0000891839-16-000272.txt : 20161004
0000891839-16-000272.hdr.sgml : 20161004
20161004164908
ACCESSION NUMBER: 0000891839-16-000272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Overman Steven
CENTRAL INDEX KEY: 0001630418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161919684
MAIL ADDRESS:
STREET 1: EASTMAN KODAK COMPANY
STREET 2: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-01
0000031235
EASTMAN KODAK CO
KODK
0001630418
Overman Steven
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
0
1
0
0
Senior Vice President
Common Stock, par value $.01
2016-10-01
4
M
0
7691
0
A
13591
D
Common Stock, par value $.01
2016-10-01
4
F
0
3615
15.00
D
9976
D
Common Stock, par value $.01
2016-10-01
4
M
0
3773
0
A
13749
D
Common Stock, par value $.01
2016-10-01
4
F
0
1774
15.00
D
11975
D
Restricted Stock Units
0
2016-10-01
4
M
0
7691
0
D
2017-10-01
Common Stock, par value $.01
7691
7692
D
Restricted Stock Units
0
2016-10-01
4
M
0
3773
0
D
2018-10-01
Common Stock, par value $.01
3773
7547
D
Restricted Stock Units
0
2016-10-01
4
A
0
11667
0
A
2019-10-01
Common Stock, par value $.01
11667
11667
D
Stock Option (Right to Buy)
15.46
2022-09-30
Common Stock, par value $.01
27090
27090
D
Stock Option (Right to Buy)
15.00
2016-10-01
4
A
0
0
0
A
2023-09-30
Common Stock, par value $.01
0
0
D
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/14 grant date.
Shares withheld to cover withholding obligations upon vesting of restricted stock units.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/15 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the three anniversaries of the grant date.
This option vests one-third on each of the first three anniversaries of the 10/1/15 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Overman will file an amendment to this report.
/s/ Karen M. Kelly, Attorney-in-fact for Steven Overman
2016-10-04