0000891839-17-000046.txt : 20170314 0000891839-17-000046.hdr.sgml : 20170314 20170314162719 ACCESSION NUMBER: 0000891839-17-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170312 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE JEFF CENTRAL INDEX KEY: 0001285969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 17688376 MAIL ADDRESS: STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC STREET 2: ONE COMPUTER ASSOCIATES PLAZA CITY: ISLANDA STATE: NY ZIP: 11746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-12 0000031235 EASTMAN KODAK CO KODK 0001285969 CLARKE JEFF EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 1 0 0 Chief Executive Officer Common Stock 2017-03-12 4 M 0 36767 0 A 105534 D Common Stock 2017-03-12 4 F 0 17355 11.65 D 88179 D Restricted Stock Units 0 2017-03-12 4 M 0 36767 0 D 2017-03-12 Common Stock, par value $.01 36767 0 D Stock Option (Right to Buy) 27.20 2021-03-11 Common Stock, par value $.01 114943 114943 D Stock Option (Right to Buy) 18.46 2022-03-11 Common Stock, par value $.01 152207 152207 D Stock Option (Right to Buy) 10.19 2023-03-11 Common Stock, par value $.01 229358 229358 D Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of the first three anniversaries of the 3/12/2014 grant date. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke 2017-03-14