0000891839-17-000135.txt : 20171003
0000891839-17-000135.hdr.sgml : 20171003
20171003164024
ACCESSION NUMBER: 0000891839-17-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171001
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Overman Steven
CENTRAL INDEX KEY: 0001630418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 171118525
MAIL ADDRESS:
STREET 1: EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-10-01
0000031235
EASTMAN KODAK CO
KODK
0001630418
Overman Steven
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
2017-10-01
4
M
0
7692
0
A
19667
D
Common Stock, par value $.01
2017-10-01
4
F
0
3616
7.35
D
16051
D
Common Stock, par value $.01
2017-10-01
4
M
0
3773
0
A
19824
D
Common Stock, par value $.01
2017-10-01
4
F
0
1774
7.35
D
18050
D
Common Stock, par value $.01
2017-10-01
4
M
0
3888
0
A
21938
D
Common Stock, par value $.01
2017-10-01
4
F
0
1828
7.35
D
20110
D
Restricted Stock Units
0
2017-10-01
4
M
0
7692
0
D
2017-10-01
Common Stock, par value $.01
7692
0
D
Restricted Stock Units
0
2017-10-01
4
M
0
3773
0
D
2018-10-01
Common Stock, par value $.01
3773
3774
D
Restricted Stock Units
0
2017-10-01
4
M
0
3888
0
D
2019-10-01
Common Stock, par value $.01
3888
7779
D
Restricted Stock Units
0
2017-10-01
4
A
0
23810
0
A
2020-10-02
Common Stock, par value $.01
23810
23810
D
Stock Option (Right to Buy)
15.46
2022-09-30
Common Stock, par value $.01
27090
27090
D
Stock Option (Right to Buy)
15.00
2023-09-30
Common Stock, par value $.01
30069
30069
D
Stock Option (Right to Buy)
7.35
2017-10-01
4
A
0
58923
0
A
2024-09-30
Common Stock, par value $.01
58923
58923
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2014 grant date.
Shares withheld to cover withholding obligations upon vesting of restricted stock units.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the 10/1/2017 grant date.
This option vests one-third on each of the first three anniversaries of the 10/1/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 10/1/2016 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 10/1/2017 grant date.
/s/ Karen M. Kelly, Attorney-in-fact for Steven Overman
2017-10-03