0000891839-16-000244.txt : 20160816 0000891839-16-000244.hdr.sgml : 20160816 20160816190449 ACCESSION NUMBER: 0000891839-16-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20160816 DATE AS OF CHANGE: 20160816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN KODAK CO CENTRAL INDEX KEY: 0000031235 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 160417150 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 STATE ST CITY: ROCHESTER STATE: NY ZIP: 14650-0910 BUSINESS PHONE: 7167244000 MAIL ADDRESS: STREET 1: 343 STATE STREET CITY: ROCHESTER STATE: NY ZIP: 14650 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parrett William G CENTRAL INDEX KEY: 0001418280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00087 FILM NUMBER: 161837214 MAIL ADDRESS: STREET 1: THE BLACKSTONE GROUP L.P. STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-13 0000031235 EASTMAN KODAK CO KODK 0001418280 Parrett William G C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER NY 14650 1 0 0 0 Common Stock, par value $.01 2015-02-13 4 A 0 59 0 A 19806 D Common Stock, par value $.01 2015-02-13 4 F 0 19 18.19 D 19787 D Common Stock, par value $.01 2016-08-12 4 S 0 19747 15.96 D 40 D Common Stock, par value $.01 2016-08-12 4 S 0 40 16.21 D 0 D Restricted Stock Units 0 Common Stock, par value $.01 2321 2321 D Restricted Stock Units 0 Common Stock, par value $.01 14327 14327 D 125% Warrants to purchase Common Stock, par value $.01 14.93 2015-02-13 4 A 0 20 0 A 2013-09-03 2018-09-03 Common Stock, par value $.01 20 20 D 125% Warrants to purchase Common Stock, par value $.01 14.93 2015-02-13 4 F 0 7 4.56 D 2013-09-03 2018-09-03 Common Stock, par value $.01 7 13 D 135% Warrants to purchase Common Stock, par value $.01 16.12 2015-02-13 4 A 0 20 0 A 2013-09-03 2018-09-03 Common Stock, par value $.01 20 20 D 135% Warrants to purchase Common Stock, par value $.01 16.12 2015-02-13 4 F 0 7 3.50 D 2013-09-03 2018-09-03 Common Stock, par value $.01 7 13 D Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan. Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1. These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors. These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors. Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan. Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 5. /s/ Sharon E. Underberg, Attorney-in-fact for William G. Parrett 2016-08-16