0000891839-16-000254.txt : 20160907 0000891839-16-000254.hdr.sgml : 20160907 20160907192943 ACCESSION NUMBER: 0000891839-16-000254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160903 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bullwinkle David E CENTRAL INDEX KEY: 0001678634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161874532 MAIL ADDRESS: STREET 1: EASTMAN KODAK COMPANY STREET 2: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-03 0000031235 EASTMAN KODAK CO KODK 0001678634 Bullwinkle David E EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 0 1 0 0 CFO and Senior Vice President Common Stock, par value $.01 2016-09-03 4 M 0 2509 0 A 9862 D Common Stock, par value $.01 2016-09-03 4 F 0 928 15.58 D 8934 D Common Stock, par value $.01 2016-09-03 4 M 0 641 0 A 9575 D Common Stock, par value $.01 2016-09-03 4 F 0 237 15.58 D 9338 D Common Stock, par value $.01 2016-09-03 4 M 0 1109 0 A 10447 D Common Stock, par value $.01 2016-09-03 4 F 0 410 15.58 D 10037 D Restricted Stock Units 0 2016-09-03 4 M 0 2509 0 D 2016-09-03 2016-09-03 Common Stock, par value $01 2509 0 D Restricted Stock Units 0 2016-09-03 4 M 0 641 0 D 2017-09-03 Common Stock, par value $01 641 644 D Restricted Stock Units 0 2017-12-15 Common Stock, par value $01 1292 1292 D Restricted Stock Units 0 2016-09-03 4 M 0 1109 0 D 2018-09-03 Common Stock, par value $01 1109 2220 D Restricted Stock Units 0 2019-07-01 Common Stock, par value $.01 18473 18473 D Stock Option (Right to Buy) 23.78 2021-09-03 Common Stock, par value $.01 5805 5805 D Stock Option (Right to Buy) 20.25 2021-12-15 Common Stock, par value $.01 5349 5349 D Stock Option (Right to Buy) 13.76 2022-09-03 Common Stock, par value $.01 7965 7965 D Stock Option (Right to Buy) 16.24 2023-07-01 Common Stock, par value $.01 45942 45942 D These restricted stock units convert into common stock on a one-for-one basis. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/14 grant date. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. These restricted stock units, which convert into common stock on a one-to-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date. This option vests one-third on each of the first three anniversaries of the 12/15/14 grant date. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date. This option vests one-third on each of the first three anniversaries of the 7/1/16 grant date. /s/ Sharon E. Underberg, Attorney-in-fact for David E. Bullwinkle 2016-09-07