0000891839-17-000118.txt : 20170818 0000891839-17-000118.hdr.sgml : 20170818 20170818164315 ACCESSION NUMBER: 0000891839-17-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170816 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JEFF CENTRAL INDEX KEY: 0001285969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 171041475 MAIL ADDRESS: STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC STREET 2: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDA STATE: NY ZIP: 11746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-08-16 0000031235 EASTMAN KODAK CO KODK 0001285969 CLARKE JEFF EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Chief Executive Officer Common Stock, par value $.01 2017-08-16 4 P 0 5500 7.37 A 111679 D Common Stock, par value $.01 2017-08-17 4 P 0 3000 7.13 A 114679 D Stock Option (Right to Buy) 27.20 2021-03-11 Common Stock, par value $.01 114943 114943 D Stock Option (Right to Buy) 18.46 2022-03-11 Common Stock, par value $.01 152207 152207 D Stock Option (Right to Buy) 10.19 2023-03-11 Common Stock, par value $.01 229358 229358 D Stock Option (Right to Buy) 15.00 2024-03-11 Common Stock, par value $.01 277778 277778 D The price reported is a weighted average purchase price. Mr. Clarke purchased these shares in multiple transcations at prices ranging from $7.35 to $7.41 per share, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020. /s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke 2017-08-18