0000891839-17-000007.txt : 20170104
0000891839-17-000007.hdr.sgml : 20170104
20170104182834
ACCESSION NUMBER: 0000891839-17-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140816
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARFUNKEL GEORGE
CENTRAL INDEX KEY: 0001085765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 17507731
MAIL ADDRESS:
STREET 1: 6201 15TH AVE
CITY: BROOKLYN
STATE: NY
ZIP: 33428
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-08-16
0000031235
EASTMAN KODAK CO
KODK
0001085765
KARFUNKEL GEORGE
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2014-08-16
4
A
0
9451
0
A
1342111
D
Common Stock, par value $.01
2015-02-25
4
A
0
8911
0
A
1351022
D
Common Stock, par value $.01
2017-01-01
4
M
0
2321
0
A
1353343
D
Restricted Stock Units
0
2017-01-01
4
M
0
2321
0
D
2017-01-01
2017-01-01
Common Stock, par value $.01
2321
0
D
Restricted Stock Units
0
Common Stock, par value $.01
14327
14327
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2014-08-20
4
A
0
3284
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
3284
28341
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2014-08-20
4
A
0
3284
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
3284
28341
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2015-02-25
4
A
0
3110
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
3110
31451
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2015-02-25
4
A
0
3110
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
3110
31451
D
Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan.
These restricted stock units convert into common stock on a one-for-one basis.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan and, except as otherwise provided in the award notice, vest on 1/8/2017 (due to an administrative error, previously reported as 1/1/2017), subject to continuous service as a member of the board of directors.
Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
/s/ Sharon E. Underberg, Attorney-in-fact for George Karfunkel
2017-01-04