0000891839-16-000255.txt : 20160907 0000891839-16-000255.hdr.sgml : 20160907 20160907193524 ACCESSION NUMBER: 0000891839-16-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160903 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cullimore Philip CENTRAL INDEX KEY: 0001630348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161874538 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-03 0000031235 EASTMAN KODAK CO KODK 0001630348 Cullimore Philip EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 Senior Vice President Common Stock, par value $.01 2016-09-03 4 M 0 5825 0 A 11648 D Common Stock, par value $.01 2016-09-03 4 M 0 1401 0 A 13049 D Common Stock, par value $.01 2016-09-03 4 M 0 2422 0 A 15471 D Restricted Stock Units 0 2016-09-03 4 M 0 5825 0 D 2016-09-03 2016-09-03 Common Stock, par value $.01 5825 0 D Restricted Stock Units 0 2016-09-03 4 M 0 1401 0 D 2017-09-03 Common Stock, par value $.01 1401 1404 D Restricted Stock Units 0 2016-09-03 4 M 0 2422 0 D 2018-09-03 Common Stock, par value $.01 2422 4846 D Restricted Stock Units 0 2016-09-03 4 A 0 6419 0 A 2019-09-03 Common Stock, par value $.01 6419 6419 D Stock Option (Right to Buy) 23.78 2021-09-02 Common Stock, par value $.01 12675 12675 D Stock Option (Right to Buy) 13.76 2022-09-02 Common Stock, par value $.01 17392 17392 D Stock Option (Right to Buy) 15.58 2016-09-03 4 A 0 0 0 A 2023-09-02 Common Stock, par value $.01 0 0 D These restricted stock units convert into common stock on a one-for-one basis. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date. This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report. /s/ Sharon E. Underberg, Attorney-in-fact for Philip Cullimore 2016-09-07