0000891839-16-000272.txt : 20161004 0000891839-16-000272.hdr.sgml : 20161004 20161004164908 ACCESSION NUMBER: 0000891839-16-000272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Overman Steven CENTRAL INDEX KEY: 0001630418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161919684 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-01 0000031235 EASTMAN KODAK CO KODK 0001630418 Overman Steven EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2016-10-01 4 M 0 7691 0 A 13591 D Common Stock, par value $.01 2016-10-01 4 F 0 3615 15.00 D 9976 D Common Stock, par value $.01 2016-10-01 4 M 0 3773 0 A 13749 D Common Stock, par value $.01 2016-10-01 4 F 0 1774 15.00 D 11975 D Restricted Stock Units 0 2016-10-01 4 M 0 7691 0 D 2017-10-01 Common Stock, par value $.01 7691 7692 D Restricted Stock Units 0 2016-10-01 4 M 0 3773 0 D 2018-10-01 Common Stock, par value $.01 3773 7547 D Restricted Stock Units 0 2016-10-01 4 A 0 11667 0 A 2019-10-01 Common Stock, par value $.01 11667 11667 D Stock Option (Right to Buy) 15.46 2022-09-30 Common Stock, par value $.01 27090 27090 D Stock Option (Right to Buy) 15.00 2016-10-01 4 A 0 0 0 A 2023-09-30 Common Stock, par value $.01 0 0 D These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date. Shares withheld to cover withholding obligations upon vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date. This option vests one-third on each of the first three anniversaries of the 10/1/15 grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report. /s/ Karen M. Kelly, Attorney-in-fact for Steven Overman 2016-10-04