0000891839-17-000131.txt : 20170918
0000891839-17-000131.hdr.sgml : 20170918
20170918164252
ACCESSION NUMBER: 0000891839-17-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170918
DATE AS OF CHANGE: 20170918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taber Terry R
CENTRAL INDEX KEY: 0001452475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 171090256
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-14
0000031235
EASTMAN KODAK CO
KODK
0001452475
Taber Terry R
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
29863
D
Restricted Stock Units
0
2018-09-03
Common Stock, par value $.01
5271
5271
D
Restricted Stock Units
0
2019-09-03
Common Stock, par value $.01
9308
9308
D
Stock Option (Right to Buy)
23.78
2021-09-02
Common Stock, par value $.01
27567
27567
D
Stock Option (Right to Buy)
13.76
2022-09-02
Common Stock, par value $.01
37827
37827
D
Stock Option (Right to Buy)
15.58
2023-09-02
Common Stock, par value $.01
36927
36927
D
Stock Option (Right to Buy)
12.50
2017-09-14
4
A
0
182742
0
A
2024-09-13
Common Stock, par value $.01
182742
182742
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
611
611
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
611
611
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg, Attorney-in-fact for Terry R. Taber
2017-09-18