MAIL ADDRESS: STREET 1: C/O GRAHAM PACKAGING HOLDINGS COMPANY STREET 2: 2410 PLEASANT VALLEY ROAD CITY: YORK STATE: PA ZIP: 17402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-08 0000031235 EASTMAN KODAK CO KODK 0001264418 BURGESS MARK S C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 2018-01-09 4 M 0 9804 0 A 38118 D Restricted Stock Units 0 2018-01-09 4 M 0 9804 0 D 2018-01-09 2018-01-09 Common Stock, par value $.01 9804 0 D Restricted Stock Units 0 2018-01-08 4 A 0 48388 0 A Common Stock, par value $.01 48388 48388 D Phantom Stock 0 Common Stock, par value $.01 3914 3914 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. /s/ Sharon E. Underberg, Attorney-in-fact for Mark S. Burgess 2018-01-10