0000891839-17-000118.txt : 20170818
0000891839-17-000118.hdr.sgml : 20170818
20170818164315
ACCESSION NUMBER: 0000891839-17-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170816
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLARKE JEFF
CENTRAL INDEX KEY: 0001285969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 171041475
MAIL ADDRESS:
STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC
STREET 2: ONE COMPUTER ASSOCIATES PLAZA
CITY: ISLANDA
STATE: NY
ZIP: 11746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-08-16
0000031235
EASTMAN KODAK CO
KODK
0001285969
CLARKE JEFF
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Chief Executive Officer
Common Stock, par value $.01
2017-08-16
4
P
0
5500
7.37
A
111679
D
Common Stock, par value $.01
2017-08-17
4
P
0
3000
7.13
A
114679
D
Stock Option (Right to Buy)
27.20
2021-03-11
Common Stock, par value $.01
114943
114943
D
Stock Option (Right to Buy)
18.46
2022-03-11
Common Stock, par value $.01
152207
152207
D
Stock Option (Right to Buy)
10.19
2023-03-11
Common Stock, par value $.01
229358
229358
D
Stock Option (Right to Buy)
15.00
2024-03-11
Common Stock, par value $.01
277778
277778
D
The price reported is a weighted average purchase price. Mr. Clarke purchased these shares in multiple transcations at prices ranging from $7.35 to $7.41 per share, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.
/s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke
2017-08-18