0000891839-17-000003.txt : 20170104
0000891839-17-000003.hdr.sgml : 20170104
20170104174149
ACCESSION NUMBER: 0000891839-17-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170101
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURGESS MARK S
CENTRAL INDEX KEY: 0001264418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 17507314
MAIL ADDRESS:
STREET 1: C/O GRAHAM PACKAGING HOLDINGS COMPANY
STREET 2: 2410 PLEASANT VALLEY ROAD
CITY: YORK
STATE: PA
ZIP: 17402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-01-01
0000031235
EASTMAN KODAK CO
KODK
0001264418
BURGESS MARK S
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2017-01-01
4
M
0
1305
0
A
13987
D
Restricted Stock Units
0
2017-01-01
4
M
0
1305
0
D
2017-01-01
2017-01-01
Common Stock, par value $.01
1305
1306
D
Restricted Stock Units
0
2017-01-01
4
D
0
1306
0
D
2017-01-01
2017-01-01
Common Stock, par value $.01
1306
0
D
Phantom Stock
0
2017-01-01
4
A
0
1306
0
A
Common Stock, par value $.01
1306
3914
D
Restricted Stock Units
0
Common Stock, par value $.01
14327
14327
D
These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan and, except as otherwise provided in the award notice, vest on 1/8/2017 (due to an administrative error, previously reported as 1/1/2017), subject to continuous service as a member of the board of directors.
/s/ Sharon E. Underberg, Attorney-in-fact for Mark S. Burgess
2017-01-04