0000891839-16-000286.txt : 20161216 0000891839-16-000286.hdr.sgml : 20161216 20161216171935 ACCESSION NUMBER: 0000891839-16-000286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161215 FILED AS OF DATE: 20161216 DATE AS OF CHANGE: 20161216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bullwinkle David E CENTRAL INDEX KEY: 0001678634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 162057155 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-15 0000031235 EASTMAN KODAK CO KODK 0001678634 Bullwinkle David E EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CFO and Senior Vice President Common Stock, par value $.01 2016-12-15 4 M 0 645 0 A 10682 D Common Stock, par value $.01 2016-12-15 4 F 0 239 16.35 D 10443 D Restricted Stock Units 0 2017-09-03 Common Stock, par value $01 644 644 D Restricted Stock Units 0 2016-12-15 4 M 0 645 0 D 2017-12-15 Common Stock, par value $01 645 647 D Restricted Stock Units 0 2018-09-03 Common Stock, par value $01 2220 2220 D Restricted Stock Units 0 2019-07-01 Common Stock, par value $.01 18473 18473 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 5805 5805 D Stock Option (Right to Buy) 20.25 2021-12-14 Common Stock, par value $.01 5349 5349 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 7965 7965 D Stock Option (Right to Buy) 16.24 2023-06-30 Common Stock, par value $.01 45942 45942 D These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date. Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date. This option vests one-third on each of the first three anniversaries of the 12/15/14 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date. This option vests one-third on each of the first three anniversaries of the 7/1/16 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for David E. Bullwinkle 2016-12-16