0000891839-17-000049.txt : 20170405
0000891839-17-000049.hdr.sgml : 20170405
20170405163356
ACCESSION NUMBER: 0000891839-17-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170321
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Samuels Eric
CENTRAL INDEX KEY: 0001466099
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 17742976
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-21
0000031235
EASTMAN KODAK CO
KODK
0001466099
Samuels Eric
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
CAO and Corp. Controller
Common Stock, par value $.01
5605
D
Restricted Stock Units
0
2017-09-03
Common Stock, par value $.01
2104
2104
D
Restricted Stock Units
0
2018-09-03
Common Stock, par value $.01
7269
7269
D
Restricted Stock Units
0
2019-09-03
Common Stock, par value $.01
9628
9628
D
Restricted Stock Units
0
2017-03-21
4
A
0
4505
0
A
2020-03-21
Common Stock, par value $.01
4505
4505
D
Stock Option (Right to Buy)
23.78
2021-09-02
Common Stock, par value $.01
19012
19012
D
Stock Option (Right to Buy)
13.76
2022-09-02
Common Stock, par value $.01
26087
26087
D
Stock Option (Right to Buy)
15.58
2023-09-02
Common Stock, par value $.01
25467
25467
D
Stock Option (Right to Buy)
11.10
2017-03-21
4
A
0
11161
0
A
2024-03-20
Common Stock, par value $.01
11161
11161
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
8
8
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
8
8
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 3/21/2017 grant date.
Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Karen M. Kelly, Attorney-in-fact for Eric H. Samuels
2017-04-05