0000891839-16-000244.txt : 20160816
0000891839-16-000244.hdr.sgml : 20160816
20160816190449
ACCESSION NUMBER: 0000891839-16-000244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150213
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTMAN KODAK CO
CENTRAL INDEX KEY: 0000031235
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 160417150
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 343 STATE ST
CITY: ROCHESTER
STATE: NY
ZIP: 14650-0910
BUSINESS PHONE: 7167244000
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parrett William G
CENTRAL INDEX KEY: 0001418280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00087
FILM NUMBER: 161837214
MAIL ADDRESS:
STREET 1: THE BLACKSTONE GROUP L.P.
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-13
0000031235
EASTMAN KODAK CO
KODK
0001418280
Parrett William G
C/O EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER
NY
14650
1
0
0
0
Common Stock, par value $.01
2015-02-13
4
A
0
59
0
A
19806
D
Common Stock, par value $.01
2015-02-13
4
F
0
19
18.19
D
19787
D
Common Stock, par value $.01
2016-08-12
4
S
0
19747
15.96
D
40
D
Common Stock, par value $.01
2016-08-12
4
S
0
40
16.21
D
0
D
Restricted Stock Units
0
Common Stock, par value $.01
2321
2321
D
Restricted Stock Units
0
Common Stock, par value $.01
14327
14327
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2015-02-13
4
A
0
20
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
20
20
D
125% Warrants to purchase Common Stock, par value $.01
14.93
2015-02-13
4
F
0
7
4.56
D
2013-09-03
2018-09-03
Common Stock, par value $.01
7
13
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2015-02-13
4
A
0
20
0
A
2013-09-03
2018-09-03
Common Stock, par value $.01
20
20
D
135% Warrants to purchase Common Stock, par value $.01
16.12
2015-02-13
4
F
0
7
3.50
D
2013-09-03
2018-09-03
Common Stock, par value $.01
7
13
D
Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
Shares withheld to cover tax withholding obligations from the distribution of shares described in footnote 1.
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award agreement, vest on 1/1/17, subject to continuous service as a member of the board of directors.
These restricted stock units, which convert into common stock on a one-for-one basis, were previously reported by Mr. Parrett and, except as otherwise provided in the award notice, vest on 1/1/17, subject to continuous service as a member of the board of directors.
Distribution on account of unsecured claims pursuant to the Kodak Chapter 11 Plan.
Warrants withheld to cover tax withholding obligations from the distribution of warrants described in footnote 5.
/s/ Sharon E. Underberg, Attorney-in-fact for William G. Parrett
2016-08-16