0000891839-17-000023.txt : 20170111
0000891839-17-000023.hdr.sgml : 20170111
20170111174920
ACCESSION NUMBER: 0000891839-17-000023
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161215
FILED AS OF DATE: 20170111
DATE AS OF CHANGE: 20170111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Underberg Sharon E.
CENTRAL INDEX KEY: 0001630353
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 17523637
MAIL ADDRESS:
STREET 1: EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2016-12-15
2016-12-16
0000031235
EASTMAN KODAK CO
KODK
0001630353
Underberg Sharon E.
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
General Counsel, Sec., SVP
Common Stock, par value $.01
150
I
By Spouse
Common Stock, par value $.01
9123
D
Restricted Stock Units
0
2017-12-15
Common Stock, par value $.01
3293
3293
D
Restricted Stock Units
0
2018-12-15
Common Stock, par value
10558
10558
D
Restricted Stock Units
0
2019-12-15
Common Stock, par value
15291
15291
D
Stock Option (Right to Buy)
20.25
2021-12-14
Common Stock, par value $.01
27286
27286
D
Stock Option (Right to Buy)
12.63
2022-12-14
Common Stock, par value $.01
39604
39604
D
Stock Option (Right to Buy)
16.35
2016-12-15
4
A
0
37538
0
A
2023-12-14
Common Stock, par value $.01
37538
37538
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2013-09-03
2018-09-03
Common Stock, par value $.01
314
314
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2013-09-03
2018-09-03
Common Stock, par value $.01
314
314
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/15 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/16 grant date.
This option vests one-third on each of the first three anniversaries of the 12/15/14 grant date.
This option vests one-third on each of the first three anniversaries of the 12/15/15 grant date.
Ms. Underberg previously reported this option on her 12/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Ms. Underberg is filing this amendment to report the number of shares underlying the option. This option vests one-third on each of the first three anniversaries of the grant date.
Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg
2017-01-11