0000891839-16-000269.txt : 20160930 0000891839-16-000269.hdr.sgml : 20160930 20160930173122 ACCESSION NUMBER: 0000891839-16-000269 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160903 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Grady John G. CENTRAL INDEX KEY: 0001668481 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161913796 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2016-09-03 2016-09-07 0000031235 EASTMAN KODAK CO KODK 0001668481 O'Grady John G. EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 GM, WW Sales, Vice President Restricted Stock Units 0 2016-09-03 4 A 0 11233 0 A 2019-09-03 Common Stock, par value 11233 11233 D Stock Option (Right to Buy) 15.58 2016-09-03 4 A 0 29712 0 A 2023-09-02 Common Stock, par value $.01 29712 29712 D Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16. Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date. /s/ Sharon E. Underberg, Attorney-in-fact for John O'Grady 2016-09-30