0000891839-17-000046.txt : 20170314
0000891839-17-000046.hdr.sgml : 20170314
20170314162719
ACCESSION NUMBER: 0000891839-17-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170312
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLARKE JEFF
CENTRAL INDEX KEY: 0001285969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 17688376
MAIL ADDRESS:
STREET 1: COMPUTER ASSOCIATES INTERNATIONAL INC
STREET 2: ONE COMPUTER ASSOCIATES PLAZA
CITY: ISLANDA
STATE: NY
ZIP: 11746
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-12
0000031235
EASTMAN KODAK CO
KODK
0001285969
CLARKE JEFF
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
1
0
0
Chief Executive Officer
Common Stock
2017-03-12
4
M
0
36767
0
A
105534
D
Common Stock
2017-03-12
4
F
0
17355
11.65
D
88179
D
Restricted Stock Units
0
2017-03-12
4
M
0
36767
0
D
2017-03-12
Common Stock, par value $.01
36767
0
D
Stock Option (Right to Buy)
27.20
2021-03-11
Common Stock, par value $.01
114943
114943
D
Stock Option (Right to Buy)
18.46
2022-03-11
Common Stock, par value $.01
152207
152207
D
Stock Option (Right to Buy)
10.19
2023-03-11
Common Stock, par value $.01
229358
229358
D
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, these restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of the first three anniversaries of the 3/12/2014 grant date.
Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
/s/ Sharon E. Underberg, Attorney-in-fact for Jeffrey J. Clarke
2017-03-14