0000891839-17-000126.txt : 20170906
0000891839-17-000126.hdr.sgml : 20170906
20170906162609
ACCESSION NUMBER: 0000891839-17-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170903
FILED AS OF DATE: 20170906
DATE AS OF CHANGE: 20170906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Grady John G.
CENTRAL INDEX KEY: 0001668481
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 171071608
MAIL ADDRESS:
STREET 1: EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-03
0000031235
EASTMAN KODAK CO
KODK
0001668481
O'Grady John G.
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
GM, WW Sales, Senior VP
Common Stock, par value $.01
2017-09-03
4
M
0
2034
0
A
3185
D
Common Stock, par value $.01
2017-09-03
4
F
0
679
7.80
D
2506
D
Common Stock, par value $.01
2017-09-03
4
M
0
3512
0
A
6018
D
Common Stock, par value $.01
2017-09-03
4
F
0
1172
7.80
D
4846
D
Common Stock, par value $.01
2017-09-03
4
M
0
3744
0
A
8590
D
Common Stock, par value $.01
2017-09-03
4
F
0
1249
7.80
D
7341
D
Restricted Stock Units
0
2017-09-03
4
M
0
2034
0
D
2017-09-03
Common Stock, par value $.01
2034
0
D
Restricted Stock Units
0
2017-09-03
4
M
0
3512
0
D
2018-09-03
Common Stock, par value $.01
3512
3514
D
Restricted Stock Units
0
2017-09-03
4
M
0
3744
0
D
2019-09-03
Common Stock, par value $.01
3744
7489
D
Restricted Stock Units
0
2020-09-03
Common Stock, par value $.01
16448
16448
D
Stock Option (Right to Buy)
23.78
2021-09-02
Common Stock, par value $.01
18378
18378
D
Stock Option (Right to Buy)
13.76
2022-09-02
Common Stock, par value $.01
25218
25218
D
Stock Option (Right to Buy)
15.58
2023-09-02
Common Stock, par value $.01
29712
29712
D
Stock Option (Right to Buy)
15.20
2023-11-14
Common Stock, par value $.01
39247
39247
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
169
169
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
169
169
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.
Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.
This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
This option vests one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.
Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg, Attorney-in-fact for John O'Grady
2017-09-06